13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-13, with 3,362 holding rows worth $88,865,712,568.
- Accession
- 0000720672-24-000012
- Filer
- CIK 720672
- Filed
- 2024-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 9,165 entries on the cover page, a total value of $88,865,712,568 stated on the cover page (in dollars after the unit check, H1), rows summing to $88,865,712,568 with VALUE read as dollars as filed, 13F file number 028-04621. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerEquityCompass Investment Management028-13156
- included managerStifel Independent Advisors, LLC028-13699
- included manager1919 Investment Counsel, LLC028-11345
- included managerStifel Trust Company, N.A.028-06397
- included managerStifel Trust Co Delaware, N.A.028-16086
- included managerWashington Crossing Advisers LLC028-19513
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 5,012 | $252,402 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 47,324 | $252,237 | dollars as filed | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 7,944 | $251,984 | dollars as filed | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 10,048 | $251,493 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 17,159 | $250,175 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 150,459 | $249,763 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 7,367 | $249,594 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 18,871 | $249,279 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 15,655 | $248,760 | dollars as filed | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 2,669 | $247,523 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 12,252 | $247,370 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 5,419 | $247,316 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 25,754 | $246,979 | dollars as filed | |
| GLOBAL X FDS | 37954Y269 | NASDQ 100 CVRDGW | 7,776 | $245,332 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 18,790 | $245,022 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 22,067 | $243,398 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 6,338 | $243,197 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 5,740 | $242,786 | dollars as filed | |
| BURKE HERBERT FINL SVCS CORP | 12135Y108 | COM | 4,755 | $242,409 | dollars as filed | |
| PBF ENERGY INC | 69318G106 | CL A | 5,257 | $241,928 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 16,903 | $241,880 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 193,990 | $240,546 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 5,204 | $239,746 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 68,079 | $239,643 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 35,916 | $239,563 | dollars as filed | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 5,127 | $239,484 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P421 | FOCUSED DYNAMIC | 6,483 | $238,497 | dollars as filed | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 9,170 | $238,257 | dollars as filed | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 15,597 | $238,169 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 1,937 | $237,491 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 11,048 | $237,427 | dollars as filed | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,211 | $236,469 | dollars as filed | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 10,970 | $236,074 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 14,311 | $235,852 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 13,283 | $234,357 | dollars as filed | |
| REMITLY GLOBAL INC | 75960P104 | COM | 19,283 | $233,712 | dollars as filed | |
| AMPLIFY ETF TR | 032108656 | AMPLIFY DGTL PAY | 4,994 | $233,621 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 5,308 | $233,552 | dollars as filed | |
| SONO TEK CORP | 835483108 | COM | 60,000 | $232,200 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 7,470 | $231,760 | dollars as filed | |
| MIDDLESEX WTR CO | 596680108 | COM | 4,428 | $231,408 | dollars as filed | |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 10,092 | $231,308 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 18,906 | $230,846 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 14,531 | $230,607 | dollars as filed | |
| TRIPLE FLAG PRECIOUS METAL COM | 89679M104 | Stock | 14,752 | $228,656 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 19,758 | $228,600 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 3,552 | $228,115 | dollars as filed | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 8,922 | $226,445 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 37,400 | $225,896 | dollars as filed | |
| WK KELLOGG CO | 92942W107 | COM SHS | 13,704 | $225,579 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N405 | APPLIED FINA VAL | 6,575 | $224,865 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 14,947 | $224,656 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 14,025 | $224,400 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J411 | BULLETSHS 31 MUN | 10,698 | $224,227 | dollars as filed | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 22,824 | $224,129 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 10,810 | $224,094 | dollars as filed | |
| AMERISAFE INC | 03071H100 | COM | 5,098 | $223,751 | dollars as filed | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,104 | $223,027 | dollars as filed | |
| CAMTEK LTD ORD | M20791105 | Stock | 1,777 | $222,553 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 34,957 | $222,327 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 6,034 | $221,870 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 9,535 | $221,706 | dollars as filed | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 14,493 | $221,601 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 82,697 | $220,801 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 3,272 | $220,624 | dollars as filed | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 8,867 | $219,542 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 15,400 | $219,142 | dollars as filed | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 14,963 | $218,611 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726302 | COM SER C | 5,542 | $218,571 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 3,737 | $218,315 | dollars as filed | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 953 | $217,160 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 53,958 | $216,911 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 5,409 | $216,467 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 20,041 | $216,442 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 5,719 | $215,722 | dollars as filed | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 4,730 | $215,309 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 2,275 | $214,989 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 3,974 | $214,915 | dollars as filed | |
| SINCLAIR INC CL A | 829242106 | Stock | 16,099 | $214,605 | dollars as filed | |
