13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 3,364 holding rows worth $75,649,290,000.
- Accession
- 0000720672-22-000003
- Filer
- CIK 720672
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 8,466 entries on the cover page, a total value of $75,649,290,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $75,649,290,000 with VALUE read as thousands by filing date, 13F file number 028-04621. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerEquityCompass Investment Management028-13156
- included managerStifel Independent Advisors, LLC028-13699
- included manager1919 Investment Counsel, LLC028-11345
- included managerStifel Trust Company, N.A.028-06397
- included managerStifel Trust Co Delaware, N.A.028-16086
- included managerWashington Crossing Advisers LLC028-19513
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 16,908 | $256,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 17,500 | $256,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 4,305 | $256,000 | thousands by filing date | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 6,086 | $255,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 6,804 | $254,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 4,378 | $254,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 2,789 | $253,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 10,278 | $253,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 7,967 | $253,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 9,590 | $253,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 17,479 | $252,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,345 | $252,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,381 | $252,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,621 | $251,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 26,259 | $251,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 9,796 | $251,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 7,070 | $250,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,992 | $250,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 6,011 | $250,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,891 | $250,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 25,903 | $250,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 2,447 | $250,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 17,659 | $249,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 12,860 | $249,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 10,500 | $249,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 9,301 | $248,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,149 | $248,000 | thousands by filing date | |
| MISTER CAR WASH INC | 60646V105 | COM | 13,575 | $247,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 2,027 | $246,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 11,425 | $246,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 4,110 | $246,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 9,941 | $246,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,752 | $245,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 28,230 | $245,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 2,324 | $245,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 5,286 | $245,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 7,705 | $245,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 6,190 | $244,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,443 | $244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,943 | $243,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 25,291 | $243,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,283 | $243,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 13,961 | $242,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 11,989 | $242,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 5,405 | $241,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 2,659 | $241,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 19,532 | $240,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 40,200 | $240,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 9,199 | $239,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 4,187 | $239,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 11,386 | $239,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 11,633 | $239,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 15,053 | $239,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 52,592 | $238,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 11,284 | $238,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 9,782 | $238,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 40,000 | $237,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 6,850 | $236,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 3,973 | $235,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 19,953 | $235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 2,432 | $235,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 9,069 | $234,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 27,792 | $234,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 6,765 | $234,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 7,856 | $234,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 4,570 | $234,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 7,353 | $233,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 14,193 | $233,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 16,126 | $232,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 15,939 | $232,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 10,103 | $232,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 7,753 | $231,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,270 | $231,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 14,538 | $230,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 16,295 | $230,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 8,700 | $229,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 2,798 | $229,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 3,777 | $228,000 | thousands by filing date | |
| TASKUS INC | 87652V109 | CLASS A COM | 4,225 | $228,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 36,350 | $228,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 16,190 | $227,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 3,387 | $227,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 8,240 | $226,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 630 | $226,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 5,267 | $226,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 22,523 | $225,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 4,385 | $225,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 10,914 | $224,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 8,921 | $224,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 3,100 | $223,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 21,209 | $222,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 25,475 | $222,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 5,706 | $221,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 12,675 | $221,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 18,525 | $221,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 48,850 | $221,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 4,277 | $220,000 | thousands by filing date | |
| NOMAD ROYALTY COMPANY LTD | 65532M606 | COM NEW | 28,822 | $220,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 7,054 | $219,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 6,939 | $219,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 16,990 | $219,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 6,100 | $219,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 10,309 | $218,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 2,170 | $218,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 32,795 | $218,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 2,233 | $217,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 3,496 | $217,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 1,863 | $217,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 4,152 | $217,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 4,610 | $216,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 1,838 | $215,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 4,844 | $215,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,929 | $215,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 13,359 | $215,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 6,670 | $214,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 2,821 | $213,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,220 | $213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,291 | $213,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 8,906 | $212,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 919 | $212,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 25,374 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,563 | $211,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 7,163 | $210,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 11,927 | $210,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 15,771 | $209,000 | thousands by filing date | |
