13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-12, with 3,324 holding rows worth $69,769,426,644.
- Accession
- 0000720672-23-000005
- Filer
- CIK 720672
- Filed
- 2023-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 8,614 entries on the cover page, a total value of $69,769,426,644 stated on the cover page (in dollars after the unit check, H1), rows summing to $69,769,426,644 with VALUE read as dollars as filed, 13F file number 028-04621. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerEquityCompass Investment Management028-13156
- included managerStifel Independent Advisors, LLC028-13699
- included manager1919 Investment Counsel, LLC028-11345
- included managerStifel Trust Company, N.A.028-06397
- included managerStifel Trust Co Delaware, N.A.028-16086
- included managerWashington Crossing Advisers LLC028-19513
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 6,153 | $218,557 | dollars as filed | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 6,548 | $218,506 | dollars as filed | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 8,101 | $217,674 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 8,496 | $217,498 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 1,483 | $217,424 | dollars as filed | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 4,407 | $217,177 | dollars as filed | |
| PHREESIA INC | 71944F106 | COM | 6,703 | $216,444 | dollars as filed | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 34,456 | $216,384 | dollars as filed | |
| Heritage Commerce Corp | 426927109 | Common Stock | 25,915 | $215,872 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 7,022 | $215,008 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 50,000 | $215,000 | dollars as filed | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 17,961 | $214,457 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 1,633 | $213,875 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 21,521 | $213,486 | dollars as filed | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 9,206 | $213,396 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 20,587 | $213,281 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 31,669 | $213,131 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 13,616 | $212,686 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 13,683 | $212,360 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 10,534 | $211,943 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 72,035 | $211,785 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 14,489 | $211,399 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 8,216 | $211,373 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 2,212 | $211,093 | dollars as filed | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 6,758 | $211,021 | dollars as filed | |
| ARCBEST CORP COM | 03937C105 | Stock | 2,278 | $210,537 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 3,514 | $209,876 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 16,301 | $209,795 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 905 | $209,653 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 24,560 | $209,497 | dollars as filed | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 7,400 | $208,976 | dollars as filed | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 6,274 | $208,235 | dollars as filed | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 4,996 | $208,218 | dollars as filed | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 8,295 | $207,789 | dollars as filed | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,773 | $207,782 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 7,178 | $207,300 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 8,991 | $207,140 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 3,061 | $206,723 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 3,674 | $206,517 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 2,257 | $204,530 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 2,098 | $204,111 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 8,141 | $203,525 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 18,919 | $203,378 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 146,014 | $202,988 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 21,520 | $201,855 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 93,930 | $201,009 | dollars as filed | |
| STRIDE INC | 86333M108 | COM | 5,116 | $200,806 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 59,757 | $200,785 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 8,044 | $200,698 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 23,359 | $200,649 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 57,948 | $200,502 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 7,829 | $200,501 | dollars as filed | |
| HAYNES INTL INC | 420877201 | COM NEW | 4,000 | $200,360 | dollars as filed | |
| ISHARES TR | 46435U366 | CMN | 5,219 | $200,173 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 60,519 | $199,125 | dollars as filed | |
| FNCB BANCORP INC | 302578109 | COM | 31,696 | $196,515 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 18,695 | $196,483 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 10,971 | $196,052 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 16,859 | $194,885 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 69,999 | $194,592 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 16,297 | $193,443 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 49,197 | $188,424 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 14,779 | $187,696 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 16,032 | $187,580 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 16,333 | $185,053 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 35,795 | $183,987 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 20,549 | $183,714 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 20,659 | $183,661 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,316 | $183,419 | dollars as filed | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 35,517 | $183,267 | dollars as filed | |
| U S SILICA HLDGS INC | 90346E103 | COM | 15,317 | $182,886 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 18,413 | $182,842 | dollars as filed | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 15,066 | $182,305 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 10,927 | $181,936 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 12,259 | $180,575 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 15,758 | $179,486 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 18,056 | $178,394 | dollars as filed | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 14,662 | $176,677 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 10,477 | $175,465 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 22,708 | $175,079 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 11,183 | $174,459 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 17,474 | $174,034 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 12,217 | $173,238 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 21,248 | $173,173 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 13,659 | $173,128 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 190,232 | $173,113 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 11,793 | $171,591 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 38,360 | $170,702 | dollars as filed | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 13,006 | $170,372 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 21,508 | $169,700 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 15,355 | $168,138 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 12,019 | $166,343 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 12,886 | $164,935 | dollars as filed | |
| OIL STS INTL INC | 678026105 | COM | 19,691 | $164,024 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 10,008 | $160,442 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 25,767 | $159,498 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 14,758 | $158,650 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 21,127 | $157,823 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 14,000 | $157,640 | dollars as filed | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 16,778 | $156,879 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 15,552 | $156,143 | dollars as filed | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 11,571 | $156,092 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 15,895 | $155,616 | dollars as filed | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 13,970 | $155,346 | dollars as filed | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 11,100 | $154,956 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 10,000 | $152,800 | dollars as filed | |