| FNCB BANCORP INC | 302578109 | COM | 31,696 | $213,948 | dollars as filed | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 6,474 | $213,837 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 4,310 | $213,774 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 6,024 | $213,669 | dollars as filed | |
| MOHAWK INDS INC | 608190104 | COM | 1,870 | $212,414 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 13,515 | $211,780 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 27,462 | $211,457 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 3,252 | $211,412 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 26,097 | $209,306 | dollars as filed | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 2,173 | $209,130 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,973 | $208,450 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 9,490 | $208,306 | dollars as filed | |
| KBHOME | 48666K109 | COM | 2,960 | $207,849 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 5,785 | $207,395 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 84,477 | $206,969 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 44,841 | $206,714 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 2,326 | $206,405 | dollars as filed | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 895 | $206,003 | dollars as filed | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 7,947 | $205,996 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 10,341 | $205,993 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 26,925 | $205,707 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 4,365 | $205,637 | dollars as filed | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 16,383 | $205,604 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 5,450 | $205,355 | dollars as filed | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 26,225 | $205,081 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 3,219 | $204,854 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188101 | COM CL A | 11,749 | $204,785 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 161,030 | $204,510 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 20,741 | $204,299 | dollars as filed | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 10,479 | $203,818 | dollars as filed | |
| GLOBAL X FDS | 37960A859 | DOW 30 CO CA ETF | 9,216 | $203,672 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 17,360 | $202,939 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 7,454 | $202,524 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 22,300 | $201,816 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 1,832 | $201,551 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 1,266 | $201,382 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 4,279 | $201,370 | dollars as filed | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 8,910 | $200,117 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 21,845 | $199,664 | dollars as filed | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 10,032 | $199,035 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 10,021 | $196,023 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 21,369 | $195,954 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 10,370 | $195,475 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 25,004 | $194,281 | dollars as filed | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 67,897 | $192,824 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 17,965 | $192,407 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 21,696 | $187,674 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 16,787 | $186,328 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 56,832 | $185,841 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 16,484 | $183,965 | dollars as filed | |
| ANGEL OAK FUNDS TRUST | 03463K745 | HIGH YIE OPP ETF | 16,775 | $182,673 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 23,017 | $180,911 | dollars as filed | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 15,462 | $180,905 | dollars as filed | |
| AMPLIFY ETF TR | 032108649 | AMPLIFY JUNIOR S | 15,804 | $178,900 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 15,925 | $176,924 | dollars as filed | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 35,686 | $175,220 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 12,721 | $174,912 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 102,812 | $170,669 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 66,325 | $170,456 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 15,670 | $169,395 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 33,278 | $168,388 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 15,449 | $167,774 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 167,380 | $167,380 | dollars as filed | principal |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 15,658 | $167,223 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 24,316 | $166,812 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 48,908 | $165,312 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 12,403 | $165,086 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 33,635 | $162,120 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,417 | $160,198 | dollars as filed | |
| PAYCOR HCM INC | 70435P102 | COM | 12,517 | $158,967 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 20,030 | $158,437 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 166,226 | $157,850 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 18,606 | $156,102 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 19,725 | $155,236 | dollars as filed | |
| GERON CORP | 374163103 | COM | 36,328 | $154,030 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,753 | $153,729 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 24,949 | $153,437 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 15,443 | $151,807 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 135,906 | $149,497 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 40,453 | $144,822 | dollars as filed | |
| Flushing Financial Corp | 343873105 | Common Stock | 10,900 | $143,335 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 21,494 | $141,860 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 33,310 | $141,576 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 22,251 | $141,071 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 13,973 | $136,800 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 41,487 | $136,077 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 11,379 | $135,757 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 29,077 | $134,337 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 11,247 | $134,061 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 12,677 | $132,855 | dollars as filed | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 12,222 | $130,774 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 13,117 | $130,646 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 14,316 | $130,563 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 155,155 | $130,318 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 15,025 | $129,817 | dollars as filed | |
