13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 3,317 holding rows worth $73,078,440,811.
- Accession
- 0000720672-23-000009
- Filer
- CIK 720672
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 8,533 entries on the cover page, a total value of $73,078,440,811 stated on the cover page (in dollars after the unit check, H1), rows summing to $73,078,440,811 with VALUE read as dollars as filed, 13F file number 028-04621. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerEquityCompass Investment Management028-13156
- included managerStifel Independent Advisors, LLC028-13699
- included manager1919 Investment Counsel, LLC028-11345
- included managerStifel Trust Company, N.A.028-06397
- included managerStifel Trust Co Delaware, N.A.028-16086
- included managerWashington Crossing Advisers LLC028-19513
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 21,826 | $216,951 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 6,777 | $216,392 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 13,940 | $215,928 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 3,861 | $215,639 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 15,097 | $214,528 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 20,643 | $214,271 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 20,906 | $213,651 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 15,538 | $213,492 | dollars as filed | |
| FNCB BANCORP INC | 302578109 | COM | 35,696 | $213,105 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 13,089 | $212,961 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 8,733 | $212,912 | dollars as filed | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 6,539 | $212,458 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 1,476 | $211,968 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 25,972 | $211,679 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 3,699 | $211,387 | dollars as filed | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 8,217 | $211,013 | dollars as filed | |
| JERASH HLDGS US INC | 47632P101 | CMN | 56,653 | $210,747 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 11,926 | $210,624 | dollars as filed | |
| Flushing Financial Corp | 343873105 | Common Stock | 17,122 | $210,430 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 5,093 | $210,139 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 14,257 | $210,008 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 61,382 | $209,931 | dollars as filed | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 5,356 | $209,598 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 9,490 | $209,539 | dollars as filed | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 2,139 | $209,465 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 7,488 | $208,805 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 21,252 | $208,482 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 5,997 | $207,902 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 50,315 | $207,298 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,315 | $207,271 | dollars as filed | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 17,783 | $207,174 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 3,391 | $207,119 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 79,586 | $206,935 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 21,570 | $206,856 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,519 | $206,825 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 4,796 | $206,661 | dollars as filed | |
| MCGRATH RENTCORP | 580589109 | COM | 2,233 | $206,550 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 12,259 | $206,319 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 2,990 | $206,130 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,201 | $205,913 | dollars as filed | |
| PHREESIA INC | 71944F106 | COM | 6,638 | $205,845 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 4,571 | $205,695 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 9,064 | $204,655 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 46,512 | $204,653 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 58,435 | $203,355 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 333,181 | $203,243 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 13,673 | $203,038 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 57,238 | $202,626 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 4,300 | $202,532 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 28,300 | $202,346 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 23,255 | $202,088 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 7,124 | $202,038 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 5,611 | $201,965 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 21,282 | $201,754 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 46,220 | $201,520 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 8,262 | $200,190 | dollars as filed | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 18,914 | $199,164 | dollars as filed | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 12,800 | $197,249 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 38,110 | $196,647 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 288,758 | $194,622 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 10,716 | $190,743 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 10,864 | $190,445 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 16,361 | $189,952 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 20,680 | $188,808 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 11,845 | $188,329 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 16,200 | $187,920 | dollars as filed | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 13,519 | $187,916 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 24,659 | $187,900 | dollars as filed | |
| U S SILICA HLDGS INC | 90346E103 | COM | 15,368 | $186,414 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 15,563 | $186,290 | dollars as filed | |
| MONEYLION INC | 60938K304 | CL A | 15,472 | $185,820 | dollars as filed | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 15,462 | $183,698 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 10,077 | $183,615 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 14,737 | $182,144 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 16,794 | $180,368 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 23,228 | $178,857 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 100,386 | $177,687 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 15,110 | $177,094 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,427 | $177,053 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 12,437 | $176,980 | dollars as filed | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 15,070 | $176,346 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 45,032 | $175,176 | dollars as filed | |
| VITAL FARMS INC | 92847W103 | COM | 14,185 | $170,078 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 13,897 | $169,681 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 47,777 | $168,172 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 12,525 | $167,218 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 27,678 | $166,623 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 10,104 | $166,611 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 48,915 | $165,333 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 20,712 | $164,868 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 14,860 | $163,305 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 12,626 | $161,746 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 50,000 | $160,000 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 81,315 | $157,754 | dollars as filed | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 10,006 | $156,987 | dollars as filed | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 10,970 | $156,652 | dollars as filed | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 23,129 | $156,353 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 25,950 | $155,960 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 10,619 | $154,000 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 11,208 | $152,990 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 14,192 | $152,565 | dollars as filed | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 12,057 | $152,522 | dollars as filed | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 15,970 | $149,797 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 11,659 | $149,468 | dollars as filed | |
