13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-12, with 3,310 holding rows worth $79,466,463,412.
- Accession
- 0000720672-24-000003
- Filer
- CIK 720672
- Filed
- 2024-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 8,601 entries on the cover page, a total value of $79,466,463,412 stated on the cover page (in dollars after the unit check, H1), rows summing to $79,466,463,412 with VALUE read as dollars as filed, 13F file number 028-04621. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerEquityCompass Investment Management028-13156
- included managerStifel Independent Advisors, LLC028-13699
- included manager1919 Investment Counsel, LLC028-11345
- included managerStifel Trust Company, N.A.028-06397
- included managerStifel Trust Co Delaware, N.A.028-16086
- included managerWashington Crossing Advisers LLC028-19513
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| XPEL INC | 98379L100 | COM | 4,253 | $229,024 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,200 | $228,778 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 27,800 | $227,960 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 44,682 | $227,878 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 5,856 | $227,756 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 5,624 | $227,608 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,362 | $226,567 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,594 | $226,162 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 61,850 | $225,753 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 11,765 | $225,738 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 21,967 | $224,727 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 13,223 | $224,140 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 20,065 | $223,324 | dollars as filed | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 4,389 | $223,312 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 10,044 | $222,274 | dollars as filed | |
| INTAPP INC | 45827U109 | COM | 5,834 | $221,813 | dollars as filed | |
| RAMACO RES INC | 75134P600 | COM CL A | 12,871 | $221,124 | dollars as filed | |
| HARMONIC INC | 413160102 | COM | 16,934 | $220,819 | dollars as filed | |
| ARVINAS INC | 04335A105 | COM | 5,349 | $220,166 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 11,726 | $219,270 | dollars as filed | |
| AZZ INC COM | 002474104 | Stock | 3,761 | $218,475 | dollars as filed | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 6,574 | $218,321 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 43,331 | $217,952 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 18,776 | $217,428 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 7,596 | $217,164 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 61,376 | $216,663 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 26,480 | $216,344 | dollars as filed | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 1,334 | $216,227 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 22,450 | $215,969 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,319 | $215,246 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 4,534 | $215,093 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 24,048 | $214,985 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 2,321 | $213,249 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 34,980 | $213,045 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 6,732 | $212,935 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 59,499 | $212,412 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,853 | $212,135 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 6,360 | $211,980 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 3,213 | $211,283 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 32,658 | $210,647 | dollars as filed | |
| CBIZ INC | 124805102 | COM | 3,360 | $210,299 | dollars as filed | |
| Flushing Financial Corp | 343873105 | Common Stock | 12,744 | $210,021 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 15,000 | $209,850 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 17,770 | $209,319 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 4,970 | $208,769 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 19,048 | $208,574 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q799 | HIGH YIELD MUNI | 4,201 | $208,370 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 22,852 | $207,264 | dollars as filed | |
| VITAL FARMS INC | 92847W103 | COM | 13,147 | $206,279 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G474 | S&P SM EN ET NEW | 3,955 | $205,848 | dollars as filed | |
| SPIRE GLOBAL INC | 848560306 | COMMON STOCK | 26,247 | $205,253 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 6,039 | $204,904 | dollars as filed | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 4,506 | $204,901 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 88,825 | $204,299 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 10,125 | $204,094 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 8,372 | $203,857 | dollars as filed | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 2,535 | $202,421 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 7,271 | $202,061 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 59,710 | $201,201 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 4,083 | $200,637 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 31,695 | $200,312 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 12,071 | $200,010 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 11,708 | $197,985 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 10,826 | $197,791 | dollars as filed | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 15,923 | $195,377 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 10,367 | $195,116 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 18,483 | $191,853 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 82,218 | $191,569 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 19,522 | $191,511 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 10,237 | $190,512 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 10,225 | $189,473 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 10,922 | $188,077 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 34,700 | $187,728 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 69,009 | $185,636 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 21,733 | $183,209 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 23,767 | $183,009 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 25,313 | $182,000 | dollars as filed | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 15,462 | $181,679 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 54,401 | $181,154 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 32,246 | $180,253 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 18,840 | $179,554 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 102,043 | $178,644 | dollars as filed | |
| WK KELLOGG CO | 92942W107 | COM SHS | 13,565 | $178,256 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 23,078 | $177,934 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 16,050 | $173,822 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 10,969 | $173,197 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 45,690 | $169,053 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 33,474 | $167,039 | dollars as filed | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 50,266 | $166,885 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 18,947 | $166,545 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 16,902 | $165,977 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 17,669 | $164,852 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 43,950 | $164,379 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 13,628 | $163,954 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 48,429 | $163,206 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 11,140 | $160,973 | dollars as filed | |