| Renalytix PLC | 75973T101 | ADS | 561,000 | $129,593 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 55,574 | $129,488 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 10,000 | $128,800 | dollars as filed | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 12,200 | $127,368 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 124,850 | $127,347 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 17,350 | $126,484 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 11,366 | $126,051 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 37,900 | $125,070 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 34,090 | $122,389 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 23,759 | $122,128 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 78,393 | $121,509 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 14,046 | $121,217 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 18,482 | $120,874 | dollars as filed | |
| AVID BIOSERVICES INC | 05368M106 | COM | 16,892 | $120,609 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 17,216 | $120,339 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 40,500 | $120,285 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,487 | $117,979 | dollars as filed | |
| HARMONIC INC | 413160102 | COM | 10,004 | $117,748 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 11,903 | $117,364 | dollars as filed | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 13,388 | $116,482 | dollars as filed | |
| Heritage Commerce Corp | 426927109 | Common Stock | 13,357 | $116,211 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 443,151 | $114,333 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 65,902 | $114,020 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 113,563 | $113,563 | dollars as filed | principal |
| THERATECHNOLOGIES INC | 88338H704 | COM | 80,846 | $113,184 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 15,266 | $113,122 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 10,734 | $112,600 | dollars as filed | |
| SR BANCORP INC | 85227J106 | COMMON STOCK | 12,000 | $111,000 | dollars as filed | |
| OPAL FUELS INC | 68347P103 | CLASS A COM | 26,913 | $110,074 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 10,504 | $107,246 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 39,950 | $107,067 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 30,072 | $104,621 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 19,186 | $104,564 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 17,474 | $103,446 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 12,773 | $102,949 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 45,690 | $102,802 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 17,007 | $102,212 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 15,688 | $101,188 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 17,929 | $100,761 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 10,175 | $99,308 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 11,636 | $97,744 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 15,404 | $97,661 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 17,064 | $97,436 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 22,362 | $97,275 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 17,400 | $97,092 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 64,535 | $96,145 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 164,267 | $95,276 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 14,155 | $94,131 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 26,955 | $93,267 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 22,252 | $92,566 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 12,607 | $92,534 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 47,200 | $92,040 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 96,292 | $91,477 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,760 | $91,138 | dollars as filed | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 16,971 | $89,268 | dollars as filed | |
| ARCADIUM LITHIUM PLC | G0508H110 | COM SHS | 26,026 | $87,449 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 51,659 | $86,791 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 23,245 | $86,703 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 51,451 | $86,438 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 10,000 | $85,500 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 11,158 | $84,245 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 10,419 | $82,728 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 14,154 | $82,660 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 16,158 | $80,473 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 11,443 | $80,445 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 14,878 | $78,407 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 28,000 | $78,400 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 11,868 | $75,838 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 13,642 | $75,578 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 14,712 | $75,034 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 60,235 | $74,705 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 90,925 | $74,558 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 49,700 | $73,308 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 25,818 | $73,069 | dollars as filed | |
| NEURAXIS INC | 64134X201 | COM | 25,710 | $71,474 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 10,738 | $70,121 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 11,063 | $69,365 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 18,518 | $66,850 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 10,006 | $66,540 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 20,731 | $66,132 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 243,724 | $66,049 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 21,427 | $65,783 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 20,077 | $65,450 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 21,564 | $65,340 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 28,915 | $64,192 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,146 | $62,309 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 17,353 | $61,603 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 44,559 | $61,042 | dollars as filed | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 14,800 | $59,646 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 18,927 | $58,294 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 10,595 | $58,061 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 15,046 | $57,476 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 47,100 | $57,462 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 11,806 | $57,259 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 17,292 | $57,064 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 15,715 | $56,574 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 10,942 | $56,573 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 38,800 | $56,066 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 15,061 | $55,876 | dollars as filed | |
