13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-14, with 3,365 holding rows worth $95,358,736,348.
- Accession
- 0000720672-24-000018
- Filer
- CIK 720672
- Filed
- 2024-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 9,139 entries on the cover page, a total value of $95,358,736,348 stated on the cover page (in dollars after the unit check, H1), rows summing to $95,358,736,348 with VALUE read as dollars as filed, 13F file number 028-04621. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerEquityCompass Investment Management028-13156
- included managerStifel Independent Advisors, LLC028-13699
- included manager1919 Investment Counsel, LLC028-11345
- included managerStifel Trust Company, N.A.028-06397
- included managerStifel Trust Co Delaware, N.A.028-16086
- included managerWashington Crossing Advisers LLC028-19513
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INSTRUCTURE HLDGS INC | 457790103 | COM | 11,670 | $274,828 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 16,515 | $274,315 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 11,442 | $270,834 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 6,528 | $270,510 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 12,916 | $268,525 | dollars as filed | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 9,885 | $268,476 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188101 | COM CL A | 12,717 | $268,457 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 3,741 | $267,646 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 16,425 | $267,483 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 72,794 | $267,154 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 14,364 | $267,031 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 7,478 | $266,964 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 17,557 | $266,863 | dollars as filed | |
| MRC GLOBAL INC | 55345K103 | COM | 20,925 | $266,585 | dollars as filed | |
| VITAL FARMS INC | 92847W103 | COM | 7,599 | $266,494 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 8,608 | $266,414 | dollars as filed | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 21,883 | $266,316 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 34,774 | $263,937 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 14,218 | $263,752 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 17,505 | $263,622 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 13,748 | $263,137 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 4,625 | $261,908 | dollars as filed | |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 14,220 | $261,880 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 10,686 | $261,846 | dollars as filed | |
| POWELL INDS INC | 739128106 | COM | 1,177 | $261,306 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 26,842 | $260,374 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 1,856 | $258,226 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 6,609 | $257,466 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 6,137 | $257,343 | dollars as filed | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 22,130 | $257,265 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 31,981 | $257,127 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 16,963 | $255,802 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 2,835 | $255,773 | dollars as filed | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 4,435 | $255,722 | dollars as filed | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 7,944 | $255,479 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 13,383 | $255,066 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 6,045 | $253,649 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 4,923 | $253,127 | dollars as filed | |
| CAMTEK LTD ORD | M20791105 | Stock | 3,151 | $251,608 | dollars as filed | |
| KBHOME | 48666K109 | COM | 2,933 | $251,438 | dollars as filed | |
| AMPLIFY ETF TR | 032108656 | AMPLIFY DGTL PAY | 4,799 | $250,846 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 19,229 | $250,738 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 8,062 | $250,721 | dollars as filed | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 15,000 | $250,350 | dollars as filed | |
| HMN FINL INC | 40424G108 | COM | 8,973 | $250,347 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 18,722 | $250,314 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 17,263 | $250,142 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,244 | $249,734 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 27,503 | $249,596 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 34,461 | $249,149 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 10,186 | $248,437 | dollars as filed | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 35,332 | $247,324 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 22,052 | $246,540 | dollars as filed | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 7,955 | $246,446 | dollars as filed | |
| MERCURY SYS INC COM | 589378108 | Stock | 6,651 | $246,087 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 13,308 | $245,929 | dollars as filed | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 8,873 | $244,717 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 16,015 | $244,230 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 58,827 | $243,545 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 2,367 | $242,192 | dollars as filed | |
| SONO TEK CORP | 835483108 | COM | 60,000 | $241,800 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 38,092 | $241,123 | dollars as filed | |
| DANA INC | 235825205 | COM | 22,789 | $240,647 | dollars as filed | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,699 | $240,630 | dollars as filed | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,211 | $239,239 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 17,723 | $239,087 | dollars as filed | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 2,129 | $239,001 | dollars as filed | |
| TRIPLE FLAG PRECIOUS METAL COM | 89679M104 | Stock | 14,752 | $238,687 | dollars as filed | |
| OTTER TAIL CORP | 689648103 | COM | 3,041 | $237,685 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 4,898 | $236,825 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N405 | APPLIED FINA VAL | 6,575 | $236,684 | dollars as filed | |
| SEMTECH CORP COM | 816850101 | Stock | 5,183 | $236,660 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 11,301 | $236,531 | dollars as filed | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 4,150 | $236,510 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 3,276 | $236,004 | dollars as filed | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 3,548 | $235,412 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 5,333 | $235,027 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 21,272 | $234,628 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 2,445 | $232,861 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 2,702 | $232,372 | dollars as filed | |
| ENVIRI CORP | 415864107 | COM | 22,454 | $232,175 | dollars as filed | |
| HEARTBEAM INC | 42238H108 | COM | 100,000 | $232,000 | dollars as filed | |
