13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-13, with 3,367 holding rows worth $73,284,715,000.
- Accession
- 0000720672-22-000006
- Filer
- CIK 720672
- Filed
- 2022-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 8,495 entries on the cover page, a total value of $73,284,715,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $73,284,715,000 with VALUE read as thousands by filing date, 13F file number 028-04621. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerEquityCompass Investment Management028-13156
- included managerStifel Independent Advisors, LLC028-13699
- included manager1919 Investment Counsel, LLC028-11345
- included managerStifel Trust Company, N.A.028-06397
- included managerStifel Trust Co Delaware, N.A.028-16086
- included managerWashington Crossing Advisers LLC028-19513
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 11,821 | $246,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 2,675 | $245,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,509 | $245,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 8,033 | $245,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 10,037 | $245,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 5,128 | $244,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 7,073 | $244,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 17,165 | $244,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 5,711 | $243,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 4,241 | $243,000 | thousands by filing date | |
| CLARIVATE PLC | G21810208 | CONV | 3,585 | $243,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 2,905 | $242,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 5,751 | $241,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 46,178 | $241,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 9,429 | $241,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 15,456 | $240,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 6,451 | $240,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 36,129 | $240,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 4,324 | $239,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 4,532 | $239,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 6,060 | $239,000 | thousands by filing date | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 9,600 | $236,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 3,641 | $236,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 22,246 | $236,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 20,597 | $236,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 15,057 | $235,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,996 | $234,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 10,866 | $234,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 50,521 | $234,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 3,727 | $233,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 8,700 | $233,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 7,036 | $232,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 18,423 | $232,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 11,123 | $231,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 10,875 | $231,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 8,186 | $231,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 108,472 | $231,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 4,152 | $230,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 3,088 | $229,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 8,815 | $228,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 26,297 | $228,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 8,422 | $228,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 17,644 | $228,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 25,000 | $228,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 3,387 | $228,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 5,521 | $228,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 6,309 | $227,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 4,127 | $226,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,377 | $225,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 16,695 | $225,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 7,239 | $225,000 | thousands by filing date | |
| Dimensional International Value ETF | 25434V807 | SHS | 6,679 | $224,000 | thousands by filing date | |
| Allbirds Inc | 01675A109 | COM | 37,264 | $224,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,618 | $224,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 12,269 | $224,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 3,512 | $223,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 25,939 | $223,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 10,110 | $223,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 2,659 | $222,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 21,848 | $222,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 6,850 | $222,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,176 | $221,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 10,964 | $221,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 6,289 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 7,675 | $220,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 73,429 | $220,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 18,416 | $219,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 4,385 | $219,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 2,961 | $218,000 | thousands by filing date | |
| BRC INC A | 05601U105 | COMMON STOCK | 10,455 | $218,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,156 | $218,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 2,219 | $217,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 2,713 | $216,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 3,416 | $216,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 5,825 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 3,717 | $216,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 5,025 | $215,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 24,705 | $214,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 18,947 | $214,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 7,967 | $214,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 16,244 | $214,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 7,239 | $214,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 14,565 | $214,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 13,695 | $213,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 22,949 | $213,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 6,007 | $213,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 7,891 | $213,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 54,316 | $213,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 6,042 | $212,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,613 | $212,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 11,589 | $212,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 17,545 | $212,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 12,820 | $212,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 6,500 | $212,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,917 | $211,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 6,113 | $211,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 637 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 3,758 | $211,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 2,851 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 3,338 | $210,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 10,850 | $210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 9,056 | $210,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 4,883 | $209,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 8,798 | $209,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,911 | $209,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 6,724 | $209,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 13,589 | $209,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 8,410 | $209,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 3,044 | $208,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 5,733 | $208,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 20,600 | $208,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 14,056 | $207,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 26,732 | $206,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 19,442 | $206,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 7,538 | $205,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,459 | $204,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 16,524 | $203,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 4,110 | $203,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 7,064 | $203,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 31,365 | $202,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 