13F-HR filed by PIPER SANDLER & CO.
PIPER SANDLER & CO. filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 122 holding rows worth $138,555,000.
- Accession
- 0000724683-14-000151
- Filer
- CIK 724683
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 122 entries on the cover page, a total value of $138,555,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $138,555,000 with VALUE read as thousands by filing date, 13F file number 028-15951. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 5,006,000 | $16,751,000 | thousands by filing date | principal |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 183,000 | $14,936,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 11,750,000 | $14,504,000 | thousands by filing date | principal |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 8,000,000 | $13,785,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 62,500 | $12,233,000 | thousands by filing date | put |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 347,000 | $9,924,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 2,859,000 | $8,766,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 6,000,000 | $6,135,000 | thousands by filing date | principal |
| GENCORP INC | 368682AN0 | SDCV | 2,264,000 | $4,821,000 | thousands by filing date | principal |
| MASTEC INC | 576323AM1 | NOTE 4.250%12/1 | 1,899,000 | $3,792,000 | thousands by filing date | principal |
| EQUINIX INC | 29444UAG1 | CNV | 1,727,000 | $3,271,000 | thousands by filing date | principal |
| AGCO CORP 1.250/15/36 | 001084AM4 | NOTE | 2,105,000 | $2,105,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,839,000 | $1,971,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 130,000 | $1,815,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 1,300,000 | $1,351,000 | thousands by filing date | principal |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 200,000 | $608,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 500,000 | $531,000 | thousands by filing date | principal |
| INVENSENSE INC | 46123D205 | COM | 22,500 | $511,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 27,500 | $496,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,000 | $465,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 15,000 | $461,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 17,500 | $458,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 50,000 | $453,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 15,000 | $443,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 17,500 | $438,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 7,500 | $415,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,000 | $410,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 50,000 | $404,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 25,000 | $396,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 17,500 | $396,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 25,000 | $387,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 27,500 | $378,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 12,500 | $377,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 11,322 | $376,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 75,000 | $375,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 100,000 | $375,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 75,000 | $374,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,500 | $370,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 17,500 | $358,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 17,500 | $358,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 12,500 | $357,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,000 | $355,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 42,500 | $351,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 10,000 | $348,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 27,500 | $328,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 8,500 | $317,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 10,000 | $313,000 | thousands by filing date | |
| 38259p508 | COM | 500 | $292,000 | thousands by filing date | ||
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 30,000 | $292,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 10,000 | $285,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 25,000 | $272,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 250,000 | $264,000 | thousands by filing date | principal |
| ARUBA NETWORKS INC | 043176106 | COM | 15,000 | $263,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 30,000 | $263,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,000 | $256,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 5,281 | $255,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 10,000 | $251,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 20,000 | $251,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 27,500 | $250,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 10,000 | $245,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 10,500 | $245,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 50,000 | $244,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 7,500 | $241,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 20,000 | $238,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 25,000 | $230,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 60,000 | $215,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 30,000 | $211,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 15,000 | $209,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 25,000 | $202,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 10,000 | $196,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 10,000 | $194,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 25,000 | $182,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,000 | $178,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 10,000 | $160,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 100,000 | $158,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 15,000 | $157,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 12,500 | $150,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 10,000 | $146,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 15,000 | $146,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 3,000 | $139,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 18,000 | $128,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 3,500 | $128,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 50,000 | $127,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 7,900 | $119,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 25,000 | $116,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 25,000 | $111,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 3,700,000 | $111,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 2,500 | $102,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 3,500 | $102,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 4,000 | $96,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 9,397 | $82,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 2,000 | $80,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 900 | $78,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,700 | $73,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 10,000 | $68,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 5,000 | $62,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 5,500 | $58,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 2,000 | $58,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,000 | $51,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 200 | $46,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 1,000 | $44,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 1,500 | $42,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 6,000 | $40,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 2,000 | $32,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 500 | $32,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 8,701 | $30,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 1,000 | $27,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 1,000 | $19,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 1,277 | $18,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 800 | $10,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 100 | $9,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 959 | $9,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 100 | $8,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 100 | $6,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 100 | $5,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 337 | $4,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 88 | $2,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERON THERAPEUTICS INC | 427746102 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP | 56400P201 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INCONTACT INC | 45336E109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000724683-14-000151 | this filing | 2014-08-14 | acceptance time not in the bulk data set |