13F-HR filed by PIPER SANDLER & CO.
PIPER SANDLER & CO. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 96 holding rows worth $115,349,000.
- Accession
- 0000724683-14-000012
- Filer
- CIK 724683
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 96 entries on the cover page, a total value of $115,349,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,349,000 with VALUE read as thousands by filing date, 13F file number 028-15951. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MASTEC INC | 576323AL3 | NOTE 4.000% 6/1 | 5,432,000 | $14,948,000 | thousands by filing date | principal |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 7,800,000 | $14,840,000 | thousands by filing date | principal |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 188,000 | $13,799,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 70,000 | $13,091,000 | thousands by filing date | put |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 3,344,000 | $9,923,000 | thousands by filing date | principal |
| D.R. HORTON INC | 23331ABB4 | NOTE | 8,841,000 | $9,295,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 6,000,000 | $6,143,000 | thousands by filing date | principal |
| SALESFORCE COM INC | 79466LAB0 | BOND | 1,000,000 | $2,660,000 | thousands by filing date | principal |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 75,000 | $1,239,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 40,100 | $1,137,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 1,175,000 | $997,000 | thousands by filing date | principal |
| KOFAX LTD | G5307C105 | COM USD | 105,665 | $916,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 130,000 | $911,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102XAG0 | CNV | 897,000 | $898,000 | thousands by filing date | principal |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 85,000 | $894,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 10,000 | $797,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 75,000 | $627,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,000 | $602,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 500 | $596,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 10,000 | $571,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 473 | $555,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 112,900 | $549,000 | thousands by filing date | |
| GENCORP INC | 368682AN0 | SDCV | 264,000 | $540,000 | thousands by filing date | principal |
| AVG TECHNOLOGIES | N07831105 | SHS | 25,000 | $524,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 50,000 | $506,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 30,000 | $503,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 85,000 | $493,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10,000 | $476,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 5,000 | $466,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 20,000 | $455,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 15,000 | $434,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 30,000 | $434,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 50,000 | $430,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 100,000 | $422,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 31,800 | $398,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 209,000 | $389,000 | thousands by filing date | principal |
| RUCKUS WIRELESS INC | 781220108 | COM | 30,000 | $365,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 35,000 | $356,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 35,000 | $353,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 11,500 | $344,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 75,000 | $340,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 100,000 | $337,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 23,568 | $324,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 10,000 | $320,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 10,000 | $316,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 20,000 | $312,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 15,000 | $301,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 15,000 | $296,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 12,500 | $296,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,000 | $291,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 30,000 | $288,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 30,000 | $288,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 6,800 | $283,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 15,000 | $281,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 77,310 | $281,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 5,000 | $276,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 20,000 | $268,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 10,000 | $266,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 40,000 | $264,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 15,000 | $261,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 15,000 | $258,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 20,000 | $258,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 20,000 | $249,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 20,000 | $245,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 25,000 | $242,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 15,000 | $238,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 20,000 | $230,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 5,000 | $229,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 25,000 | $227,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 20,000 | $226,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 10,000 | $221,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 15,000 | $213,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 205,000 | $208,000 | thousands by filing date | principal |
| ACTAVIS PLC | G0083B108 | SHS | 1,000 | $206,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 50,000 | $201,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 50,000 | $195,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 10,000 | $189,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 12,000 | $189,000 | thousands by filing date | put |
| SILICON IMAGE INC | 82705T102 | COM | 25,000 | $173,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,000 | $156,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 10,000 | $155,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,100 | $154,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 5,000 | $150,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 3,000 | $144,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 3,000 | $132,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 10,000 | $129,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 25,000 | $89,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q114 | *W EXP 05/09/201 | 40,012 | $87,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 25,000 | $80,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 100 | $54,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 8,701 | $28,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 100 | $15,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 176 | $9,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 247 | $4,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 37 | $1,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000724683-14-000012 | this filing | 2014-05-15 | acceptance time not in the bulk data set |