| CLARIVATE PLC | G21810208 | CONV | 2,300 | $209,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 2,337 | $207,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,132 | $207,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 14,909 | $207,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 14,850 | $207,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 20,455 | $207,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 249 | $206,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 12,905 | $206,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 23,611 | $206,000 | thousands by filing date | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 3,556 | $206,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 9,502 | $206,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 2,762 | $206,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 7,164 | $206,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 12,924 | $205,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 13,252 | $204,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 829 | $203,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 18,916 | $203,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 4,657 | $203,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 13,927 | $203,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 19,999 | $203,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 5,779 | $202,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,397 | $202,000 | thousands by filing date | |
| ARCHAEA ENERGY INC | 03940F103 | COM CL A | 11,000 | $201,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 5,492 | $201,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 6,523 | $200,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 44,188 | $200,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 199,608 | $200,000 | thousands by filing date | principal |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 12,357 | $199,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 13,982 | $198,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 11,500 | $197,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 43,773 | $197,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 16,532 | $196,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 14,851 | $196,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 20,344 | $195,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 17,509 | $195,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 20,300 | $194,000 | thousands by filing date | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 13,160 | $193,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 16,800 | $193,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 19,694 | $192,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 65,900 | $192,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 11,999 | $191,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 31,686 | $191,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 12,677 | $191,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 19,335 | $188,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 11,009 | $188,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 24,564 | $187,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 13,589 | $187,000 | thousands by filing date | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 10,182 | $186,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,318 | $186,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 11,684 | $183,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 12,523 | $182,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 34,772 | $180,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 23,467 | $176,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 10,973 | $173,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 21,239 | $173,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 11,068 | $172,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 10,300 | $172,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 19,145 | $169,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 80,000 | $168,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 10,570 | $167,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 22,042 | $167,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 97,176 | $166,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 17,532 | $164,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 13,483 | $164,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 45,377 | $163,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 11,915 | $162,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 10,112 | $160,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 21,499 | $160,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 16,561 | $157,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 10,240 | $156,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 13,874 | $155,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 14,352 | $153,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 22,700 | $153,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 35,494 | $153,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 12,787 | $151,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 30,396 | $151,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 20,621 | $150,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 18,529 | $148,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 43,106 | $148,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 43,778 | $148,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 12,980 | $147,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 16,850 | $147,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 25,839 | $147,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 24,648 | $146,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 10,235 | $146,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,930 | $145,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 17,917 | $145,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 143,617 | $144,000 | thousands by filing date | principal |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 29,001 | $143,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 20,714 | $143,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 38,154 | $143,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 21,118 | $142,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 141,705 | $142,000 | thousands by filing date | principal |
| ANGI INC CLASS A | 00183L102 | CL A | 15,300 | $141,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 56,831 | $140,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 40,500 | $139,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 34,577 | $138,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,760 | $137,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 10,278 | $137,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 15,500 | $136,000 | thousands by filing date | |
| GPGI INC COM CL A | 20459V105 | Stock | 16,500 | $135,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 29,651 | $135,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 16,015 | $134,000 | thousands by filing date | |
| FREYR BATTERY INC | L4135L118 | *W EXP 09/01/202 | 36,200 | $134,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 12,130 | $132,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 19,379 | $132,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 10,962 | $130,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 10,724 | $130,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 14,500 | $129,000 | thousands by filing date | |