| Flushing Financial Corp | 343873105 | Common Stock | 10,242 | $152,503 | dollars as filed | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 12,057 | $149,869 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 13,816 | $149,767 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 11,925 | $148,471 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 24,729 | $147,884 | dollars as filed | |
| SLM CORP COM | 78442P106 | Stock | 11,775 | $145,898 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 19,877 | $145,698 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 12,107 | $145,403 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 13,075 | $144,348 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 16,793 | $143,752 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 28,133 | $143,478 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 13,214 | $142,976 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 30,962 | $142,734 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 62,926 | $140,959 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 10,190 | $139,091 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 23,081 | $138,027 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 137,625 | $137,625 | dollars as filed | principal |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 11,999 | $136,309 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 11,040 | $135,799 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 13,250 | $134,753 | dollars as filed | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 11,346 | $133,090 | dollars as filed | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 11,589 | $133,042 | dollars as filed | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 17,127 | $132,735 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 98,280 | $132,674 | dollars as filed | |
| NUVEEN GA DIVID | 67072B107 | COM | 13,012 | $132,336 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 37,122 | $132,151 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 99,229 | $131,976 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 75,653 | $130,882 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 15,200 | $129,048 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,211 | $128,040 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 12,351 | $127,338 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 15,300 | $127,143 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 19,089 | $126,751 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 16,089 | $125,654 | dollars as filed | |
| OFS CAPITAL CORP | 67103B100 | COM | 12,130 | $124,814 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 15,770 | $124,690 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 46,000 | $124,200 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 11,550 | $123,008 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 13,507 | $122,780 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 12,016 | $122,684 | dollars as filed | |
| WALLBOX NV | N94209116 | *W EXP 10/01/202 | 156,830 | $122,410 | dollars as filed | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 29,067 | $122,081 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 12,677 | $122,080 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 14,949 | $121,385 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 10,766 | $121,223 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 17,757 | $120,924 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 22,540 | $118,335 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 12,907 | $117,454 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 28,334 | $116,734 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 20,462 | $116,633 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 11,641 | $116,410 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 14,125 | $115,828 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 14,780 | $114,396 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 17,002 | $114,254 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 11,469 | $114,117 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 18,233 | $112,496 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 117,247 | $112,426 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 17,829 | $111,966 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 111,824 | $111,824 | dollars as filed | principal |
| AMERICAN WELL CORP | 03044L105 | CL A | 47,243 | $111,493 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 43,319 | $111,329 | dollars as filed | |
| 2U INC | 90214J101 | COM | 16,118 | $110,410 | dollars as filed | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 28,513 | $109,487 | dollars as filed | |
| PC TEL INC | 69325Q105 | COM | 25,839 | $109,299 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 10,656 | $108,679 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 14,878 | $106,378 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 15,300 | $106,182 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 10,322 | $104,147 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 14,312 | $103,191 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,807 | $100,609 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 10,678 | $100,481 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 34,100 | $97,185 | dollars as filed | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 96,750 | $96,750 | dollars as filed | principal |
| USA TODAY CO INC | 36472T109 | COM | 51,465 | $96,240 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 36,986 | $95,055 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 12,300 | $94,710 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 17,700 | $94,695 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 17,630 | $94,495 | dollars as filed | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 13,094 | $94,409 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 35,498 | $94,073 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 93,500 | $93,500 | dollars as filed | principal |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 11,496 | $93,233 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 20,461 | $92,484 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 22,325 | $89,747 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,760 | $88,771 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 22,113 | $88,234 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 78,050 | $86,636 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 11,194 | $86,082 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 54,068 | $85,969 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 13,813 | $85,364 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 18,673 | $85,335 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 33,586 | $83,966 | dollars as filed | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 13,127 | $83,750 | dollars as filed | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 10,010 | $82,783 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 28,492 | $82,631 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 20,351 | $82,425 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 93,497 | $81,344 | dollars as filed | |
| VERASTEM INC | 92337C104 | COM | 193,725 | $80,450 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 12,762 | $79,380 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 13,689 | $78,987 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 10,359 | $77,071 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 26,179 | $75,657 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 19,908 | $73,462 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 31,875 | $72,675 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 15,150 | $72,569 | dollars as filed | |
| THE MARYGOLD COMPANIES INC | 57403M104 | COM | 40,000 | $70,800 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 10,407 | $70,768 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 14,401 | $70,133 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 20,275 | $69,543 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 86,901 | $68,747 | dollars as filed | |
