13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-15, with 3,311 holding rows worth $63,886,669,000.
- Accession
- 0000720672-22-000009
- Filer
- CIK 720672
- Filed
- 2022-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 8,465 entries on the cover page, a total value of $63,886,669,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $63,893,062,000 with VALUE read as thousands by filing date, 13F file number 028-04621. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerStifel Trust Company, N.A.028-06397
- included manager1919 Investment Counsel, LLC028-11345
- included managerEquityCompass Investment Management028-13156
- included managerStifel Independent Advisors, LLC028-13699
- included managerStifel Trust Co Delaware, N.A.028-16086
- included managerWashington Crossing Advisers LLC028-19513
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UPSTARTHLDGSINC | 91680M107 | STOK | 6,304 | $200,000 | thousands by filing date | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 5,997 | $200,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 24,417 | $200,000 | thousands by filing date | |
| CLARIVATE PLC | G21810208 | CONV | 3,485 | $200,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 32,419 | $199,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 12,704 | $198,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 15,294 | $196,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 20,810 | $196,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 17,561 | $196,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 18,394 | $196,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 12,591 | $196,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 11,339 | $195,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 15,327 | $194,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 56,031 | $194,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 18,626 | $194,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 11,885 | $193,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 28,202 | $191,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 10,035 | $191,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 15,425 | $190,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 29,888 | $190,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 11,244 | $190,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 51,601 | $189,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 25,300 | $188,000 | thousands by filing date | |
| ENSYSCE BIOSCIENCES INC | 293602108 | COM | 216,642 | $188,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 22,535 | $187,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 17,545 | $187,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 10,758 | $186,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,273 | $185,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 14,241 | $185,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 15,937 | $185,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 20,841 | $184,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 13,561 | $184,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 38,810 | $184,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 10,125 | $183,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 10,055 | $183,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 11,117 | $183,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 17,096 | $183,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 13,557 | $182,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 14,516 | $182,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 93,476 | $182,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 19,329 | $180,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 67,561 | $179,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 132,200 | $178,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 13,589 | $175,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 48,426 | $174,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 40,342 | $173,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 22,534 | $173,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 19,953 | $173,000 | thousands by filing date | |
| OLAPLEX HLDGS INC | 679369108 | COM | 12,277 | $173,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 12,677 | $173,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 10,650 | $171,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 10,000 | $171,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 18,522 | $170,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 11,999 | $169,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 21,090 | $169,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 16,213 | $169,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 13,747 | $168,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 17,844 | $166,000 | thousands by filing date | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 11,910 | $165,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 66,656 | $165,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 12,907 | $164,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 19,246 | $164,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 33,026 | $164,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 14,666 | $164,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 65,364 | $163,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 163,249 | $163,000 | thousands by filing date | principal |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 11,416 | $162,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 21,311 | $161,000 | thousands by filing date | |
| Allbirds Inc | 01675A109 | COM | 40,907 | $161,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 22,152 | $159,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 13,623 | $158,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 29,479 | $158,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 93,621 | $158,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 14,149 | $157,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 26,367 | $157,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 12,331 | $156,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 10,271 | $156,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 22,089 | $154,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 13,719 | $154,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 22,298 | $152,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 47,173 | $152,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 15,547 | $152,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 18,321 | $151,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 17,215 | $148,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 20,850 | $148,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 11,836 | $147,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 50,501 | $146,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 10,759 | $146,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 21,723 | $145,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 12,540 | $144,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 59,471 | $144,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 144,085 | $144,000 | thousands by filing date | principal |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 16,205 | $142,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 59,791 | $142,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 25,100 | $142,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 26,601 | $141,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 12,739 | $140,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 12,607 | $140,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 12,921 | $139,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 10,240 | $138,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 21,327 | $138,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 11,648 | $137,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 110,870 | $137,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 31,561 | $136,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 10,670 | $136,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 10,153 | $135,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 12,641 | $135,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 14,136 | $134,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 47,607 | $133,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 12,492 | $132,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 15,418 | $131,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 11,818 | $131,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 17,104 | $130,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 10,193 | $129,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 13,742 | $128,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 36,700 | $128,000 | thousands by filing date | |
| ECOVYST INC | 27923Q109 | COM | 12,926 | $127,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 11,785 | $127,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 51,175 | $127,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 12,050 | $126,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 13,673 | $125,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 124,375 | $125,000 | thousands by filing date | principal |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 22,700 | $124,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 17,268 | $124,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 19,326 | $124,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 13,932 | $123,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 20,900 | $122,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 16,101 | $121,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 26,903 | $121,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 24,600 | $121,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 14,709 | $121,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAD5 | BOND | 120,781 | $121,000 | thousands by filing date | principal |
| OFS CAPITAL CORP | 67103B100 | COM | 12,130 | $120,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 13,454 | $118,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 10,643 | $118,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 20,746 | $116,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 16,845 | $115,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 18,832 | $114,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 11,626 | $114,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 12,841 | $114,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 35,837 | $113,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 40,500 | $111,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 16,140 | $110,000 | thousands by filing date | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 13,600 | $107,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 35,126 | $107,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 25,839 | $106,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 14,109 | $105,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 24,739 | $104,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 11,282 | $104,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,760 | $102,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 11,150 | $100,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 13,127 | $100,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 18,273 | $99,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 32,479 | $99,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 98,964 | $99,000 | thousands by filing date | principal |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,648 | $98,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 11,820 | $98,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 42,576 | $98,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 98,448 | $98,000 | thousands by filing date | principal |