| AVID BIOSERVICES INC | 05368M106 | COM | 10,600 | $148,083 | dollars as filed | |
| ORCHARD THERAPEUTICS PLC | 68570P200 | ADR | 28,414 | $148,037 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 106,111 | $147,494 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 11,853 | $147,335 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 17,095 | $147,186 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 14,403 | $147,055 | dollars as filed | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 12,692 | $146,592 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 12,518 | $146,208 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 16,964 | $144,873 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 10,000 | $144,300 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 12,300 | $143,295 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 20,161 | $143,144 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 37,760 | $143,110 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 19,373 | $140,261 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 13,629 | $140,096 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 138,838 | $138,838 | dollars as filed | principal |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 114,259 | $138,232 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 13,025 | $138,063 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 11,999 | $137,269 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 16,586 | $137,165 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 69,647 | $135,823 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 13,875 | $135,282 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 13,457 | $133,907 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,211 | $133,860 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 29,006 | $132,845 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 17,875 | $132,633 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 19,408 | $129,066 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 12,198 | $127,347 | dollars as filed | |
| SIENTRA INC | 82621J204 | COMMON | 43,442 | $127,288 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 10,768 | $126,847 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 263,660 | $126,557 | dollars as filed | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 16,846 | $125,838 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 11,264 | $124,580 | dollars as filed | |
| PC TEL INC | 69325Q105 | COM | 25,839 | $123,898 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 15,342 | $123,507 | dollars as filed | |
| The Alkaline Wtr Co | 01643A306 | COM | 79,723 | $122,774 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 12,769 | $121,944 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 107,618 | $121,612 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 36,500 | $121,546 | dollars as filed | |
| OFS CAPITAL CORP | 67103B100 | COM | 12,130 | $119,962 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 11,669 | $119,957 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 23,238 | $119,676 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 19,089 | $119,115 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 40,500 | $119,070 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 13,290 | $118,548 | dollars as filed | |
| VERASTEM INC | 92337C203 | COMMON STOCK | 15,866 | $118,066 | dollars as filed | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 12,203 | $117,822 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 117,500 | $117,500 | dollars as filed | principal |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 10,739 | $115,445 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 18,078 | $115,338 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 15,372 | $114,214 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 13,822 | $113,753 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 11,700 | $111,502 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 70,670 | $110,244 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 11,941 | $109,259 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 10,695 | $108,980 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 17,277 | $108,673 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 12,596 | $108,326 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 14,675 | $108,302 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 22,540 | $108,192 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 47,928 | $107,845 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 10,800 | $107,569 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 12,677 | $106,740 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 15,880 | $106,557 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 13,455 | $106,157 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 14,949 | $105,390 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 10,918 | $104,158 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 26,488 | $103,831 | dollars as filed | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 10,645 | $103,794 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 15,500 | $102,455 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 14,164 | $101,273 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 25,174 | $101,201 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 21,026 | $98,612 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 16,562 | $98,047 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 17,803 | $96,849 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 17,700 | $96,642 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 63,520 | $95,919 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 11,387 | $95,428 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 10,701 | $91,280 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 45,977 | $91,031 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 13,374 | $90,676 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 13,558 | $88,263 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 10,873 | $87,743 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,760 | $86,188 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 13,916 | $85,999 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 11,070 | $85,243 | dollars as filed | |
| ROVER GROUP INC | 77936F103 | COM CL A | 17,176 | $84,334 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 18,673 | $84,215 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 25,488 | $84,110 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 12,327 | $82,591 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 10,200 | $81,090 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 10,000 | $80,300 | dollars as filed | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 10,010 | $79,279 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 14,026 | $79,250 | dollars as filed | |
| WALLBOX NV | N94209116 | *W EXP 10/01/202 | 158,230 | $77,548 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 27,500 | $76,450 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 26,274 | $75,932 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 18,296 | $75,746 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 19,361 | $75,121 | dollars as filed | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 57,041 | $74,722 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 14,808 | $74,040 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 13,806 | $73,726 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 28,001 | $73,644 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 24,800 | $73,162 | dollars as filed | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 10,841 | $73,069 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 10,500 | $70,560 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 20,304 | $69,030 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 19,672 | $68,852 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 60,544 | $67,809 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 19,473 | $67,765 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 11,080 | $66,369 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 10,812 | $65,850 | dollars as filed | |