| DISC MEDICINE INC COM | 254604101 | Stock | 4,703 | $231,106 | dollars as filed | |
| MASIMO CORP COM | 574795100 | Stock | 1,716 | $228,799 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 3,940 | $228,520 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 788 | $228,172 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 21,062 | $228,105 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726302 | COM SER C | 5,727 | $227,937 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 5,575 | $227,571 | dollars as filed | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 801 | $227,333 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 6,715 | $227,236 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 1,270 | $227,231 | dollars as filed | |
| METALLUS INC | 887399103 | COMMON STOCK | 15,300 | $226,900 | dollars as filed | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 10,980 | $226,858 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 15,620 | $226,175 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 4,096 | $225,852 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 10,127 | $225,327 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 3,244 | $225,263 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 10,991 | $225,226 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 2,952 | $224,588 | dollars as filed | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 10,970 | $224,118 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 4,349 | $224,104 | dollars as filed | |
| ENOVA INTL INC | 29357K103 | COM | 2,670 | $223,720 | dollars as filed | |
| AZZ INC COM | 002474104 | Stock | 2,698 | $222,882 | dollars as filed | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 7,061 | $222,702 | dollars as filed | |
| GMS INC | 36251C103 | COM | 2,453 | $222,168 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 5,354 | $221,655 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 90,400 | $221,482 | dollars as filed | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 5,600 | $221,258 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 9,487 | $220,576 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 21,369 | $220,528 | dollars as filed | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 2,804 | $219,757 | dollars as filed | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 4,954 | $219,493 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 34,700 | $218,610 | dollars as filed | |
| TEMPUS AI INC CL A | 88023B103 | Stock | 3,846 | $217,683 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 4,442 | $217,602 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 6,916 | $216,949 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 3,213 | $216,414 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 28,110 | $215,883 | dollars as filed | |
| GERON CORP | 374163103 | COM | 47,477 | $215,546 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 23,494 | $215,205 | dollars as filed | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 6,147 | $214,845 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 5,722 | $214,687 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 37,800 | $212,437 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 4,954 | $212,180 | dollars as filed | |
| ASTRONICS CORP COM | 046433108 | Stock | 10,882 | $211,979 | dollars as filed | |
| AGILYSYS INC | 00847J105 | COM | 1,944 | $211,839 | dollars as filed | |
| AMERISAFE INC | 03071H100 | COM | 4,380 | $211,685 | dollars as filed | |
| LINEAGE INC COM | 53566V106 | REIT | 2,688 | $210,682 | dollars as filed | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 9,175 | $210,291 | dollars as filed | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 3,818 | $210,221 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 209,125 | $209,125 | dollars as filed | principal |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,172 | $207,948 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 11,133 | $206,954 | dollars as filed | |
| Delek Logistics Partners LP | 24664T103 | Com | 4,721 | $206,402 | dollars as filed | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 4,920 | $204,630 | dollars as filed | |
| WAYSTAR HLDG CORP | 946784105 | COM | 7,315 | $204,016 | dollars as filed | |
| SILGAN HLDGS INC | 827048109 | COM | 3,862 | $202,814 | dollars as filed | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 15,944 | $202,174 | dollars as filed | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 6,431 | $201,933 | dollars as filed | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 4,456 | $201,682 | dollars as filed | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 4,255 | $201,449 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 1,680 | $201,056 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 4,271 | $200,993 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 12,006 | $200,740 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 20,519 | $200,676 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 13,746 | $199,318 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 74,814 | $194,517 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 23,206 | $192,840 | dollars as filed | |
| AVID BIOSERVICES INC | 05368M106 | COM | 16,892 | $192,231 | dollars as filed | |
| PAYCOR HCM INC | 70435P102 | COM | 13,498 | $191,539 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P207 | COM NEW | 21,270 | $190,579 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 16,752 | $188,967 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 188,576 | $188,576 | dollars as filed | principal |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 14,721 | $187,688 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 10,075 | $187,602 | dollars as filed | |
| ANGEL OAK FUNDS TRUST | 03463K745 | HIGH YIE OPP ETF | 16,775 | $187,377 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 14,228 | $186,527 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 51,898 | $186,314 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 46,416 | $185,664 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 20,079 | $184,327 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 38,749 | $181,344 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 14,709 | $178,125 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 51,700 | $177,848 | dollars as filed | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 15,856 | $176,952 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 15,688 | $176,650 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 50,124 | $175,438 | dollars as filed | |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 10,142 | $174,137 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 13,059 | $171,597 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 24,949 | $171,399 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 23,839 | $170,931 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 45,431 | $169,460 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 14,703 | $169,375 | dollars as filed | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 14,092 | $166,568 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 10,194 | $165,754 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 28,408 | $165,619 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 28,415 | $161,969 | dollars as filed | |