| OCEANPAL INC | Y6430L103 | COMMON STOCK | 63,714 | $129,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 13,964 | $128,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 12,339 | $126,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 12,100 | $125,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 82,687 | $124,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 20,668 | $124,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 13,480 | $123,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 26,000 | $123,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 13,750 | $122,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 18,290 | $122,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 20,894 | $122,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 20,031 | $121,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 12,206 | $121,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 23,500 | $121,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 11,626 | $121,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 18,250 | $118,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 14,349 | $115,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 115,000 | $113,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 16,537 | $112,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 94,771 | $112,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 112,266 | $112,000 | thousands by filing date | principal |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 13,722 | $111,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 42,736 | $110,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,797 | $109,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 48,500 | $109,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 46,701 | $105,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 20,648 | $104,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 13,645 | $104,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 13,982 | $104,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 26,364 | $103,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 55,572 | $101,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAD5 | BOND | 99,875 | $100,000 | thousands by filing date | principal |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 19,835 | $99,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 14,212 | $98,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 20,228 | $98,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 97,250 | $97,000 | thousands by filing date | principal |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 14,812 | $92,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 16,827 | $90,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 12,545 | $90,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 85,323 | $85,000 | thousands by filing date | principal |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 22,400 | $84,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 10,990 | $82,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 13,064 | $81,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 16,699 | $80,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 17,148 | $80,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 12,138 | $79,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 29,573 | $79,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 12,441 | $76,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 22,345 | $75,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 27,611 | $71,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 32,000 | $69,000 | thousands by filing date | principal |
| Akoustis Technologies Inc | 00973N102 | COM | 10,138 | $68,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 16,417 | $67,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 10,047 | $66,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 11,710 | $66,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 11,056 | $66,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 50,750 | $65,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 11,000 | $64,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 46,240 | $64,000 | thousands by filing date | |
| IO BIOTECH INC | 449778109 | COM | 10,000 | $64,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 18,600 | $62,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 22,773 | $62,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 28,479 | $62,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 11,856 | $61,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 60,564 | $61,000 | thousands by filing date | principal |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 24,862 | $60,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 19,718 | $60,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 13,585 | $57,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 18,100 | $56,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 25,000 | $55,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 54,750 | $55,000 | thousands by filing date | principal |
| VERTICAL AEROSPACE LTD | G9471C115 | YW EXP 12/16/202 | 80,300 | $55,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 10,000 | $54,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 19,480 | $54,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 10,500 | $53,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 12,253 | $52,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 10,000 | $52,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 16,480 | $51,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 12,942 | $51,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 33,000 | $50,000 | thousands by filing date | principal |
| NEWAGE INC | 650194103 | COMMON STOCK | 46,200 | $48,000 | thousands by filing date | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 12,000 | $47,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 10,182 | $45,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 10,260 | $45,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 14,000 | $43,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 30,075 | $41,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 11,554 | $40,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 10,009 | $39,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 36,470 | $38,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 14,431 | $37,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 10,000 | $36,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 36,000 | $36,000 | thousands by filing date | principal |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 28,000 | $36,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 12,564 | $35,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 29,950 | $35,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 13,940 | $33,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 33,000 | $32,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 26,327 | $31,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 16,569 | $31,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 26,000 | $30,000 | thousands by filing date | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 30,000 | $30,000 | thousands by filing date | principal |
| AEYE INC | 008183113 | *W EXP 09/30/202 | 31,000 | $29,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 29,102 | $28,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 14,000 | $28,000 | thousands by filing date | principal |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 26,000 | $28,000 | thousands by filing date | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 18,000 | $27,000 | thousands by filing date | principal |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 15,000 | $26,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 26,379 | $26,000 | thousands by filing date | principal |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 11,200 | $24,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 19,253 | $24,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 30,575 | $24,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 17,000 | $22,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 15,000 | $17,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 13,000 | $15,000 | thousands by filing date | principal |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 24,384 | $15,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 12,000 | $15,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 15,075 | $15,000 | thousands by filing date | principal |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 20,000 | $14,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 12,000 | $13,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 13,142 | $13,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAD5 | BOND | 13,000 | $12,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAF0 | BOND | 13,000 | $12,000 | thousands by filing date | principal |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 16,866 | $12,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 19,000 | $11,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 10,941 | $11,000 | thousands by filing date | principal |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 17,029 | $10,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 15,000 | $9,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,000 | $8,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 15,926 | $6,000 | thousands by filing date | |
| TRITERRAS INC | G9103H110 | *W EXP 02/02/202 | 10,500 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-22-000003 | this filing | 2022-02-14 | acceptance time not in the bulk data set |