| BGC PARTNERS INC | 05541T101 | CL A | 12,505 | $65,400 | dollars as filed | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 11,550 | $65,374 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 28,001 | $62,722 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 25,900 | $62,678 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 19,272 | $62,249 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 95,236 | $60,261 | dollars as filed | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 20,592 | $58,687 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 11,412 | $56,038 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 10,429 | $55,480 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 51,050 | $55,134 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 10,000 | $55,000 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 10,500 | $54,285 | dollars as filed | |
| ROVER GROUP INC | 77936F103 | COM CL A | 11,877 | $53,804 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 15,500 | $52,855 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 34,659 | $52,338 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 46,687 | $51,356 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 11,900 | $51,051 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 81,590 | $48,401 | dollars as filed | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 41,500 | $47,310 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 10,202 | $46,624 | dollars as filed | |
| LIANBIO ADR | 53000N108 | COM | 23,534 | $46,127 | dollars as filed | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 148,630 | $45,389 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 44,275 | $44,275 | dollars as filed | principal |
| CRONOS GROUP INC | 22717L101 | COM | 22,480 | $43,611 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 34,682 | $43,353 | dollars as filed | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 14,862 | $43,100 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 24,463 | $43,055 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 21,562 | $42,693 | dollars as filed | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 260,850 | $41,789 | dollars as filed | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L204 | COM NEW | 78,769 | $41,301 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 33,685 | $40,761 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 20,583 | $40,754 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 15,000 | $39,600 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 11,662 | $39,539 | dollars as filed | |
| GERON CORP | 374163103 | COM | 18,217 | $39,531 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 13,870 | $38,421 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 53,520 | $38,000 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 10,044 | $36,962 | dollars as filed | |
| ENERGOUS CORP | 29272C103 | COM | 65,456 | $35,347 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 18,415 | $34,620 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 48,159 | $33,803 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 10,951 | $33,730 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 19,271 | $33,728 | dollars as filed | |
| BK Technologies Corp. | 05587G104 | COM | 11,795 | $33,617 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 36,000 | $33,297 | dollars as filed | principal |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 11,045 | $33,245 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 21,320 | $32,833 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 29,833 | $32,518 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 24,400 | $31,964 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 30,690 | $30,690 | dollars as filed | principal |
| ARQIT QUANTUM ORD | G0567U101 | COM | 21,876 | $30,626 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 26,296 | $30,504 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 32,000 | $29,352 | dollars as filed | principal |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 26,000 | $28,887 | dollars as filed | principal |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,065 | $27,881 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 28,754 | $26,641 | dollars as filed | principal |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 17,590 | $26,388 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 30,000 | $26,252 | dollars as filed | principal |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 15,542 | $26,111 | dollars as filed | |
| Ouster Inc | 68989M103 | COM | 31,135 | $26,051 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 17,449 | $25,476 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 33,000 | $24,969 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 13,400 | $24,790 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 49,460 | $24,730 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 12,025 | $24,651 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 20,000 | $24,000 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 12,192 | $22,434 | dollars as filed | |
| ICAD INC | 44934S206 | COM NEW | 17,632 | $21,863 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 33,000 | $21,817 | dollars as filed | principal |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 17,900 | $21,480 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 25,470 | $20,762 | dollars as filed | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 18,000 | $19,727 | dollars as filed | principal |
| VROOM INC | 92918V109 | COM | 21,890 | $19,681 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 15,231 | $19,191 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 17,000 | $18,020 | dollars as filed | |
| MSP RECOVERY INC | 553745100 | COM CL A | 20,700 | $17,595 | dollars as filed | |
| CORENERGY INFRASTRUCTURE TR | 21870UAC0 | NOTE 5.875% 8/1 | 17,114 | $17,114 | dollars as filed | principal |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 17,000 | $16,728 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 13,210 | $16,248 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 18,250 | $15,148 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 20,692 | $14,303 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 12,391 | $14,249 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 27,200 | $14,128 | dollars as filed | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 190 | $13,700 | dollars as filed | principal |
| GUESS INC | 401617AD7 | BOND | 13,000 | $13,581 | dollars as filed | principal |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 25,000 | $13,577 | dollars as filed | |
| NANOVIRICIDES INC | 630087302 | COM | 11,500 | $13,479 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 12,730 | $13,239 | dollars as filed | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 12,810 | $12,810 | dollars as filed | principal |
| ATRECA INC | 04965G109 | COM | 10,997 | $12,537 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 13,000 | $12,133 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 11,898 | $11,898 | dollars as filed | principal |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 13,673 | $11,212 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 13,000 | $10,974 | dollars as filed | principal |
| Instil Bio, Inc. | 45783C101 | Common Stock | 16,500 | $10,903 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 12,000 | $9,684 | dollars as filed | |
| OCEANPAL INC | Y6430L160 | COM | 27,244 | $9,499 | dollars as filed | |
| WTS MSP Recovery Inc | 553745118 | Warrant | 10,200 | $9,078 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 10,000 | $7,971 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 10,053 | $7,814 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 13,300 | $7,743 | dollars as filed | |
| Accelerate Diagnostics | 00430H102 | COM | 10,000 | $7,000 | dollars as filed | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 25,500 | $6,480 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,500 | $6,089 | dollars as filed | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 24,876 | $3,978 | dollars as filed | |
| CBRE GLOBAL REAL ESTATE INCOME FD SUBSCRIPTION RT | 12504G118 | COM | 88,800 | $2,745 | dollars as filed | |
| MSP RECOVERY INC | 553745126 | *W EXP 05/20/202 | 10,401 | $207 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 23,195 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-23-000005 | this filing | 2023-05-12 | acceptance time not in the bulk data set |