13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-13, with 2,657 holding rows worth $30,926,889,000.
- Accession
- 0000720672-19-000002
- Filer
- CIK 720672
- Filed
- 2019-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 7,368 entries on the cover page, a total value of $30,926,889,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $30,926,889,000 with VALUE read as thousands by filing date, 13F file number 028-04621. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerZiegler Capital Management, LLC028-10982
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerCentury Securities Associates, Inc.028-13699
- included manager1919 Investment Counsel, LLC028-11345
- included managerStifel Trust Company, N.A.028-06397
- included managerBarclays Wealth Trustees (U.S.), N.A.028-16086
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 11,124 | $160,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 25,287 | $160,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 11,275 | $159,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 27,055 | $158,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 157,238 | $157,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 14,562 | $156,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 15,113 | $154,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 17,241 | $153,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 11,629 | $153,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 16,180 | $152,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 13,000 | $150,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 11,369 | $147,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 11,351 | $146,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 77,960 | $145,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 12,499 | $141,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 11,492 | $140,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 10,531 | $139,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 16,296 | $139,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 36,976 | $139,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 24,277 | $139,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 26,140 | $137,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 63,889 | $136,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 10,800 | $134,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 34,817 | $133,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 11,822 | $132,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 14,416 | $132,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 10,285 | $132,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 12,509 | $132,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,490 | $131,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 15,845 | $130,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 15,346 | $128,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 15,882 | $128,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 12,410 | $127,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 13,289 | $125,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 10,048 | $124,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 19,412 | $123,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 12,256 | $121,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 11,500 | $121,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 17,186 | $121,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 18,542 | $121,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 32,492 | $120,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 11,465 | $119,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 10,577 | $118,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 11,903 | $117,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 16,281 | $117,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 11,441 | $115,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 132,500 | $113,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 16,628 | $113,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 112,072 | $113,000 | thousands by filing date | principal |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 14,473 | $112,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 25,839 | $111,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 31,359 | $110,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 108,416 | $110,000 | thousands by filing date | principal |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 45,490 | $109,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 10,000 | $109,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 108,185 | $109,000 | thousands by filing date | principal |
| NEUROTROPE INC | 64129T207 | COM NEW | 30,214 | $108,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 11,785 | $107,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 14,410 | $105,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 15,526 | $105,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 17,986 | $102,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 101,598 | $101,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 18,846 | $100,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 10,332 | $98,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 12,355 | $97,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 12,000 | $96,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 11,608 | $94,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 10,586 | $93,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 19,988 | $92,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 12,019 | $92,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 12,375 | $90,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 17,500 | $90,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 10,962 | $89,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 50,982 | $89,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 10,754 | $88,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 18,696 | $88,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 11,519 | $87,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 21,250 | $86,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 35,170 | $84,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 10,965 | $82,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 15,578 | $81,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 11,433 | $80,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 10,855 | $77,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 13,198 | $75,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 18,142 | $74,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 17,125 | $73,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 89,005 | $72,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 22,711 | $71,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 70,034 | $70,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 68,732 | $70,000 | thousands by filing date | principal |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 60,000 | $66,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 14,459 | $66,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 10,203 | $64,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,656 | $63,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 14,460 | $63,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 16,975 | $63,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 10,145 | $63,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,328 | $62,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 11,000 | $62,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 11,036 | $61,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 14,420 | $59,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 14,555 | $58,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 58,112 | $58,000 | thousands by filing date | principal |
| 22ND CENTY GROUP INC | 90137F103 | COM | 23,411 | $57,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 22,249 | $55,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 13,634 | $53,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 26,866 | $52,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 33,268 | $50,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 18,266 | $49,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 48,840 | $49,000 | thousands by filing date | principal |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 51,415 | $46,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 47,127 | $46,000 | thousands by filing date | principal |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 11,000 | $44,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 44,063 | $44,000 | thousands by filing date | principal |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,243 | $42,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 29,800 | $39,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 12,092 | $37,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 34,000 | $34,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 16,476 | $34,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 21,661 | $32,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 13,765 | $31,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 31,200 | $31,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 21,395 | $30,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 30,000 | $30,000 | thousands by filing date | principal |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 36,150 | $30,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 76,750 | $30,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 12,675 | $29,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 30,000 | $29,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 28,958 | $29,000 | thousands by filing date | principal |
| LEGACY RESVS INC COM | 524706108 | Stock | 18,580 | $28,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 27,119 | $27,000 | thousands by filing date | principal |
| NEW GOLD INC CDA | 644535106 | COM | 34,119 | $26,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 25,890 | $26,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 24,980 | $25,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 22,792 | $23,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 22,801 | $23,000 | thousands by filing date | principal |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 11,400 | $23,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 11,256 | $22,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 10,573 | $21,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 19,888 | $20,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 18,000 | $18,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 18,324 | $18,000 | thousands by filing date | principal |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 12,000 | $18,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 11,666 | $17,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 14,814 | $17,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 16,521 | $17,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 16,000 | $16,000 | thousands by filing date | principal |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 15,250 | $15,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 14,962 | $15,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 12,000 | $14,000 | thousands by filing date | principal |
| HORIZON GLOBAL CORP | 44052W104 | COM | 10,000 | $14,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 13,000 | $14,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 13,000 | $14,000 | thousands by filing date | principal |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 10,000 | $10,000 | thousands by filing date | principal |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 10,000 | $8,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 44,730 | $5,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 11,450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-19-000002 | this filing | 2019-02-13 | acceptance time not in the bulk data set |