13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-15, with 2,382 holding rows worth $22,235,845,000.
- Accession
- 0000720672-16-000165
- Filer
- CIK 720672
- Filed
- 2016-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 5,777 entries on the cover page, a total value of $22,235,845,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,235,845,000 with VALUE read as thousands by filing date, 13F file number 028-04621. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerZiegler Capital Management, LLC028-10982
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerChoice Financial Partners, Inc.028-13156
- included managerCentury Securities Associates, Inc.028-13699
- included manager1919 Investment Counsel, LLC028-11345
- included managerStifel Trust Company, N.A.028-06397
- included managerBarclays Wealth Trustees (U.S.), N.A.028-16086
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287374 | NORTH AMERN NAT | 21,647 | $745,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 451 | $740,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 16,864 | $740,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 11,746 | $736,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 41,968 | $734,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 35,000 | $733,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 52,847 | $733,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 26,072 | $729,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 8,002 | $727,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 37,847 | $726,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 16,945 | $726,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 25,041 | $725,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 22,062 | $720,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 34,411 | $718,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 23,470 | $715,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 38,381 | $715,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 4,480 | $713,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 25,748 | $707,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 25,625 | $706,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 12,467 | $704,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 15,165 | $704,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 7,993 | $700,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 35,470 | $700,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 26,149 | $700,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 15,986 | $699,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 13,276 | $696,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 7,257 | $694,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 56,000 | $694,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 20,366 | $693,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 10,630 | $692,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 29,921 | $689,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 34,622 | $688,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 16,260 | $688,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 43,424 | $688,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 61,972 | $688,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 7,984 | $684,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 43,764 | $684,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 20,814 | $683,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 27,600 | $683,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 17,660 | $683,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 4,022 | $681,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 11,830 | $680,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 11,772 | $680,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 5,312 | $677,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 28,000 | $676,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 19,527 | $675,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 26,131 | $674,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 25,278 | $672,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 12,421 | $668,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 10,762 | $667,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 64,364 | $667,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 43,105 | $667,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 7,787 | $667,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 18,818 | $667,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 59,898 | $667,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 13,945 | $666,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 22,675 | $666,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 64,177 | $665,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 44,953 | $664,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 41,167 | $664,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 7,115 | $663,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 9,538 | $662,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 13,615 | $659,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 11,546 | $658,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 17,346 | $658,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 47,372 | $653,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 504,270 | $653,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 85,347 | $652,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 17,723 | $652,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 4,231 | $652,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 9,824 | $651,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 16,215 | $650,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 4,882 | $650,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 29,874 | $650,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 48,634 | $650,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 24,750 | $650,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 13,973 | $648,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 4,096 | $648,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 21,795 | $648,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 24,132 | $647,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 14,356 | $647,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 49,170 | $646,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 14,502 | $645,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 15,358 | $644,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 5,781 | $643,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 11,057 | $641,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 110,429 | $640,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 41,071 | $640,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 23,457 | $640,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 43,332 | $639,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 4,524 | $638,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 45,423 | $638,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 88,642 | $636,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 21,315 | $635,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 38,469 | $635,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 39,350 | $635,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 9,615 | $633,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 11,941 | $631,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 38,375 | $631,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 25,885 | $628,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 14,491 | $627,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 16,800 | $625,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 11,323 | $625,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 7,116 | $620,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 12,181 | $618,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 37,637 | $618,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 8,785 | $615,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 14,801 | $614,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 84,314 | $614,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 16,837 | $613,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 18,084 | $612,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 12,610 | $611,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 18,335 | $611,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 43,406 | $609,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 39,625 | $609,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 32,072 | $608,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 8,705 | $608,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 25,121 | $607,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 13,045 | $607,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 10,806 | $606,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 47,759 | $604,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 20,508 | $604,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 14,912 | $604,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 41,037 | $602,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 53,986 | $602,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 4,911 | $602,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 33,661 | $600,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 5,944 | $600,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 5,188 | $598,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 112,089 | $595,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 11,737 | $594,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 27,485 | $592,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 34,477 | $591,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 6,169 | $590,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 17,875 | $587,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 22,569 | $587,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 17,340 | $583,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 24,050 | $582,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 38,480 | $581,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 4,360 | $579,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 25,840 | $579,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 35,348 | $578,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 11,428 | $578,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 18,328 | $577,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 12,232 | $577,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 10,591 | $575,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 52,119 | $575,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 8,513 | $573,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 9,006 | $573,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 21,882 | $572,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 14,593 | $571,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 14,544 | $569,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 6,168 | $568,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 18,203 | $568,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 36,271 | $567,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 30,095 | $567,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 8,891 | $564,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 32,335 | $563,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 