13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 3,274 holding rows worth $61,069,727,000.
- Accession
- 0000720672-22-000012
- Filer
- CIK 720672
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 8,463 entries on the cover page, a total value of $61,069,727,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $61,069,727,000 with VALUE read as thousands by filing date, 13F file number 028-04621. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerEquityCompass Investment Management028-13156
- included managerStifel Independent Advisors, LLC028-13699
- included manager1919 Investment Counsel, LLC028-11345
- included managerStifel Trust Company, N.A.028-06397
- included managerStifel Trust Co Delaware, N.A.028-16086
- included managerWashington Crossing Advisers LLC028-19513
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 11,617 | $168,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 25,286 | $168,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 21,090 | $167,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 17,545 | $165,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 11,820 | $164,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 12,125 | $164,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 14,471 | $162,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 10,301 | $162,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 21,488 | $162,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 15,881 | $161,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 17,537 | $161,000 | thousands by filing date | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 10,989 | $159,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 13,870 | $159,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 11,249 | $157,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 19,246 | $154,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 12,677 | $154,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 22,419 | $153,000 | thousands by filing date | |
| Allbirds Inc | 01675A109 | COM | 50,454 | $153,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 26,367 | $153,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 10,275 | $152,000 | thousands by filing date | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 11,910 | $152,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 17,286 | $152,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 12,667 | $152,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 10,484 | $151,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 11,699 | $150,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 14,149 | $150,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 12,661 | $150,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 14,988 | $149,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 55,253 | $148,000 | thousands by filing date | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 11,473 | $148,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 66,656 | $148,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 12,591 | $147,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 11,999 | $146,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 22,152 | $145,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 12,963 | $145,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 14,686 | $143,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 143,300 | $143,000 | thousands by filing date | principal |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 11,942 | $141,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 39,780 | $141,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 45,383 | $141,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 23,129 | $141,000 | thousands by filing date | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 13,348 | $140,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 15,610 | $139,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 17,199 | $139,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 10,442 | $138,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 19,393 | $138,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 21,700 | $137,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 18,030 | $137,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 21,338 | $137,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 22,334 | $136,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 19,366 | $136,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 12,015 | $136,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 10,000 | $135,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 13,184 | $134,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 11,847 | $134,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 10,662 | $133,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 13,589 | $133,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 132,682 | $133,000 | thousands by filing date | principal |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 12,813 | $132,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 38,091 | $130,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 12,394 | $130,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 17,165 | $130,000 | thousands by filing date | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 17,136 | $130,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 16,365 | $129,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 13,340 | $129,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 10,449 | $129,000 | thousands by filing date | |
| ECOVYST INC | 27923Q109 | COM | 15,132 | $128,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 50,318 | $124,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 13,266 | $124,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 11,123 | $124,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 16,634 | $124,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 12,528 | $123,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 20,937 | $123,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 51,613 | $123,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 25,839 | $122,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 14,634 | $120,000 | thousands by filing date | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 12,773 | $120,000 | thousands by filing date | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 63,400 | $119,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 12,784 | $119,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 33,505 | $119,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 22,700 | $119,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 13,029 | $119,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 21,435 | $117,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 15,115 | $117,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 16,783 | $116,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 12,050 | $116,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 35,729 | $116,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 15,637 | $115,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 67,323 | $115,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 112,640 | $115,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 17,033 | $113,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 28,513 | $112,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 17,173 | $112,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 13,310 | $111,000 | thousands by filing date | |
| CION INVT CORP | 17259U204 | COM | 12,967 | $110,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 15,947 | $109,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 10,133 | $109,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 28,720 | $109,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 17,829 | $108,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 40,500 | $107,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 92,945 | $107,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 40,306 | $106,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 20,672 | $104,000 | thousands by filing date | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 13,100 | $100,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 19,290 | $100,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 12,130 | $100,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 20,550 | $99,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 24,200 | $98,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 15,493 | $97,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 15,425 | $96,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 11,820 | $95,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 95,310 | $95,000 | thousands by filing date | principal |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 10,310 | $93,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAD5 | BOND | 93,438 | $93,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311206 | CL C | 15,455 | $92,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 22,903 | $92,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,760 | $92,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 27,760 | $91,000 | thousands by filing date | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 17,325 | $91,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 16,270 | $90,000 | thousands by filing date | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 13,000 | $88,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 18,273 | $88,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 10,500 | $88,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 18,464 | $87,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 18,582 | $87,000 | thousands by filing date | |
| BRC INC A | 05601U105 | COMMON STOCK | 11,225 | $87,000 | thousands by filing date | |
