13F-HR filed by PIPER SANDLER & CO.
PIPER SANDLER & CO. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 105 holding rows worth $93,536,000.
- Accession
- 0000724683-15-000072
- Filer
- CIK 724683
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 105 entries on the cover page, a total value of $93,536,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $93,536,000 with VALUE read as thousands by filing date, 13F file number 028-15951. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 11,523,000 | $19,496,000 | thousands by filing date | principal |
| GENCORP INC | 368682AN0 | SDCV | 7,350,000 | $13,198,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 9,964,000 | $9,603,000 | thousands by filing date | principal |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 4,860,000 | $8,046,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 40,000 | $7,665,000 | thousands by filing date | put |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 775,246 | $5,055,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS INC | 868459AB4 | NOTE 7.500% 5/0 | 1,187,000 | $3,292,000 | thousands by filing date | principal |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 42,500 | $1,712,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 90,000 | $1,193,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 29,500 | $996,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 8,000 | $648,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,500 | $640,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 34,500 | $583,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 15,000 | $525,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 45,000 | $513,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 12,500 | $493,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,600 | $485,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 14,300 | $458,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 7,500 | $456,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 6,500 | $448,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 5,150 | $444,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 7,500 | $433,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 3,250 | $433,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 35,000 | $428,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 22,500 | $424,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 8,500 | $410,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 22,000 | $406,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 15,000 | $404,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 50,000 | $404,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 22,000 | $391,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 20,000 | $367,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 50,000 | $339,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 30,000 | $338,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 37,000 | $326,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 25,000 | $322,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 8,000 | $320,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 15,000 | $320,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 8,000 | $318,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 5,000 | $316,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 10,000 | $312,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 14,000 | $307,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 22,500 | $304,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 12,487 | $303,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 15,000 | $296,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 25,000 | $295,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 15,000 | $293,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 25,000 | $288,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 5,000 | $284,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 15,000 | $276,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 35,000 | $273,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 12,500 | $272,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 3,350 | $271,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 10,000 | $261,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 5,000 | $251,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 25,000 | $250,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 30,000 | $248,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 15,000 | $243,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 7,500 | $225,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 25,000 | $224,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 12,500 | $212,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 10,000 | $207,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 25,000 | $207,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 5,500 | $206,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 7,500 | $205,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 12,500 | $205,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 10,000 | $203,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 7,500 | $199,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 10,000 | $198,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 25,000 | $195,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 10,000 | $188,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 15,000 | $184,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 50,000 | $181,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 75,000 | $173,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 10,000 | $170,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 50,000 | $168,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 25,000 | $160,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 5,000 | $156,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 12,500 | $156,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 5,000 | $148,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 20,000 | $144,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 50,000 | $131,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 10,000 | $126,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 7,500 | $125,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 10,528 | $114,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 15,000 | $113,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 10,000 | $111,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 25,000 | $109,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 15,000 | $102,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 25,000 | $93,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 10,000 | $91,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 3,645 | $85,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 5,000 | $80,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 25,000 | $67,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 10,000 | $47,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 25,000 | $40,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 25,000 | $26,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 9,000 | $24,000 | thousands by filing date | principal |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 5,215 | $20,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 800 | $18,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 1,000 | $10,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 2,231 | $6,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 6,000 | $5,000 | thousands by filing date | principal |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 74 | $3,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 82,160 | $1,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000724683-15-000072 | this filing | 2015-11-16 | acceptance time not in the bulk data set |