39,945 | $562,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 30,680 | $561,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 11,434 | $561,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 20,698 | $560,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 16,580 | $559,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 31,170 | $559,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 9,254 | $557,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 8,267 | $556,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 14,686 | $555,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 16,165 | $554,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 39,664 | $554,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 9,491 | $553,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 13,406 | $553,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 8,969 | $553,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 34,666 | $552,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 78,284 | $551,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 15,070 | $551,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 59,455 | $550,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 77,464 | $550,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 57,302 | $549,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 12,598 | $549,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 14,386 | $548,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 11,417 | $548,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 18,133 | $548,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 9,008 | $546,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 6,997 | $546,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 29,616 | $545,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 19,663 | $543,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 10,326 | $542,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 57,494 | $542,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 5,485 | $541,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 3,905 | $541,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 49,945 | $541,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 25,099 | $537,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 12,120 | $537,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 38,759 | $535,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 20,341 | $535,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 3,566 | $534,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 19,419 | $533,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 48,140 | $532,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 35,737 | $532,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 35,720 | $530,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 10,175 | $528,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 22,607 | $527,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 64,271 | $526,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 71,002 | $525,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 7,054 | $525,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 7,159 | $523,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 18,197 | $523,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 40,880 | $523,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 14,224 | $520,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,604 | $520,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 17,175 | $519,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 7,512 | $517,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 15,066 | $517,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 4,634 | $517,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 21,401 | $516,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 14,844 | $515,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 16,897 | $514,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 23,043 | $513,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 10,419 | $513,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 24,665 | $512,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 32,756 | $510,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 35,800 | $510,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 11,045 | $509,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 18,287 | $509,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 24,608 | $506,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 8,004 | $505,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 29,109 | $504,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 37,876 | $502,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 30,650 | $501,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 81,180 | $499,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 7,163 | $499,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 42,384 | $499,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 16,059 | $497,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 18,068 | $497,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 8,257 | $497,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 47,713 | $495,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 8,263 | $491,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 8,185 | $490,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 5,981 | $490,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 18,435 | $489,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 10,175 | $489,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 11,070 | $486,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 10,097 | $485,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 9,315 | $484,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 9,484 | $484,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 10,781 | $482,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 12,295 | $481,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 37,948 | $480,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 20,000 | $479,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 8,202 | $479,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 22,606 | $476,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 6,085 | $476,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 9,579 | $475,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 21,865 | $472,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 4,273 | $471,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 15,656 | $471,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 20,583 | $470,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 8,765 | $470,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 19,618 | $469,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 15,627 | $468,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 3,628 | $466,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 15,293 | $466,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 17,351 | $465,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 29,037 | $460,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 34,443 | $459,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 11,211 | $459,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 76,980 | $458,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 4,345 | $458,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 12,596 | $457,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 19,081 | $455,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 9,909 | $455,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 16,575 | $454,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 11,646 | $453,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 52,698 | $452,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 24,100 | $450,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 7,884 | $449,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 9,549 | $449,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 10,860 | $449,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 71,094 | $448,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 21,767 | $447,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 14,231 | $445,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 9,190 | $442,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 8,895 | $442,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 18,248 | $442,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 26,100 | $441,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 17,245 | $441,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 7,314 | $440,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 5,873 | $439,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 9,937 | $438,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 10,482 | $436,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 3,989 | $436,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 20,417 | $436,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 17,833 | $434,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 14,610 | $434,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 21,706 | $431,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,789 | $430,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 14,654 | $430,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 18,281 | $430,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 31,426 | $430,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 7,935 | $428,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 15,239 | $428,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 232,000 | $428,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 4,224 | $427,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 3,953 | $426,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 22,025 | $425,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 7,343 | $425,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 6,645 | $425,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 20,200 | $425,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 13,597 | $425,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 101,600 | $425,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 8,919 | $424,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 8,921 | $422,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 6,000 | $422,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 27,011 | $422,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 19,280 | $421,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 27,330 | $421,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 29,710 | $420,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2,733 | $419,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 14,977 | $418,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 25,455 | $415,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 16,461 | $414,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 10,670 | $412,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 30,234 | $412,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 16,309 | $412,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 10,799 | $412,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 11,755 | $409,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 5,064 | $408,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,208 | $408,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 6,284 | $408,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 27,553 | $408,000 | thousands by filing date | |
