13F-HR filed by PIPER SANDLER & CO.
PIPER SANDLER & CO. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 20 holding rows worth $46,099,000.
- Accession
- 0000724683-16-000104
- Filer
- CIK 724683
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 20 entries on the cover page, a total value of $46,099,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $46,099,000 with VALUE read as thousands by filing date, 13F file number 028-15951. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 100,000 | $20,552,000 | thousands by filing date | put |
| GENCORP INC | 368682AN0 | SDCV | 7,350,000 | $13,359,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 80,000 | $4,951,000 | thousands by filing date | put |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 825,000 | $3,393,000 | thousands by filing date | principal |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 616,155 | $3,179,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 32,000 | $284,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,800 | $165,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,095 | $84,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 11,641 | $73,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 20 | $24,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 200 | $17,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 554 | $7,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 489 | $5,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 52 | $2,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 81 | $2,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 96 | $1,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 65 | $1,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIFTON BANCORP INC | 186873105 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURIS MED HLDG AG | H03579101 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000724683-16-000104 | this filing | 2016-05-16 | acceptance time not in the bulk data set |