| Global X Blockchain ETF | 37954Y160 | ETF | 14,759 | $87,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 13,127 | $86,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 15,928 | $85,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,839 | $84,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 63,460 | $84,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 11,018 | $83,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 13,434 | $83,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 20,498 | $83,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 73,050 | $83,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 68,400 | $83,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 23,276 | $81,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 90,687 | $80,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 52,588 | $80,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 12,440 | $80,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 13,500 | $79,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 19,549 | $79,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 43,202 | $77,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 22,673 | $76,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 34,900 | $76,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 12,350 | $74,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 13,053 | $73,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 25,475 | $73,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 22,333 | $72,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 25,062 | $72,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 71,025 | $71,000 | thousands by filing date | principal |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 210,850 | $71,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 38,650 | $71,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 13,621 | $70,000 | thousands by filing date | |
| THE MARYGOLD COMPANIES INC | 57403M104 | COM | 55,000 | $69,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 48,889 | $67,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 18,290 | $67,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 16,409 | $66,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 13,665 | $65,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 12,695 | $64,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 26,635 | $64,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 21,170 | $64,000 | thousands by filing date | |
| RENOVORX INC | 75989R107 | COM NEW | 31,678 | $64,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 13,312 | $63,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 17,497 | $63,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 17,462 | $63,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 12,958 | $61,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 22,234 | $60,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 22,088 | $60,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 20,120 | $59,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 15,130 | $58,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 27,591 | $57,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 25,000 | $57,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 19,976 | $56,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 11,500 | $56,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 32,629 | $56,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 15,635 | $55,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 32,470 | $55,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 53,017 | $55,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 10,000 | $54,000 | thousands by filing date | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 21,937 | $53,000 | thousands by filing date | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 16,162 | $52,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 21,300 | $49,000 | thousands by filing date | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 12,000 | $49,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 31,422 | $49,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 16,921 | $48,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 10,000 | $48,000 | thousands by filing date | |
| ENSYSCE BIOSCIENCES INC | 293602108 | COM | 216,642 | $47,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 38,781 | $46,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 22,000 | $45,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 15,501 | $44,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 28,657 | $44,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 19,452 | $41,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 16,609 | $41,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 10,000 | $41,000 | thousands by filing date | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 14,328 | $40,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 10,500 | $38,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 11,107 | $38,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 37,324 | $37,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 11,382 | $34,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 20,505 | $33,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 24,150 | $33,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 17,149 | $32,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 12,138 | $32,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 150,000 | $32,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 29,533 | $32,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 31,500 | $32,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 36,000 | $32,000 | thousands by filing date | principal |
| BGC PARTNERS INC | 05541T101 | CL A | 10,000 | $31,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 46,676 | $31,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 10,200 | $30,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 14,465 | $30,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 10,350 | $30,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 26,000 | $29,000 | thousands by filing date | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 32,000 | $28,000 | thousands by filing date | principal |
| VROOM INC | 92918V109 | COM | 23,762 | $28,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 15,542 | $27,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 41,500 | $27,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 30,000 | $26,000 | thousands by filing date | principal |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 18,100 | $25,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 11,025 | $25,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 12,506 | $25,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 90,269 | $25,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 24,688 | $25,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 26,000 | $24,000 | thousands by filing date | principal |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 13,400 | $24,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 15,562 | $24,000 | thousands by filing date | |
| OWLET INC | 69120X107 | COM | 22,499 | $24,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 14,401 | $23,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 24,092 | $22,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 33,000 | $21,000 | thousands by filing date | principal |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 19,612 | $21,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 14,065 | $21,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 15,905 | $20,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 18,000 | $19,000 | thousands by filing date | principal |
| ARDELYX INC | 039697107 | COM | 15,000 | $18,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 20,000 | $18,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 10,000 | $18,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 13,815 | $18,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 107,299 | $18,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAC0 | NOTE 5.875% 8/1 | 18,132 | $18,000 | thousands by filing date | principal |
| SONENDO INC | 835431107 | Common Stocks | 16,165 | $17,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 11,056 | $16,000 | thousands by filing date | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 49,460 | $16,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 17,000 | $16,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 13,730 | $16,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 12,500 | $15,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 10,000 | $15,000 | thousands by filing date | |
| OCEANPAL INC | Y6430L103 | COMMON STOCK | 45,210 | $14,000 | thousands by filing date | |
| WTS MSP Recovery Inc | 553745118 | Warrant | 10,000 | $13,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 14,000 | $13,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 12,929 | $13,000 | thousands by filing date | principal |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 15,000 | $12,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 13,000 | $12,000 | thousands by filing date | principal |
| GUESS INC | 401617AD7 | BOND | 13,000 | $12,000 | thousands by filing date | principal |
| MSP RECOVERY INC | 553745100 | COM CL A | 10,000 | $12,000 | thousands by filing date | |
| LUMIRADX LTD | G5709L109 | SHS | 10,072 | $11,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 12,000 | $10,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 10,270 | $10,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 13,000 | $10,000 | thousands by filing date | principal |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 24,876 | $9,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 12,000 | $9,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 13,500 | $8,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 10,000 | $7,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,500 | $6,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 18,466 | $6,000 | thousands by filing date | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 18,660 | $4,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 13,721 | $2,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 15,926 | $2,000 | thousands by filing date | |
| MSP RECOVERY INC | 553745126 | *W EXP 05/20/202 | 10,000 | $1,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 24,026 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 45,315 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 10,075 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RECHARGE ACQUISITION CORP | 756229118 | *W EXP 10/05/202 | 16,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-22-000012 | this filing | 2022-11-14 | acceptance time not in the bulk data set |