| HIVE DIGITAL TECHNOLOGIES LTD COM NEW | 433921103 | Stock | 35,500 | $160,815 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 12,677 | $160,491 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 13,072 | $159,350 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 12,439 | $159,217 | dollars as filed | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 20,266 | $158,682 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 23,229 | $157,258 | dollars as filed | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 15,670 | $156,700 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 15,326 | $154,334 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 13,674 | $154,240 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 46,295 | $154,161 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 20,500 | $150,060 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 10,586 | $149,682 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 16,700 | $145,624 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 11,696 | $144,681 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 18,442 | $144,215 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 19,462 | $144,213 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 13,872 | $144,130 | dollars as filed | |
| VERASTEM INC | 92337C203 | COMMON STOCK | 17,570 | $143,039 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,820 | $142,070 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 40,207 | $141,932 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 140,560 | $140,560 | dollars as filed | principal |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 14,123 | $140,101 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 10,000 | $139,900 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 22,730 | $139,788 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,991 | $139,147 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 23,718 | $136,856 | dollars as filed | |
| Heritage Commerce Corp | 426927109 | Common Stock | 13,715 | $136,053 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 21,551 | $135,987 | dollars as filed | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 10,121 | $135,824 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 14,902 | $135,609 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 14,949 | $134,093 | dollars as filed | |
| AVID BIOSERVICES INC | 05368M106 | COM | 20,550 | $133,575 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 19,035 | $132,298 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 19,373 | $131,543 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 15,464 | $129,279 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 16,248 | $127,873 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 14,500 | $127,165 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 40,500 | $126,765 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,211 | $126,712 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 12,907 | $125,593 | dollars as filed | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 16,961 | $124,494 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 13,748 | $120,848 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 10,978 | $119,221 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 11,432 | $118,326 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 11,406 | $118,166 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 31,372 | $117,959 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 60,235 | $117,500 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 13,317 | $117,323 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 13,900 | $116,621 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 25,573 | $115,592 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 10,692 | $115,475 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 10,753 | $115,164 | dollars as filed | |
| SR BANCORP INC | 85227J106 | COMMON STOCK | 12,000 | $114,720 | dollars as filed | |
| GERON CORP | 374163103 | COM | 54,300 | $114,575 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 14,803 | $113,538 | dollars as filed | |
| THERATECHNOLOGIES INC | 88338H704 | COM | 69,058 | $111,874 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 111,838 | $111,838 | dollars as filed | principal |
| USA TODAY CO INC | 36472T109 | COM | 47,529 | $109,316 | dollars as filed | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 10,841 | $108,845 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 24,139 | $108,142 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 276,660 | $107,898 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 10,949 | $107,299 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 11,103 | $107,144 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 10,300 | $106,090 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 11,266 | $104,772 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 10,087 | $104,098 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 11,000 | $103,400 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 38,800 | $103,208 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 16,150 | $100,130 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 50,509 | $100,000 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 18,518 | $99,997 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 20,062 | $99,507 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 36,360 | $99,263 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 30,500 | $98,820 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 118,503 | $97,181 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 11,263 | $94,047 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 31,351 | $93,740 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 17,603 | $92,769 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 14,528 | $92,253 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 14,650 | $89,669 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 22,646 | $88,770 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 90,100 | $88,741 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 10,355 | $87,396 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 15,744 | $87,065 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,760 | $85,650 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 13,102 | $83,461 | dollars as filed | |
| LIANBIO ADR | 53000N108 | COM | 18,500 | $82,696 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI SPONSORED ADS | 20441B704 | ADR | 10,491 | $82,563 | dollars as filed | |
| SURGEPAYS INC | 86882L113 | *W EXP 10/22/202 | 38,960 | $81,816 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 24,665 | $80,409 | dollars as filed | |
| KINETA INC | 49461C102 | COM | 21,853 | $79,329 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 10,487 | $76,765 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 90,452 | $75,845 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 12,998 | $75,125 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 20,101 | $73,374 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 12,978 | $72,289 | dollars as filed | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 10,010 | $72,072 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 29,051 | $71,320 | dollars as filed | |
| GENERATION INCOME PPTYS INC | 37149D204 | COM NEW | 17,885 | $70,646 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 13,775 | $70,528 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 14,355 | $70,052 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 10,078 | $69,335 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 15,997 | $68,947 | dollars as filed | |
| NEURAXIS INC | 64134X201 | COM | 25,710 | $68,646 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 10,512 | $67,597 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 11,616 | $67,025 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 85,111 | $63,912 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 32,665 | $63,370 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 16,310 | $63,284 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 30,940 | $63,122 | dollars as filed | |
