13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 2,706 holding rows worth $32,590,328,000.
- Accession
- 0000720672-18-000079
- Filer
- CIK 720672
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 7,376 entries on the cover page, a total value of $32,590,328,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $32,590,328,000 with VALUE read as thousands by filing date, 13F file number 028-04621. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerZiegler Capital Management, LLC028-10982
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerChoice Financial Partners, Inc.028-13156
- included managerCentury Securities Associates, Inc.028-13699
- included manager1919 Investment Counsel, LLC028-11345
- included managerStifel Trust Company, N.A.028-06397
- included managerBarclays Wealth Trustees (U.S.), N.A.028-16086
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 48,046 | $534,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 19,229 | $533,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 9,113 | $531,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 22,558 | $528,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 29,218 | $527,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 13,088 | $525,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 18,938 | $524,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 2,818 | $524,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 4,627 | $524,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 19,144 | $523,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 5,774 | $520,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 8,333 | $520,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 10,327 | $517,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 31,560 | $516,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 10,843 | $515,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 42,098 | $515,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 89,581 | $513,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 13,490 | $513,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 112,767 | $510,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 13,290 | $509,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 5,687 | $508,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 64,318 | $508,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 15,256 | $507,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 20,839 | $507,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 67,386 | $507,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 503,656 | $507,000 | thousands by filing date | principal |
| ICF INTL INC | 44925C103 | COM | 7,121 | $506,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 29,138 | $506,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 24,717 | $504,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 14,000 | $503,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 26,780 | $503,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,182 | $501,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 11,866 | $499,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 10,942 | $498,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 9,576 | $498,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 30,075 | $497,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 24,301 | $496,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 11,566 | $495,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 9,034 | $494,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 13,569 | $489,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 8,389 | $488,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 3,966 | $487,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 20,495 | $487,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 29,544 | $486,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 44,429 | $486,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 17,039 | $481,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 24,925 | $481,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 23,863 | $480,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 479,937 | $480,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 13,517 | $479,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 3,833 | $479,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,313 | $479,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 35,855 | $479,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 9,012 | $479,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 36,722 | $476,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 10,505 | $475,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 10,097 | $474,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 30,615 | $473,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 20,584 | $472,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 27,170 | $471,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 5,159 | $470,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 56,987 | $469,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 6,621 | $469,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 11,714 | $469,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 5,348 | $467,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 5,255 | $466,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 22,544 | $465,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 51,048 | $464,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 10,260 | $462,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 29,128 | $460,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 3,820 | $460,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 38,232 | $459,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 77,761 | $458,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 10,666 | $457,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 65,675 | $457,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 15,212 | $456,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 26,862 | $455,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 5,932 | $453,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 13,585 | $452,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,539 | $451,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 23,819 | $451,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 21,985 | $450,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 34,601 | $447,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 19,592 | $445,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 9,804 | $442,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 639 | $442,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 31,077 | $438,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 2,395 | $436,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 34,418 | $435,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 16,580 | $434,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 18,284 | $434,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 4,554 | $433,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 2,985 | $433,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 5,952 | $432,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 11,112 | $432,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 22,505 | $432,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 6,826 | $432,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 80,000 | $431,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 16,606 | $429,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 9,867 | $428,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 25,451 | $427,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 3,387 | $426,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 34,593 | $426,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 2,330 | $424,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 16,736 | $424,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 12,991 | $423,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 608 | $422,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 28,900 | $422,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 8,354 | $421,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 26,865 | $421,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 10,281 | $420,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 9,543 | $419,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 9,366 | $419,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 64,896 | $417,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 18,222 | $416,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 8,967 | $415,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 8,501 | $415,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 3,845 | $414,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 31,081 | $413,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 7,708 | $412,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,887 | $411,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 24,111 | $410,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 4,100 | $409,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 13,024 | $409,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 32,325 | $409,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 8,300 | $408,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 12,939 | $407,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 13,700 | $407,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 23,786 | $407,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 15,402 | $406,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 5,813 | $406,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 6,497 | $403,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 16,456 | $402,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 19,872 | $402,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 5,726 | $401,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 7,673 | $400,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 12,199 | $400,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 9,070 | $399,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 8,158 | $398,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 42,159 | $397,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 17,182 | $397,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 8,172 | $396,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 23,161 | $395,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 13,419 | $394,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,325 | $393,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 7,015 | $393,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 9,353 | $392,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 24,589 | $389,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 3,642 | $388,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 5,784 | $387,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,196 | $385,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 16,995 | $385,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 14,200 | $385,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 10,540 | $384,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 35,532 | $383,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 5,106 | $382,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 6,825 | $381,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 5,466 | $381,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 3,373 | $381,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 14,572 | $378,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 7,844 | $378,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 5,427 | $378,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,811 | $377,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 7,931 | $377,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 2,710 | $377,000 | thousands by filing date | |