14,851 | $202,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 2,183 | $201,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 8,688 | $201,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 16,691 | $201,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 12,499 | $200,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 7,424 | $200,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 6,426 | $200,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 44,188 | $200,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 25,022 | $199,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 13,226 | $199,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 22,265 | $198,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 13,505 | $197,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 12,570 | $197,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,285 | $196,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 17,774 | $196,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 22,637 | $195,000 | thousands by filing date | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 12,910 | $195,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 16,866 | $195,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 16,633 | $194,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 11,115 | $194,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 28,658 | $194,000 | thousands by filing date | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 11,281 | $193,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 11,095 | $191,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 23,800 | $190,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 11,136 | $189,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 14,379 | $188,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 12,357 | $187,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 12,836 | $185,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 11,347 | $185,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 10,745 | $185,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 22,673 | $183,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 15,048 | $182,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 16,196 | $182,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 21,648 | $179,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 12,846 | $179,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 35,450 | $179,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 13,804 | $178,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 35,361 | $178,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 21,222 | $175,000 | thousands by filing date | |
| CION INVT CORP | 17259U204 | COM | 11,800 | $175,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 26,067 | $175,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 10,338 | $173,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 14,850 | $173,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 19,403 | $172,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 12,921 | $172,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 10,150 | $172,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 10,178 | $172,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 22,538 | $171,000 | thousands by filing date | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 12,105 | $170,000 | thousands by filing date | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 10,235 | $169,000 | thousands by filing date | |
| AMPRIUS TECHNOLOGIES INC UNIT | G52519132 | Stock | 16,835 | $169,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 12,382 | $168,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 20,287 | $168,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 16,422 | $167,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 14,073 | $167,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 20,344 | $166,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 15,810 | $165,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 16,612 | $164,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 11,470 | $163,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 13,300 | $163,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 42,202 | $163,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 32,485 | $163,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 40,237 | $162,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,309 | $162,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 12,323 | $161,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 10,825 | $159,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 31,903 | $159,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 35,339 | $158,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 12,130 | $158,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 10,829 | $157,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 16,015 | $155,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 11,967 | $154,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 23,750 | $152,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 21,723 | $152,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 46,752 | $151,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 21,234 | $151,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 56,940 | $151,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 82,687 | $149,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 148,755 | $149,000 | thousands by filing date | principal |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 11,837 | $148,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 21,355 | $145,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 22,700 | $145,000 | thousands by filing date | |
| ECOVYST INC | 27923Q109 | COM | 12,541 | $145,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 10,500 | $145,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 13,673 | $144,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 20,748 | $144,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 103,821 | $144,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 25,036 | $143,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 13,483 | $141,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 35,017 | $140,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 17,177 | $137,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 30,129 | $136,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 10,359 | $136,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 21,500 | $136,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 136,000 | $136,000 | thousands by filing date | principal |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 10,000 | $134,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 31,561 | $133,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 10,400 | $132,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 26,000 | $130,000 | thousands by filing date | |
| GPGI INC COM CL A | 20459V105 | Stock | 17,000 | $129,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 16,850 | $128,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 57,800 | $128,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 28,631 | $127,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 124,454 | $125,000 | thousands by filing date | principal |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 40,500 | $124,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 11,489 | $124,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 56,831 | $124,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 11,500 | $124,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAD5 | BOND | 123,673 | $124,000 | thousands by filing date | principal |