| VIEW INC | 92671V304 | CL A NEW | 17,130 | $62,353 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 16,150 | $62,016 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 10,000 | $61,800 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 11,374 | $61,647 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 11,300 | $61,246 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 17,118 | $60,769 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 39,652 | $60,670 | dollars as filed | |
| BIONANO GENOMICS INC | 09075f305 | COM | 31,706 | $59,925 | dollars as filed | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 19,295 | $58,271 | dollars as filed | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 15,418 | $57,355 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 38,687 | $56,483 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 14,000 | $54,460 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 15,931 | $53,687 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 11,138 | $53,574 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 22,154 | $53,170 | dollars as filed | |
| CI&T INC | G21307106 | CMN | 10,043 | $52,826 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 10,687 | $52,151 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 28,400 | $51,688 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 11,020 | $50,581 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 87,956 | $50,155 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 45,000 | $49,950 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 32,550 | $49,802 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,000 | $48,500 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 13,026 | $45,721 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 18,120 | $44,392 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 25,788 | $43,840 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 39,416 | $43,351 | dollars as filed | |
| Beneficient | 08178Q101 | Class A Common Stock, par value $0.001 | 88,000 | $42,778 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 20,000 | $40,800 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 10,000 | $40,500 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 10,614 | $40,225 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 10,712 | $40,063 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 34,044 | $39,831 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 18,931 | $38,052 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 40,953 | $37,579 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 41,619 | $36,893 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 47,950 | $36,490 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 36,000 | $34,892 | dollars as filed | principal |
| HERITAGE GLOBAL INC | 42727E103 | COM | 12,274 | $34,121 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 32,000 | $34,116 | dollars as filed | principal |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 26,000 | $30,830 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 26,000 | $28,984 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 33,000 | $28,934 | dollars as filed | principal |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 31,275 | $28,573 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 23,800 | $28,084 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 20,000 | $28,000 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 30,000 | $27,626 | dollars as filed | principal |
| EDGIO INC | 53261M104 | COM | 80,523 | $27,579 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,275 | $27,537 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 43,729 | $27,413 | dollars as filed | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 15,542 | $26,732 | dollars as filed | |
| CENTOGENE N V | N1976T109 | COM | 21,450 | $25,740 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 16,449 | $24,838 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 42,900 | $24,236 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 10,400 | $23,816 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 26,940 | $23,567 | dollars as filed | |
| ICAD INC | 44934S206 | COM NEW | 12,832 | $22,714 | dollars as filed | |
| WALLBOX NV | N94209116 | *W EXP 10/01/202 | 149,410 | $22,354 | dollars as filed | |
| The Alkaline Wtr Co | 01643A306 | COM | 85,245 | $22,335 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 41,359 | $21,818 | dollars as filed | |
| NANOVIRICIDES INC | 630087302 | COM | 21,200 | $21,624 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 27,259 | $21,619 | dollars as filed | |
| 2U INC | 90214J101 | COM | 17,027 | $20,943 | dollars as filed | |
| ALLIANCE ENTERTAINMENT HOLDI | 01861F102 | COM CLASS A | 22,500 | $20,885 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 19,174 | $20,708 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G138 | *W EXP 12/14/202 | 73,914 | $20,688 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 10,000 | $20,500 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 40,250 | $20,218 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 17,100 | $19,494 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 32,790 | $18,784 | dollars as filed | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 18,000 | $18,380 | dollars as filed | principal |
| PRECIGEN INC | 74017N105 | COM | 13,200 | $17,688 | dollars as filed | |
| MICROBOT MED INC | 59503A204 | COM NEW | 10,321 | $16,927 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 27,000 | $14,628 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 45,000 | $14,549 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 13,800 | $13,800 | dollars as filed | principal |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 10,100 | $13,534 | dollars as filed | |
| GUESS INC | 401617AD7 | BOND | 13,000 | $13,438 | dollars as filed | principal |
| TELLURIAN INC NEW | 87968A104 | COM | 17,770 | $13,427 | dollars as filed | |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 200,000 | $13,000 | dollars as filed | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 100,000 | $13,000 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 13,000 | $12,680 | dollars as filed | principal |
| ALTERYX INC | 02156BAD5 | BOND | 13,000 | $12,645 | dollars as filed | principal |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 14,143 | $12,305 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 17,079 | $12,303 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 18,658 | $11,252 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 12,000 | $10,913 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 41,363 | $10,638 | dollars as filed | |
| EFFECTOR THERAPEUTICS INC | 28202V108 | COM | 22,660 | $10,591 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 10,350 | $10,350 | dollars as filed | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 20,441 | $9,690 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 10,840 | $9,064 | dollars as filed | |
| SOBR SAFE INC | 833592207 | COM NEW | 20,000 | $9,016 | dollars as filed | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 24,876 | $6,965 | dollars as filed | |
| GENERATION INCOME PPTYS INC | 37149D113 | *W EXP 99/99/999 | 21,900 | $6,592 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,029 | $5,625 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 13,400 | $2,946 | dollars as filed | |
| SPLASH BEVERAGE GROUP INC | 84862C112 | *W EXP 06/15/202 | 25,000 | $1,248 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A113 | *W EXP 04/01/202 | 12,000 | $1,200 | dollars as filed | |
| RELIANCE GLOBAL GROUP INC | 75946W116 | *W EXP 02/01/202 | 21,200 | $1,191 | dollars as filed | |
| VERIFYME INC | 92346X115 | *W EXP 06/22/202 | 16,170 | $487 | dollars as filed | |
| EDIBLE GARDEN AG INC | 28059P113 | *W EXP 99/99/999 | 20,000 | $428 | dollars as filed | |
| ESPORTS ENTMT GROUP INC | 29667K132 | *W EXP 03/02/202 | 65,000 | $325 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 21,687 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-24-000003 | this filing | 2024-02-12 | acceptance time not in the bulk data set |