13F-HR filed by PIPER SANDLER & CO.
PIPER SANDLER & CO. filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 113 holding rows worth $240,861,000.
- Accession
- 0000724683-15-000041
- Filer
- CIK 724683
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 114 entries on the cover page, a total value of $240,861,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $240,861,000 with VALUE read as thousands by filing date, 13F file number 028-15951. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 227,000 | $46,860,000 | thousands by filing date | put |
| GENCORP INC | 368682AN0 | SDCV | 7,750,000 | $19,951,000 | thousands by filing date | principal |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 6,372,000 | $19,303,000 | thousands by filing date | principal |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 200,000 | $19,030,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 7,575,000 | $19,018,000 | thousands by filing date | principal |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 6,690,000 | $16,529,000 | thousands by filing date | principal |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 8,778,000 | $14,434,000 | thousands by filing date | principal |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 3,750,000 | $9,968,000 | thousands by filing date | principal |
| RITE AID CORP | 767754BU7 | CNV | 2,015,000 | $6,768,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 6,000,000 | $6,015,000 | thousands by filing date | principal |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 1,500,000 | $5,404,000 | thousands by filing date | principal |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 825,000 | $3,668,000 | thousands by filing date | principal |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 120,000 | $3,076,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2,500 | $3,050,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 300,000 | $3,033,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 303,420 | $2,491,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 1,650,000 | $2,136,000 | thousands by filing date | principal |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 50,000 | $1,800,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 36,000 | $1,292,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 6,500 | $1,126,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 75,000 | $1,050,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 23,500 | $1,030,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 8,500 | $1,015,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 140,000 | $939,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 16,000 | $852,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 85,000 | $843,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 9,000 | $781,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 71,624 | $781,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 730,000 | $751,000 | thousands by filing date | principal |
| HEALTHWAYS INC | 422245100 | COM | 35,000 | $690,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 15,000 | $680,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 15,000 | $651,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 50,000 | $644,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 40,000 | $639,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 12,500 | $626,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 40,000 | $613,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 150,000 | $602,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 25,000 | $600,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 15,500 | $570,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 45,000 | $568,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 16,500 | $550,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 70,000 | $548,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 45,000 | $546,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 48,000 | $504,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 15,000 | $501,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 35,000 | $494,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 27,500 | $493,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 18,000 | $471,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 14,000 | $462,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 35,000 | $455,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 17,500 | $448,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 75,000 | $437,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 21,000 | $430,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 25,000 | $425,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 29,750 | $419,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 85,000 | $417,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 30,113 | $416,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 25,000 | $405,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 4,592 | $403,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 8,000 | $401,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 30,000 | $395,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 15,000 | $385,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 10,000 | $384,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 37,500 | $374,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 45,000 | $367,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 30,000 | $363,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 15,000 | $362,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 20,000 | $358,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 5,000 | $353,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 25,000 | $347,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 35,000 | $335,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 25,000 | $330,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 25,000 | $328,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 15,000 | $320,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 50,000 | $317,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 10,000 | $302,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 15,000 | $300,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 50,010 | $299,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 17,000 | $299,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 4,000 | $297,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 200,000 | $290,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 15,000 | $284,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 35,000 | $282,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 45,000 | $277,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 20,000 | $266,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 35,000 | $264,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 60,000 | $245,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 25,000 | $231,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 10,000 | $223,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 50,000 | $217,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 45,000 | $201,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 125,000 | $200,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 20,000 | $185,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 17,500 | $181,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 20,000 | $178,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 25,000 | $171,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 20,000 | $168,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 20,000 | $168,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 30,000 | $151,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 20,000 | $146,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 50,000 | $143,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 5,757 | $140,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 5,000 | $111,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 4,934 | $79,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 50,000 | $55,000 | thousands by filing date | principal |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 78,980 | $25,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q114 | *W EXP 05/09/201 | 14,330 | $23,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 386 | $11,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 694 | $11,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 200 | $8,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 273,197 | $6,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 76 | $3,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 15 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000724683-15-000041 | this filing | 2015-05-15 | acceptance time not in the bulk data set |