13F-HR filed by PIPER SANDLER & CO.
PIPER SANDLER & CO. filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 99 holding rows worth $166,838,000.
- Accession
- 0000724683-15-000064
- Filer
- CIK 724683
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 99 entries on the cover page, a total value of $166,838,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $166,838,000 with VALUE read as thousands by filing date, 13F file number 028-15951. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 169,500 | $19,560,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 11,523,000 | $19,438,000 | thousands by filing date | principal |
| GENCORP INC | 368682AN0 | SDCV | 7,750,000 | $17,728,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 70,000 | $14,410,000 | thousands by filing date | put |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 2,787,000 | $14,370,000 | thousands by filing date | principal |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 2,751,000 | $13,980,000 | thousands by filing date | principal |
| MEDIVATION INC | 58501NAA9 | NOTE | 5,656,000 | $12,471,000 | thousands by filing date | principal |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 4,860,000 | $11,767,000 | thousands by filing date | principal |
| CATAMARAN CORP | 148887102 | COM | 45,000 | $2,749,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 125,000 | $2,513,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 2,595,000 | $2,232,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 210,000 | $2,029,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 50,000 | $1,762,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 35,000 | $1,159,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 62,500 | $1,023,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 72,500 | $919,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 14,500 | $857,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 75,000 | $740,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 12,000 | $713,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 42,500 | $697,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 110,000 | $683,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 7,500 | $667,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 15,000 | $664,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 70,000 | $660,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 12,500 | $659,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,000 | $627,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 15,000 | $604,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 15,000 | $592,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 50,000 | $517,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 15,000 | $509,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 27,500 | $508,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 85,000 | $500,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 10,000 | $486,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 52,792 | $475,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 175,000 | $471,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 15,000 | $467,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 25,000 | $466,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 30,000 | $463,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 12,500 | $447,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 5,000 | $434,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 15,000 | $430,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,000 | $429,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 20,000 | $429,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 30,000 | $416,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 10,000 | $399,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 35,000 | $395,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 50,000 | $392,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 30,000 | $379,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 225,000 | $378,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 42,460 | $378,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 32,500 | $372,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 45,000 | $369,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,000 | $362,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 5,000 | $339,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 40,000 | $336,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 125,000 | $336,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 6,000 | $328,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 6,000 | $326,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 25,000 | $326,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 4,000 | $321,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 25,000 | $317,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 37,500 | $310,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 3,500 | $308,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 7,000 | $306,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 75,000 | $301,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 100,000 | $296,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 25,000 | $294,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 7,500 | $287,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 200,000 | $276,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 22,500 | $266,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 35,000 | $252,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 5,000 | $245,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 100,000 | $240,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 27,500 | $233,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 7,500 | $228,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 7,500 | $226,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 5,000 | $222,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 5,000 | $220,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 7,500 | $210,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 20,000 | $208,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 2,500 | $190,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 15,000 | $185,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 30,000 | $179,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 4,000 | $175,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 35,000 | $173,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 100,000 | $171,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 25,000 | $170,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 25,000 | $169,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 25,000 | $154,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 30,000 | $147,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 5,000 | $114,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 40,000 | $108,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 5,596 | $100,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 8,000 | $47,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 9,000 | $22,000 | thousands by filing date | principal |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 73,801 | $22,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 61 | $8,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 51 | $3,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000724683-15-000064 | this filing | 2015-08-14 | acceptance time not in the bulk data set |