| Grayscale Bitcoin Minitrust ETF | 389930108 | ETP | 28,307 | $159,368 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 47,050 | $159,029 | dollars as filed | |
| Flushing Financial Corp | 343873105 | Common Stock | 10,900 | $158,922 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 23,728 | $158,508 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 31,264 | $156,319 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 12,985 | $154,916 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 12,677 | $154,406 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 19,300 | $152,856 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 33,222 | $151,500 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 15,094 | $148,827 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 11,722 | $147,933 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 10,000 | $147,400 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 194,222 | $147,067 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 12,462 | $146,927 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 43,122 | $146,182 | dollars as filed | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 38,300 | $145,161 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 12,858 | $142,724 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 81,018 | $142,591 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 31,378 | $141,202 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 31,060 | $141,013 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 20,229 | $138,973 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 47,700 | $137,376 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 15,320 | $135,583 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 12,090 | $134,318 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 10,519 | $134,122 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 11,415 | $134,020 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 22,312 | $133,870 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 14,086 | $131,845 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 39,888 | $131,234 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 11,146 | $130,074 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 61,971 | $129,542 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 14,788 | $128,805 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 14,002 | $128,681 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 136,850 | $127,271 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 141,005 | $126,841 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 40,500 | $125,145 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 55,974 | $122,583 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 12,381 | $122,577 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,905 | $122,146 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 17,747 | $122,097 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 18,037 | $120,306 | dollars as filed | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 10,580 | $119,028 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 123,952 | $118,995 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 11,903 | $118,554 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 20,076 | $117,445 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 23,081 | $116,559 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 11,447 | $115,042 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 22,018 | $114,494 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 10,145 | $114,440 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 18,400 | $113,712 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 10,504 | $111,028 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 10,440 | $110,873 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 17,752 | $108,997 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 22,564 | $108,533 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 20,000 | $107,600 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 15,388 | $106,024 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 35,755 | $105,129 | dollars as filed | |
| OKLO INC COM CL A | 02156V109 | Stock | 12,886 | $104,250 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 332,995 | $102,563 | dollars as filed | |
| Renalytix PLC | 75973T101 | ADS | 489,431 | $102,343 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 14,485 | $101,395 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,760 | $101,252 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 17,347 | $100,615 | dollars as filed | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 16,961 | $100,579 | dollars as filed | |
| THERATECHNOLOGIES INC | 88338H704 | COM | 80,846 | $100,249 | dollars as filed | |
| Indivior PLC | G4766E116 | Common Stock | 10,225 | $99,694 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 12,350 | $95,836 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 11,460 | $95,704 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 80,637 | $95,153 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 26,550 | $94,786 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 15,480 | $94,583 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 52,065 | $94,241 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 14,154 | $94,126 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 60,235 | $93,380 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 34,327 | $92,687 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 12,509 | $92,567 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 16,279 | $91,809 | dollars as filed | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 12,132 | $91,474 | dollars as filed | |
| VERASTEM INC | 92337C203 | COMMON STOCK | 30,339 | $90,730 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 10,764 | $89,986 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 25,025 | $89,340 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 12,047 | $86,978 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 16,108 | $86,825 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 50,688 | $86,177 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 18,764 | $84,624 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 24,096 | $84,339 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 10,000 | $84,200 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 45,690 | $82,241 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 122,448 | $81,953 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 96,292 | $81,685 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 51,997 | $81,635 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 11,965 | $79,807 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 14,888 | $78,014 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 19,351 | $77,990 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 11,072 | $77,725 | dollars as filed | |