| VERASTEM INC | 92337C203 | COMMON STOCK | 18,697 | $55,732 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 10,037 | $54,300 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 17,421 | $53,135 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 16,372 | $51,408 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 15,517 | $51,361 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 299,660 | $50,943 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 14,375 | $48,733 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 10,000 | $48,600 | dollars as filed | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 10,010 | $48,149 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 13,266 | $46,830 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 41,615 | $46,609 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 54,489 | $45,810 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 12,750 | $43,860 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 10,040 | $43,674 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 14,883 | $43,456 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 46,861 | $41,813 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 22,525 | $41,446 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 30,544 | $39,707 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 20,000 | $39,600 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 28,032 | $39,525 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 17,654 | $38,839 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 10,942 | $37,860 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 12,303 | $36,663 | dollars as filed | |
| NANOVIRICIDES INC | 630087302 | COM | 21,200 | $36,464 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 36,000 | $35,998 | dollars as filed | principal |
| HERITAGE GLOBAL INC | 42727E103 | COM | 14,325 | $35,239 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 30,000 | $35,100 | dollars as filed | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 15,494 | $34,398 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 32,000 | $34,356 | dollars as filed | principal |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 99,840 | $33,382 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 10,324 | $33,294 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 31,850 | $33,124 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 13,650 | $33,033 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 45,000 | $31,635 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 33,000 | $29,815 | dollars as filed | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 30,000 | $27,761 | dollars as filed | principal |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,275 | $27,332 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 27,619 | $26,927 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 10,121 | $26,821 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 33,358 | $26,240 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 16,520 | $26,102 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 26,000 | $25,186 | dollars as filed | principal |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 10,051 | $24,223 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 10,000 | $23,600 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 20,000 | $23,200 | dollars as filed | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 13,542 | $22,954 | dollars as filed | |
| BENEFICIENT | 08178Q309 | COM | 10,200 | $22,644 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 23,900 | $22,578 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 10,000 | $22,500 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 23,500 | $22,090 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 10,400 | $21,424 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 10,435 | $21,286 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 16,689 | $20,861 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G138 | *W EXP 12/14/202 | 34,440 | $19,635 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 39,331 | $19,370 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 28,690 | $19,143 | dollars as filed | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 18,000 | $17,865 | dollars as filed | principal |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 55,000 | $17,078 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 20,000 | $16,826 | dollars as filed | |
| ICAD INC | 44934S206 | COM NEW | 12,882 | $16,749 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 40,752 | $16,256 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 22,603 | $15,595 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 18,000 | $15,227 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 20,000 | $14,476 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 14,325 | $14,325 | dollars as filed | principal |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 23,550 | $13,659 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 10,061 | $13,582 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 33,870 | $13,250 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 18,105 | $12,540 | dollars as filed | |
| WALLBOX NV | N94209116 | *W EXP 10/01/202 | 137,969 | $12,429 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 17,625 | $12,128 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 11,200 | $11,984 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 12,000 | $11,920 | dollars as filed | |
| MICROBOT MED INC | 59503A204 | COM NEW | 10,321 | $10,527 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 10,940 | $9,860 | dollars as filed | |
| NXG NEXTGEN INFRASTR INCM FD | 231647132 | RIGHT 07/17/2024 | 16,643 | $9,155 | dollars as filed | |
| KINETA INC | 49461C102 | COM | 16,700 | $8,864 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 11,400 | $8,858 | dollars as filed | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 24,876 | $8,707 | dollars as filed | |
| CENTOGENE N V | N1976T109 | COM | 22,450 | $8,531 | dollars as filed | |
| EQUILLIUM INC | 29446K106 | COM | 10,119 | $7,014 | dollars as filed | |
| GENERATION INCOME PPTYS INC | 37149D113 | *W EXP 99/99/999 | 21,900 | $6,570 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 40,000 | $5,568 | dollars as filed | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 14,280 | $4,883 | dollars as filed | |
| NAUTICUS ROBOTICS INC | 63911H108 | COM | 25,000 | $3,402 | dollars as filed | |
| RELIANCE GLOBAL GROUP INC | 75946W116 | *W EXP 02/01/202 | 21,200 | $1,391 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A113 | *W EXP 04/01/202 | 10,628 | $532 | dollars as filed | |
| EDIBLE GARDEN AG INC | 28059P113 | *W EXP 99/99/999 | 20,000 | $420 | dollars as filed | |
| MSP RECOVERY INC | 553745126 | *W EXP 05/20/202 | 10,201 | $42 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-24-000012 | this filing | 2024-08-13 | acceptance time not in the bulk data set |