| MGC | 921910873 | COM | 5,511 | $407,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 21,533 | $405,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 21,560 | $404,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 27,237 | $404,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 16,365 | $403,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 43,000 | $403,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 7,655 | $402,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 3,413 | $402,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 170,413 | $402,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 6,632 | $401,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 28,187 | $401,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 88,438 | $400,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 6,601 | $399,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 14,662 | $399,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 3,944 | $399,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 5,412 | $398,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 38,568 | $397,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 8,703 | $395,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 3,458 | $393,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 12,421 | $393,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 3,149 | $391,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 14,276 | $390,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 9,047 | $390,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 21,424 | $390,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 24,678 | $389,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 12,414 | $388,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 19,666 | $387,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 4,626 | $387,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,378 | $386,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 29,570 | $386,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 10,423 | $385,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 4,191 | $384,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 23,761 | $384,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 6,038 | $384,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 14,800 | $384,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 88,007 | $383,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 10,855 | $382,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 31,786 | $382,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 18,000 | $382,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 18,483 | $381,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 42,043 | $380,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 9,979 | $380,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 14,466 | $380,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 131,528 | $378,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 17,190 | $377,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 31,816 | $375,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 7,511 | $372,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 5,923 | $372,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 13,900 | $371,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 4,066 | $369,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 20,002 | $369,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 19,932 | $368,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 3,448 | $366,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 28,781 | $366,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 5,455 | $366,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 18,230 | $365,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 15,555 | $365,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 55,563 | $364,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 28,291 | $363,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 33,495 | $363,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 66,950 | $363,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20,083 | $362,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 37,488 | $362,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 8,427 | $361,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 6,055 | $360,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 8,525 | $360,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 258,577 | $359,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 3,764 | $357,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 8,519 | $357,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 3,325 | $357,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 39,237 | $357,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 23,680 | $357,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 12,371 | $357,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 12,812 | $356,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 60,622 | $355,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 85,690 | $355,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 25,680 | $355,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 7,050 | $354,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 18,552 | $353,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,797 | $352,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 13,171 | $352,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 13,311 | $351,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 6,611 | $350,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 12,232 | $350,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 15,383 | $348,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,617 | $347,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 12,495 | $347,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 10,516 | $346,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 2,218 | $346,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 3,137 | $345,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 4,725 | $345,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,929 | $344,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 16,335 | $344,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 82,280 | $343,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 3,971 | $343,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 14,758 | $343,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 4,600 | $341,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 7,960 | $341,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 7,105 | $340,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 15,033 | $340,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 6,795 | $339,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 10,847 | $337,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 12,867 | $336,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 13,101 | $335,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 10,598 | $334,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 30,672 | $334,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 13,020 | $333,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 9,077 | $333,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 7,664 | $332,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 12,200 | $328,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 16,978 | $328,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 9,987 | $328,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 24,794 | $326,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 4,254 | $324,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 31,599 | $324,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 57,606 | $324,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 7,760 | $321,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 12,843 | $320,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 21,847 | $320,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 24,339 | $320,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 11,173 | $320,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 3,156 | $319,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 8,048 | $319,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 14,809 | $319,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 12,416 | $318,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 10,550 | $318,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 24,056 | $317,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 51,012 | $317,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 6,292 | $317,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 10,052 | $316,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 19,070 | $315,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 29,859 | $315,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 43,753 | $314,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 10,000 | $314,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 12,158 | $314,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 25,322 | $313,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 4,875 | $312,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 14,616 | $312,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 25,727 | $312,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 25,000 | $312,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 15,552 | $311,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 4,104 | $310,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 312,620 | $310,000 | thousands by filing date | principal |
| BOYDGAMINGCORP | 103304101 | STOK | 15,644 | $309,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 13,710 | $309,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 9,048 | $309,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,780 | $308,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 5,943 | $308,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 8,585 | $308,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 18,246 | $307,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,937 | $306,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 8,698 | $305,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 4,869 | $305,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 6,047 | $305,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 78,120 | $304,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 10,583 | $303,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 15,651 | $302,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 6,912 | $300,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 8,800 | $299,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 14,816 | $299,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 5,225 | $297,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 12,777 | $297,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 15,618 | $297,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 21,643 | $296,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 25,236 | $296,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 20,455 | $296,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 14,932 | $295,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 7,079 | $294,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,417 | $292,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 7,549 | $291,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-16-000165 | this filing | 2016-11-15 | acceptance time not in the bulk data set |