| NEW GOLD INC CDA | 644535106 | COM | 90,687 | $97,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 18,491 | $97,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 97,310 | $97,000 | thousands by filing date | principal |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 26,000 | $97,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 26,763 | $96,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 30,835 | $96,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 32,470 | $95,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 16,701 | $91,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 20,442 | $90,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 13,041 | $88,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 46,836 | $87,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 24,770 | $87,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 10,634 | $86,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 19,815 | $86,000 | thousands by filing date | |
| THE MARYGOLD COMPANIES INC | 57403M104 | COM | 61,595 | $86,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 19,456 | $85,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 41,052 | $83,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 13,419 | $83,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 12,350 | $83,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 10,533 | $82,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 22,721 | $80,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 37,607 | $80,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 12,906 | $80,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 18,290 | $80,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 10,735 | $79,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 18,961 | $79,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 10,500 | $79,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 19,463 | $78,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 20,000 | $78,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 25,000 | $74,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 22,562 | $73,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 14,962 | $72,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 40,121 | $72,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 17,497 | $71,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 14,940 | $71,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 18,578 | $71,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 71,250 | $71,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 70,969 | $71,000 | thousands by filing date | principal |
| Global X Blockchain ETF | 37954Y160 | ETF | 13,987 | $71,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 17,829 | $70,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 12,695 | $70,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 13,556 | $69,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 64,050 | $69,000 | thousands by filing date | |
| GPGI INC COM CL A | 20459V105 | Stock | 13,000 | $68,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 11,008 | $67,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 11,165 | $65,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 67,483 | $65,000 | thousands by filing date | |
| RENOVORX INC | 75989R107 | COM NEW | 31,678 | $63,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 60,688 | $63,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 22,000 | $63,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 80,769 | $62,000 | thousands by filing date | |
| I-80 GOLD CORP | 44955L106 | COM | 33,700 | $61,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 10,000 | $59,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 19,000 | $58,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 51,389 | $57,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 30,202 | $57,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 56,982 | $57,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 10,900 | $55,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 140,850 | $55,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 18,943 | $54,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 18,210 | $54,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 13,465 | $54,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 27,500 | $54,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 22,600 | $53,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 16,161 | $53,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 11,500 | $53,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 30,696 | $53,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 20,871 | $52,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 18,892 | $52,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 10,000 | $50,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 29,654 | $50,000 | thousands by filing date | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 12,961 | $49,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 15,730 | $49,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 34,800 | $49,000 | thousands by filing date | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 12,000 | $48,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 48,065 | $48,000 | thousands by filing date | principal |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 14,328 | $47,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 13,601 | $47,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 12,138 | $47,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 21,672 | $44,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 12,114 | $43,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 16,449 | $42,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 10,175 | $41,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 14,856 | $40,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 22,905 | $40,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 10,500 | $40,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 10,037 | $39,000 | thousands by filing date | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 12,830 | $39,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 10,549 | $39,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 140,000 | $37,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 12,891 | $36,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 10,500 | $35,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 10,000 | $34,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 27,553 | $34,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 25,867 | $32,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 48,500 | $32,000 | thousands by filing date | |
| OCEANPAL INC | Y6430L103 | COMMON STOCK | 65,855 | $32,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 36,000 | $31,000 | thousands by filing date | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 32,000 | $30,000 | thousands by filing date | principal |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 15,542 | $30,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 26,000 | $30,000 | thousands by filing date | principal |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,012 | $29,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 13,819 | $28,000 | thousands by filing date | |
| BLEND LABS INC | 09352U108 | CL A | 11,440 | $27,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 10,350 | $27,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 26,000 | $26,000 | thousands by filing date | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 30,000 | $25,000 | thousands by filing date | principal |
| ATRECA INC | 04965G109 | COM | 13,727 | $25,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 13,701 | $24,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 15,730 | $23,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 85,592 | $22,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 19,600 | $21,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 33,000 | $21,000 | thousands by filing date | principal |
| WTS MSP Recovery Inc | 553745118 | Warrant | 10,000 | $21,000 | thousands by filing date | |
| OWLET INC | 69120X107 | COM | 12,627 | $21,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 13,665 | $21,000 | thousands by filing date | |
| SONENDO INC | 835431107 | Common Stocks | 12,250 | $21,000 | thousands by filing date | |
| Global Business Travel Group I | 37890B118 | Warrant | 19,906 | $21,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 26,749 | $20,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 18,000 | $20,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870UAC0 | NOTE 5.875% 8/1 | 19,871 | $20,000 | thousands by filing date | principal |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 11,056 | $19,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 26,228 | $19,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 13,000 | $18,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 14,000 | $18,000 | thousands by filing date | principal |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 17,000 | $16,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 12,500 | $15,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 10,000 | $15,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 14,738 | $15,000 | thousands by filing date | principal |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 30,000 | $15,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 13,721 | $14,000 | thousands by filing date | principal |
| GREENBROOK TMS INC | 393704309 | Common Stock | 11,400 | $14,000 | thousands by filing date | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 21,740 | $13,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 12,662 | $13,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 13,000 | $13,000 | thousands by filing date | principal |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 30,575 | $13,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 24,876 | $12,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 13,000 | $11,000 | thousands by filing date | principal |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 12,000 | $11,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 12,000 | $10,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 13,000 | $10,000 | thousands by filing date | principal |
| Accelerate Diagnostics | 00430H102 | COM | 10,000 | $10,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 15,000 | $9,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 20,000 | $9,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 18,466 | $8,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 15,000 | $8,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 10,000 | $8,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,500 | $7,000 | thousands by filing date | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 18,860 | $6,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 23,700 | $5,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 17,000 | $5,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 15,926 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-22-000009 | this filing | 2022-08-15 | acceptance time not in the bulk data set |