| DAUCH CORP | 024061103 | COM | 15,800 | $123,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,760 | $123,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 26,367 | $123,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 11,390 | $122,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 69,599 | $122,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 26,725 | $121,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 12,164 | $121,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 10,810 | $120,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 25,839 | $120,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 14,615 | $120,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 18,290 | $119,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 11,820 | $118,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 11,626 | $118,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 20,723 | $118,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 14,962 | $116,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 11,221 | $114,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 10,181 | $113,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 12,450 | $110,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 24,742 | $110,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 13,127 | $109,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 30,396 | $109,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,085 | $105,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 48,736 | $104,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 12,345 | $100,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 109,044 | $100,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 98,690 | $99,000 | thousands by filing date | principal |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 12,949 | $98,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 10,750 | $98,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 10,090 | $97,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 18,210 | $97,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 39,870 | $96,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 10,285 | $96,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 16,639 | $95,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 12,254 | $94,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 17,067 | $88,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 12,272 | $88,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 19,562 | $87,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 28,479 | $87,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 17,855 | $85,000 | thousands by filing date | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 10,157 | $85,000 | thousands by filing date | |
| RENOVORX INC | 75989R107 | COM NEW | 29,143 | $85,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 15,922 | $84,000 | thousands by filing date | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 14,018 | $84,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 12,000 | $84,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 51,389 | $81,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 20,790 | $81,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 41,800 | $79,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 17,856 | $77,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 11,200 | $74,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 12,138 | $74,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 12,239 | $72,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 12,347 | $72,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 25,000 | $72,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 72,375 | $72,000 | thousands by filing date | principal |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 115,000 | $69,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 15,264 | $67,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 20,353 | $66,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 16,972 | $66,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,012 | $66,000 | thousands by filing date | |
| OCEANPAL INC | Y6430L103 | COMMON STOCK | 86,217 | $65,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 18,600 | $64,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 12,431 | $64,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 15,012 | $62,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 10,000 | $62,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 29,654 | $61,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 12,000 | $60,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 17,767 | $60,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 14,431 | $60,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 13,065 | $58,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 16,699 | $57,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 27,988 | $57,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 32,000 | $56,000 | thousands by filing date | principal |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 49,740 | $56,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 48,500 | $56,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 10,047 | $54,000 | thousands by filing date | |
| IO BIOTECH INC | 449778109 | COM | 10,000 | $53,000 | thousands by filing date | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 12,000 | $51,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 25,240 | $50,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 21,672 | $50,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 49,625 | $50,000 | thousands by filing date | principal |
| MICROVISION INC DEL | 594960304 | COM NEW | 10,500 | $49,000 | thousands by filing date | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 21,740 | $49,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 11,771 | $49,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 10,000 | $48,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 46,575 | $47,000 | thousands by filing date | principal |
| UPHEALTH INC | 91532B101 | COM | 38,240 | $45,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 20,457 | $44,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 10,000 | $44,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 13,585 | $43,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 28,883 | $42,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 12,908 | $41,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 17,480 | $40,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 13,800 | $38,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 33,000 | $35,000 | thousands by filing date | principal |
| ENERGOUS CORP | 29272C103 | COM | 29,111 | $35,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 35,197 | $35,000 | thousands by filing date | principal |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 36,000 | $33,000 | thousands by filing date | principal |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 11,056 | $32,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 26,000 | $32,000 | thousands by filing date | principal |
| GREENBROOK TMS INC | 393704309 | Common Stock | 11,400 | $32,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 26,000 | $30,000 | thousands by filing date | principal |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 28,631 | $30,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 30,000 | $30,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 24,650 | $25,000 | thousands by filing date | principal |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 18,000 | $25,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 30,575 | $24,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 18,120 | $23,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 42,453 | $23,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 38,700 | $22,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAC0 | NOTE 5.875% 8/1 | 21,622 | $22,000 | thousands by filing date | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 18,000 | $21,000 | thousands by filing date | principal |
| DRIVE SHACK INC | 262077100 | COM | 13,000 | $20,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 20,000 | $20,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 10,000 | $19,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 63,037 | $19,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 14,000 | $18,000 | thousands by filing date | principal |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 17,000 | $18,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 16,569 | $18,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 25,000 | $18,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 10,200 | $17,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 15,000 | $16,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 15,187 | $15,000 | thousands by filing date | principal |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 12,000 | $15,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 13,957 | $14,000 | thousands by filing date | principal |
| GUESS INC | 401617AD7 | BOND | 13,000 | $14,000 | thousands by filing date | principal |
| Accelerate Diagnostics | 00430H102 | COM | 10,000 | $14,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 12,000 | $12,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 13,000 | $12,000 | thousands by filing date | principal |
| EPIZYME INC | 29428V104 | COM | 10,000 | $12,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,500 | $11,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 16,666 | $11,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 13,000 | $11,000 | thousands by filing date | principal |
| INSEEGO CORP | 45782BAD6 | NOTE 3.250% 5/0 | 11,025 | $11,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 10,164 | $10,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 10,110 | $10,000 | thousands by filing date | principal |
| GEE GROUP INC | 36165A102 | COM | 15,000 | $8,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 19,000 | $7,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 15,926 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-22-000006 | this filing | 2022-05-13 | acceptance time not in the bulk data set |