13F-HR filed by PIPER SANDLER & CO.
PIPER SANDLER & CO. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 15 holding rows worth $52,145,000.
- Accession
- 0000724683-16-000146
- Filer
- CIK 724683
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 15 entries on the cover page, a total value of $52,145,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $52,145,000 with VALUE read as thousands by filing date, 13F file number 028-15951. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 16,759,000 | $26,186,000 | thousands by filing date | principal |
| GENCORP INC | 368682AN0 | SDCV | 7,350,000 | $14,342,000 | thousands by filing date | principal |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 2,000,000 | $5,475,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 1,282,000 | $3,022,000 | thousands by filing date | principal |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 182,211 | $1,310,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 26,000 | $962,000 | thousands by filing date | |
| Cardconnect Corp | 14141X108 | COM | 53,602 | $524,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,600 | $127,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 6,009 | $110,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 3,623 | $68,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 100 | $7,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 300 | $5,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 300 | $4,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 100 | $3,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000724683-16-000146 | this filing | 2016-11-14 | acceptance time not in the bulk data set |