| MGC | 921910873 | COM | 4,009 | $375,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 4,162 | $375,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 37,514 | $375,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 20,800 | $375,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 25,792 | $375,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 11,618 | $373,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 34,093 | $372,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 10,038 | $370,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 29,411 | $369,000 | thousands by filing date | |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 40,150 | $368,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 3,646 | $366,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 11,180 | $366,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 22,650 | $366,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 32,541 | $365,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 33,914 | $364,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 41,154 | $364,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 18,284 | $363,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 10,291 | $363,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 9,267 | $363,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 5,888 | $362,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 21,493 | $362,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 38,840 | $361,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 13,000 | $360,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 37,346 | $359,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 30,244 | $359,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 9,741 | $358,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 41,850 | $358,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 41,084 | $358,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 8,147 | $357,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 6,705 | $357,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 8,117 | $357,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 6,038 | $356,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 20,483 | $355,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 21,714 | $355,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 19,020 | $355,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 40,082 | $355,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 6,729 | $354,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 8,000 | $352,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 6,390 | $351,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 4,705 | $350,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 8,686 | $350,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 10,110 | $349,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 5,546 | $348,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 42,926 | $348,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 8,130 | $346,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 9,441 | $346,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 10,655 | $345,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 6,100 | $344,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 4,302 | $343,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 7,888 | $343,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 11,385 | $343,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 13,250 | $342,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 6,730 | $341,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 15,221 | $341,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 12,475 | $340,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 19,636 | $340,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 177,744 | $340,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 11,556 | $338,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 3,480 | $338,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 7,056 | $338,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 30,800 | $337,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 9,450 | $337,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 16,427 | $337,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 78,488 | $337,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 8,802 | $337,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,378 | $336,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 11,944 | $335,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 4,900 | $335,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 4,175 | $334,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 4,490 | $334,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 9,440 | $334,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 4,526 | $334,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 7,361 | $333,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 25,315 | $331,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 5,934 | $331,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 13,675 | $330,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 15,568 | $330,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 17,402 | $329,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 33,311 | $329,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 21,404 | $328,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 20,114 | $326,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 97,410 | $325,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 17,675 | $325,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 7,570 | $325,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 6,698 | $324,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3,788 | $323,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 9,703 | $323,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 7,500 | $323,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 2,095 | $322,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 13,018 | $322,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 7,113 | $322,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 10,612 | $322,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 73,728 | $322,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 4,297 | $320,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 8,800 | $318,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 5,826 | $317,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 7,349 | $317,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 11,830 | $317,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 13,679 | $316,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 8,741 | $315,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 8,000 | $315,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,978 | $313,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 23,759 | $312,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 37,596 | $312,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 26,632 | $311,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 2,789 | $311,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 7,668 | $311,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,617 | $310,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 12,670 | $310,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 8,014 | $309,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,651 | $308,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 5,605 | $308,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,456 | $307,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 11,458 | $307,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 5,913 | $307,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 17,040 | $307,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 26,829 | $306,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 15,271 | $306,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 16,980 | $306,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 9,902 | $306,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 29,133 | $305,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 6,973 | $305,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,371 | $304,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 28,861 | $302,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 28,275 | $302,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 13,575 | $302,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 57,706 | $302,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 10,319 | $302,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 19,552 | $301,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 2,937 | $301,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 9,653 | $301,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 2,979 | $301,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 5,198 | $300,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 16,068 | $300,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 3,879 | $300,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 6,959 | $300,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 13,281 | $300,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 9,868 | $299,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 7,095 | $299,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 11,084 | $299,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 7,657 | $298,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 3,332 | $298,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 11,536 | $298,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 32,351 | $297,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 7,328 | $295,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 2,916 | $295,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,875 | $294,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 2,837 | $294,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 295,504 | $294,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 7,298 | $293,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 33,435 | $292,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 22,275 | $292,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 15,842 | $291,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 3,578 | $291,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 14,531 | $291,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 11,783 | $290,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 9,463 | $290,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 13,050 | $289,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 5,102 | $288,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,779 | $287,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 41,803 | $287,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 3,029 | $287,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 15,936 | $285,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,464 | $285,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 5,952 | $285,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 15,000 | $284,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 44,706 | $284,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 11,556 | $283,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 13,522 | $283,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 60,806 | $282,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 4,714 | $282,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 23,900 | $282,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 34,961 | $282,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 7,453 | $282,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 8,685 | $280,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 3,919 | $280,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 8,647 | $280,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 13,136 | $280,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 12,798 | $280,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 7,857 | $280,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 94 | $278,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 9,483 | $278,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 4,800 | $278,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 21,223 | $277,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 6,827 | $277,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 9,332 | $276,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 4,963 | $276,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 4,691 | $275,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 10,724 | $275,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 7,580 | $274,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 3,753 | $273,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,660 | $273,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 8,350 | $273,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 2,567 | $273,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 14,338 | $272,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,990 | $271,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 14,206 | $271,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 6,161 | $270,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 4,671 | $270,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 4,033 | $270,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,409 | $269,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 10,949 | $268,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 14,048 | $268,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,477 | $267,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 10,178 | $267,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 6,040 | $267,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 20,062 | $267,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,208 | $266,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 8,538 | $266,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 5,267 | $265,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 6,851 | $265,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 5,132 | $264,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,840 | $264,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 11,150 | $264,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 3,885 | $263,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,571 | $263,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 3,253 | $263,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 31,148 | $262,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 18,728 | $262,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 18,740 | $262,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 17,737 | $262,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 6,064 | $261,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 4,500 | $260,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 5,289 | $260,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 12,744 | $260,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 14,700 | $260,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 4,213 | $259,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 13,387 | $259,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 27,055 | $258,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 24,981 | $256,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,830 | $256,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 7,000 | $256,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 2,618 | $256,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 40,045 | $256,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 9,941 | $255,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 13,354 | $254,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 12,550 | $254,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 2,446 | $253,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 5,957 | $253,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 9,429 | $253,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 2,885 | $252,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 11,694 | $252,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,162 | $252,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 5,069 | $251,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,124 | $251,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 4,554 | $251,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 9,101 | $250,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 11,292 | $250,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 11,984 | $249,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 4,162 | $249,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 131,500 | $249,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 13,970 | $248,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 13,167 | $248,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 6,552 | $248,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 23,000 | $248,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 18,664 | $247,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 3,038 | $247,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 7,572 | $247,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 5,380 | $247,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 11,400 | $246,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 4,600 | $246,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 4,518 | $246,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 6,990 | $246,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 24,516 | $246,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 23,582 | $245,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 7,622 | $245,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 18,458 | $244,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 5,148 | $244,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 10,909 | $243,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 24,955 | $241,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 10,383 | $240,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 3,780 | $240,000 | thousands by filing date | |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 240,662 | $240,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 8,047 | $239,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 11,029 | $239,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 5,734 | $239,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 8,180 | $239,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,687 | $238,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 14,900 | $238,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 5,205 | $237,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 41,818 | $236,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 4,517 | $236,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 33,300 | $236,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 3,078 | $235,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 3,418 | $234,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 19,768 | $234,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 19,500 | $234,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 2,707 | $233,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,634 | $231,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 2,863 | $231,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,325 | $231,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 10,190 | $231,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 6,732 | $231,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 24,473 | $231,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 22,835 | $231,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 3,997 | $230,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 7,701 | $230,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 17,380 | $229,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 4,521 | $229,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 228,696 | $229,000 | thousands by filing date | principal |
| ENSCO PLC | G3157S106 | SHS CLASS A | 31,947 | $229,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 19,349 | $229,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 2,924 | $228,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 4,300 | $228,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,202 | $228,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,503 | $228,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 8,487 | $227,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 11,675 | $227,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 7,114 | $227,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 14,532 | $226,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 2,726 | $226,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 8,000 | $226,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 23,095 | $226,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 4,780 | $226,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,837 | $225,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 9,715 | $225,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 4,692 | $225,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 25,738 | $225,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 7,354 | $225,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 6,124 | $224,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 6,116 | $224,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 3,937 | $224,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 11,507 | $224,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 17,107 | $224,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 18,905 | $223,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 3,146 | $222,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 8,296 | $222,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,706 | $221,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 13,766 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 5,750 | $220,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 9,407 | $220,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 4,047 | $220,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 38,950 | $220,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 5,739 | $220,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 23,251 | $220,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-18-000079 | this filing | 2018-08-14 | acceptance time not in the bulk data set |