| 2U INC | 90214J101 | COM | 16,127 | $64,995 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 78,050 | $64,156 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 12,284 | $63,753 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 10,635 | $62,748 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 34,682 | $61,735 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 28,900 | $59,245 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 20,848 | $59,207 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 33,775 | $59,107 | dollars as filed | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 20,582 | $57,424 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 11,338 | $57,026 | dollars as filed | |
| GERON CORP | 374163103 | COM | 17,467 | $56,072 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 49,131 | $56,010 | dollars as filed | |
| BGC PARTNERS INC | 05541T101 | CL A | 12,511 | $55,422 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,444 | $54,517 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 11,762 | $54,340 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 10,000 | $53,500 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,844 | $52,918 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 35,075 | $51,911 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 10,724 | $51,582 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 15,150 | $51,359 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 13,063 | $50,556 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 64,503 | $50,444 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 46,687 | $50,422 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 13,300 | $50,008 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 64,397 | $49,139 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 12,312 | $49,125 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 15,000 | $47,700 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 10,840 | $46,178 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 13,249 | $45,443 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 15,000 | $44,700 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 13,400 | $44,220 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 51,050 | $43,921 | dollars as filed | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 14,900 | $41,719 | dollars as filed | |
| LIANBIO ADR | 53000N108 | COM | 18,034 | $41,118 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 20,734 | $40,846 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 20,000 | $40,000 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 33,063 | $38,351 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 17,449 | $37,864 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 36,000 | $34,424 | dollars as filed | principal |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 14,936 | $34,353 | dollars as filed | |
| OCEANPAL INC | Y6430L202 | COM | 20,450 | $33,553 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 21,320 | $32,406 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,490 | $31,891 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 21,790 | $31,376 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 18,775 | $31,355 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 32,000 | $29,620 | dollars as filed | principal |
| GLOBALSTAR INC | 378973408 | COM | 27,096 | $29,265 | dollars as filed | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 26,000 | $28,636 | dollars as filed | principal |
| ICAD INC | 44934S206 | COM NEW | 17,332 | $28,252 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,274 | $28,151 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 29,833 | $27,598 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 33,000 | $27,269 | dollars as filed | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 30,000 | $26,441 | dollars as filed | principal |
| PLAYBOY INC | 72814P109 | COM | 15,233 | $25,591 | dollars as filed | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 15,542 | $25,333 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 26,000 | $25,142 | dollars as filed | principal |
| ARQIT QUANTUM ORD | G0567U101 | COM | 20,551 | $24,868 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 12,025 | $24,531 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 17,900 | $24,523 | dollars as filed | |
| NANOVIRICIDES INC | 630087302 | COM | 21,200 | $24,380 | dollars as filed | |
| CENTOGENE N V | N1976T109 | COM | 15,950 | $23,925 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 32,490 | $23,718 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 19,393 | $23,175 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 15,317 | $22,976 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 23,220 | $22,257 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 10,400 | $21,840 | dollars as filed | |
| CORENERGY INFRASTRUCTURE TR | 21870UAC0 | NOTE 5.875% 8/1 | 20,480 | $20,480 | dollars as filed | principal |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 200,000 | $20,120 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 12,480 | $20,092 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 13,210 | $18,626 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 15,590 | $18,554 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 11,620 | $18,244 | dollars as filed | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 18,000 | $17,930 | dollars as filed | principal |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 17,000 | $16,998 | dollars as filed | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 12,264 | $15,698 | dollars as filed | |
| ENERGOUS CORP | 29272C103 | COM | 62,595 | $15,021 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 13,000 | $14,950 | dollars as filed | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 100,000 | $14,000 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 13,200 | $13,200 | dollars as filed | principal |
| GUESS INC | 401617AD7 | BOND | 13,000 | $13,094 | dollars as filed | principal |
| ALTERYX INC | 02156BAD5 | BOND | 13,000 | $12,247 | dollars as filed | principal |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L204 | COM NEW | 78,769 | $11,521 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 24,400 | $11,347 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 13,000 | $10,909 | dollars as filed | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 12,000 | $10,375 | dollars as filed | |
| ATRECA INC | 04965G109 | COM | 10,191 | $9,987 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 14,500 | $9,334 | dollars as filed | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 22,500 | $9,135 | dollars as filed | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 16,500 | $9,092 | dollars as filed | |
| Accelerate Diagnostics | 00430H102 | COM | 10,000 | $8,100 | dollars as filed | |
| MSP RECOVERY INC | 553745100 | COM CL A | 20,900 | $6,855 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 17,571 | $6,816 | dollars as filed | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 30,000 | $6,375 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,500 | $6,120 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 12,163 | $5,832 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 13,029 | $5,820 | dollars as filed | |
| WTS MSP Recovery Inc | 553745118 | Warrant | 10,400 | $4,472 | dollars as filed | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 24,876 | $3,732 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 10,000 | $2,554 | dollars as filed | |
| MSP RECOVERY INC | 553745126 | *W EXP 05/20/202 | 11,101 | $44 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 22,564 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-23-000009 | this filing | 2023-08-14 | acceptance time not in the bulk data set |