| NEURAXIS INC | 64134X201 | COM | 25,710 | $76,616 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 16,281 | $75,216 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 16,263 | $74,003 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 19,151 | $73,159 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 15,168 | $73,110 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 40,900 | $72,394 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 16,039 | $71,696 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 11,722 | $71,270 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 12,006 | $69,515 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 11,853 | $69,349 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 17,802 | $67,648 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 20,741 | $67,616 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,178 | $67,601 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 45,000 | $67,500 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 15,779 | $63,589 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 38,800 | $62,468 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 15,061 | $60,320 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 11,046 | $55,561 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 10,000 | $55,400 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 46,100 | $54,398 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 10,076 | $52,899 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 10,000 | $50,100 | dollars as filed | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 10,010 | $49,350 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 10,012 | $47,858 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 10,137 | $47,748 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 27,608 | $47,486 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 22,250 | $47,393 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 10,034 | $46,960 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 26,520 | $46,940 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 28,113 | $44,981 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 10,942 | $44,862 | dollars as filed | |
| ARCADIUM LITHIUM PLC | G0508H110 | COM SHS | 15,470 | $44,089 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 12,750 | $42,840 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 10,875 | $42,739 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 10,265 | $42,703 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 12,000 | $42,000 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 33,193 | $41,159 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 16,884 | $40,859 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 10,375 | $38,906 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 19,408 | $38,816 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 272,920 | $38,208 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 11,313 | $37,785 | dollars as filed | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 10,707 | $37,580 | dollars as filed | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 16,778 | $35,906 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 14,654 | $35,903 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 15,410 | $35,290 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 10,034 | $34,617 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 10,000 | $34,000 | dollars as filed | |
| NANOVIRICIDES INC | 630087302 | COM | 21,200 | $31,800 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 94,500 | $31,328 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 30,124 | $30,938 | dollars as filed | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 32,000 | $30,855 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 33,000 | $30,801 | dollars as filed | principal |
| PRECIGEN INC | 74017N105 | COM | 32,200 | $30,497 | dollars as filed | |
| BENEFICIENT | 08178Q309 | COM | 24,300 | $29,889 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 22,944 | $29,139 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 30,000 | $28,727 | dollars as filed | principal |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 31,850 | $27,710 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 10,000 | $27,100 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 27,619 | $26,247 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 31,711 | $25,020 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 16,689 | $24,867 | dollars as filed | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 13,542 | $24,103 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 13,400 | $23,718 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 27,490 | $23,348 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 10,285 | $22,424 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 20,008 | $21,208 | dollars as filed | |
| PIXELWORKS INC | 72581M305 | COM NEW | 28,447 | $20,197 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 13,914 | $20,178 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 23,500 | $20,079 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 19,451 | $19,451 | dollars as filed | principal |
| SERES THERAPEUTICS INC | 81750R102 | COM | 20,000 | $18,922 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 47,031 | $18,784 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 10,840 | $16,694 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G138 | *W EXP 12/14/202 | 31,937 | $14,379 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 41,133 | $14,370 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 17,750 | $13,686 | dollars as filed | |
| WALLBOX NV | N94209116 | *W EXP 10/01/202 | 134,701 | $13,483 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 12,000 | $13,077 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 35,555 | $12,359 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 17,125 | $10,734 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 18,000 | $9,540 | dollars as filed | |
| MICROBOT MED INC | 59503A204 | COM NEW | 10,321 | $9,227 | dollars as filed | |
| GENERATION INCOME PPTYS INC | 37149D113 | *W EXP 99/99/999 | 21,900 | $5,256 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 19,661 | $4,940 | dollars as filed | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 24,876 | $4,727 | dollars as filed | |
| RELIANCE GLOBAL GROUP INC | 75946W116 | *W EXP 02/01/202 | 21,200 | $954 | dollars as filed | |
| GABELLI UTIL TR | 36240A184 | RIGHT 10/21/2024 | 21,008 | $580 | dollars as filed | |
| SILEXION THERAPEUTICS CORP | G1281K114 | *W EXP 08/15/202 | 16,000 | $504 | dollars as filed | |
| EDIBLE GARDEN AG INC | 28059P113 | *W EXP 99/99/999 | 20,000 | $250 | dollars as filed | |
| ADVENT CONV & INCOME FD | 00764C117 | RIGHT 10/17/2024 | 11,411 | $227 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A113 | *W EXP 04/01/202 | 10,628 | $222 | dollars as filed | |
| MSP RECOVERY INC | 553745126 | *W EXP 05/20/202 | 10,401 | $23 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-24-000018 | this filing | 2024-11-14 | acceptance time not in the bulk data set |