13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 3,309 holding rows worth $66,818,106,000.
- Accession
- 0000720672-21-000010
- Filer
- CIK 720672
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 8,068 entries on the cover page, a total value of $66,818,106,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $66,818,106,000 with VALUE read as thousands by filing date, 13F file number 028-04621. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerEquityCompass Investment Management028-13156
- included managerStifel Independent Advisors, LLC028-13699
- included manager1919 Investment Counsel, LLC028-11345
- included managerStifel Trust Company, N.A.028-06397
- included managerStifel Trust Co Delaware, N.A.028-16086
- included managerWashington Crossing Advisers LLC028-19513
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 18,721 | $257,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 25,199 | $257,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,291 | $256,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 11,624 | $256,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 2,283 | $256,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 55,572 | $255,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 4,193 | $254,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 8,925 | $253,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,527 | $253,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 15,436 | $252,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 5,499 | $252,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 25,787 | $252,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 26,318 | $251,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 23,097 | $250,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 3,737 | $250,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 2,866 | $249,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 23,574 | $248,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 18,325 | $248,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 14,285 | $248,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,030 | $247,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 11,070 | $247,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 17,350 | $246,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 1,370 | $245,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 14,238 | $245,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 2,662 | $245,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 51,490 | $245,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 11,149 | $245,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 30,176 | $245,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 22,237 | $244,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 2,600 | $244,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 4,341 | $244,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 7,313 | $244,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 1,482 | $244,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 8,726 | $242,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 12,912 | $242,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 9,395 | $242,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 6,239 | $242,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 2,091 | $241,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 15,047 | $241,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 4,652 | $240,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,238 | $240,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 23,105 | $240,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 6,731 | $239,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,974 | $239,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,218 | $238,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 5,017 | $237,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 2,845 | $237,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 5,766 | $236,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 15,593 | $236,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 3,255 | $235,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,967 | $234,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 4,298 | $234,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 7,753 | $233,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 22,611 | $233,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 2,559 | $232,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 3,773 | $232,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 10,924 | $231,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 5,329 | $231,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 3,149 | $231,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 3,100 | $231,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,247 | $231,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 31,696 | $230,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 4,025 | $229,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 14,044 | $229,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 4,044 | $228,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 37,500 | $227,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 8,533 | $227,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 10,273 | $226,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 3,119 | $226,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 4,385 | $226,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 2,740 | $226,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 5,843 | $226,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 26,048 | $226,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 13,689 | $225,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 7,800 | $225,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 8,600 | $224,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 2,434 | $224,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 15,000 | $224,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 3,568 | $223,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 16,561 | $223,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 3,467 | $223,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 4,612 | $223,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 33,019 | $223,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 6,827 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 2,570 | $222,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 11,322 | $222,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 7,294 | $222,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,710 | $222,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 2,600 | $222,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 3,641 | $222,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 14,964 | $222,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 15,652 | $221,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,419 | $221,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 264 | $220,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 7,650 | $220,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 19,927 | $219,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 7,774 | $219,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 6,791 | $218,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 5,321 | $218,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 11,689 | $218,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,500 | $218,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 21,374 | $218,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 7,056 | $217,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 10,781 | $216,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 15,139 | $216,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 14,625 | $216,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 6,960 | $215,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 3,567 | $214,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 12,467 | $214,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 13,835 | $214,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 6,850 | $214,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 9,126 | $213,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 25,646 | $213,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 19,625 | $212,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 4,152 | $212,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 4,803 | $211,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 3,757 | $211,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 4,236 | $210,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 6,151 | $209,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 5,847 | $208,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 4,166 | $208,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 9,429 | $208,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 29,500 | $207,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 6,772 | $206,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 15,350 | $205,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 4,081 | $204,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,100 | $204,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 30,242 | $203,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 11,249 | $203,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 17,392 | $203,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 22,759 | $202,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 11,813 | $202,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 2,664 | $201,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 4,544 | $201,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 8,732 | $200,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 13,173 | $197,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 20,351 | $196,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,437 | $196,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 24,997 | $196,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 16,075 | $195,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 20,025 | $194,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 12,677 | $193,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 23,258 | $193,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 14,006 | $192,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 14,000 | $189,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 10,361 | $187,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 23,500 | $186,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 20,048 | $185,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 43,349 | $185,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 20,864 | $184,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 18,700 | $183,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 19,483 | $182,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 14,830 | $181,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 34,500 | $178,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 23,625 | $178,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 17,471 | $173,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 13,483 | $173,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 36,878 | $172,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 11,236 | $171,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 12,157 | $171,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 19,953 | $170,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 13,076 | $170,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 11,076 | $169,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 25,839 | $169,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 17,101 | $168,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 11,088 | $168,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 28,977 | $168,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 11,240 | $167,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 11,276 | $166,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 13,804 | $165,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 10,189 | $165,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 13,708 | $165,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 10,552 | $164,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 10,421 | $163,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 10,787 | $162,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 10,412 | $162,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 13,250 | $162,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 16,000 | $161,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 37,695 | $159,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 10,600 | $159,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 158,584 | $159,000 | thousands by filing date | principal |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 13,035 | $159,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 16,850 | $157,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 30,924 | $157,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 18,301 | $156,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 12,357 | $156,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 10,610 | $155,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 44,740 | $154,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 82,687 | $150,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 47,596 | $150,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 18,449 | $146,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 11,799 | $144,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 57,233 | $144,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 44,983 | $144,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 40,616 | $143,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 142,946 | $143,000 | thousands by filing date | principal |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 13,000 | $142,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 10,000 | $142,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 14,248 | $142,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 30,200 | $141,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 16,447 | $140,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 11,424 | $138,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 13,730 | $137,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 15,650 | $137,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 16,437 | $136,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 15,929 | $134,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 13,217 | $132,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 26,000 | $131,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 16,659 | $130,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 10,909 | $130,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 16,088 | $130,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 13,500 | $130,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 11,108 | $127,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 20,866 | $125,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 20,727 | $124,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 23,438 | $124,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,000 | $123,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 15,200 | $123,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 13,220 | $122,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 14,269 | $117,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 11,444 | $116,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 15,172 | $115,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 11,709 | $114,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 11,297 | $113,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 50,700 | $113,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 18,722 | $112,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 112,068 | $112,000 | thousands by filing date | principal |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 13,812 | $111,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 15,000 | $110,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 15,289 | $110,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 70,888 | $108,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 107,993 | $108,000 | thousands by filing date | principal |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 11,748 | $107,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 17,200 | $105,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 23,944 | $105,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 17,336 | $101,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 14,676 | $101,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 16,780 | $96,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 32,000 | $96,000 | thousands by filing date | principal |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 10,500 | $96,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 12,709 | $95,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 11,490 | $95,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 22,036 | $94,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 17,555 | $93,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 23,107 | $90,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 21,852 | $88,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 23,462 | $88,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 15,928 | $85,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 20,917 | $85,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 12,500 | $82,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 13,516 | $81,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 10,000 | $81,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 26,107 | $80,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 20,000 | $78,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 24,868 | $76,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 12,009 | $75,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 74,768 | $75,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 33,000 | $73,000 | thousands by filing date | principal |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 14,494 | $71,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 11,377 | $70,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 14,000 | $69,000 | thousands by filing date | principal |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 69,482 | $69,000 | thousands by filing date | principal |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 11,710 | $68,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 16,510 | $67,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 12,000 | $67,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 10,000 | $66,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 81,000 | $63,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 17,910 | $61,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 21,136 | $61,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 21,600 | $57,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 11,943 | $56,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 13,730 | $53,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 29,023 | $52,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 52,250 | $52,000 | thousands by filing date | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 30,000 | $51,000 | thousands by filing date | principal |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 20,421 | $49,000 | thousands by filing date | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 10,000 | $48,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 13,700 | $45,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 30,075 | $41,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 36,000 | $37,000 | thousands by filing date | principal |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 26,000 | $36,000 | thousands by filing date | principal |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 30,575 | $36,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 17,000 | $35,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 28,000 | $33,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 33,000 | $32,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 52,674 | $31,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 26,000 | $30,000 | thousands by filing date | principal |
| SOTHERLY HOTELS INC | 83600C103 | COM | 10,000 | $30,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 18,000 | $29,000 | thousands by filing date | principal |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 12,000 | $27,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 12,500 | $27,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 24,175 | $24,000 | thousands by filing date | principal |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 11,417 | $23,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 12,691 | $23,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 21,676 | $22,000 | thousands by filing date | principal |
| ATHERSYS INC | 04744L106 | COM | 14,000 | $20,000 | thousands by filing date | |
| MOGU INC SPON ADS | 608012100 | ADR | 11,400 | $19,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 10,000 | $18,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 12,000 | $16,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 13,000 | $16,000 | thousands by filing date | principal |
| REEDS INC COM | 758338107 | Stock | 15,926 | $16,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 15,357 | $15,000 | thousands by filing date | principal |
| BLACKROCK SCIENCE & TECHNOLO | 09258G112 | RIGHT 07/14/2021 | 21,554 | $14,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,000 | $12,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 13,000 | $12,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAF0 | BOND | 13,000 | $12,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 10,727 | $11,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 10,795 | $11,000 | thousands by filing date | principal |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 23,601 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-21-000010 | this filing | 2021-08-13 | acceptance time not in the bulk data set |