13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-17, with 2,511 holding rows worth $21,616,131,000.
- Accession
- 0000720672-16-000163
- Filer
- CIK 720672
- Filed
- 2016-08-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 8,226 entries on the cover page, a total value of $21,616,131,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,616,131,000 with VALUE read as thousands by filing date, 13F file number 028-04621. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerZiegler Capital Management, LLC028-10982
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerChoice Financial Partners, Inc.028-13156
- included manager1919 Investment Counsel, LLC028-11345
- included managerStifel Trust Company, N.A.028-06397
- included managerSterne Agee Asset Management, Inc.028-15657
- included managerSterne Agee Investment Advisory Services 028-00001
- included managerBarclays Wealth Trustees (U.S.), N.A.028-16086
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerCentury Securities Associates, Inc.028-13699
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 10,415 | $326,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 48,405 | $326,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 8,907 | $325,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 2,885 | $325,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 12,386 | $323,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 38,961 | $322,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 11,355 | $322,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 11,572 | $320,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 46,153 | $320,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 14,429 | $319,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 7,837 | $318,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 6,885 | $318,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 11,462 | $318,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 41,221 | $316,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 8,427 | $316,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 7,568 | $315,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 20,004 | $314,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 11,769 | $313,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 17,260 | $313,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 5,044 | $312,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 12,495 | $312,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 12,858 | $312,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 18,190 | $312,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 25,024 | $312,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 5,967 | $311,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 11,445 | $309,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 18,683 | $309,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 29,222 | $308,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 11,145 | $307,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 16,395 | $307,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 14,482 | $306,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 8,703 | $306,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 28,223 | $304,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 304,192 | $304,000 | thousands by filing date | principal |
| ALICO INC | 016230104 | COM | 10,000 | $303,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 8,270 | $302,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 23,056 | $302,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 47,390 | $302,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 32,742 | $302,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 40,918 | $301,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 27,974 | $301,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 7,052 | $300,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 23,236 | $298,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 14,271 | $296,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 4,974 | $296,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 2,628 | $296,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 14,375 | $296,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 25,000 | $296,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,775 | $295,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 21,212 | $295,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 76,610 | $295,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 11,171 | $294,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 15,075 | $294,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 34,109 | $293,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,744 | $292,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 8,287 | $289,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 10,685 | $288,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 19,338 | $288,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 5,153 | $287,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 13,340 | $287,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 18,652 | $287,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 18,105 | $287,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 26,451 | $286,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 18,975 | $286,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 53,488 | $285,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 20,187 | $285,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 5,599 | $284,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 3,995 | $284,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 6,002 | $284,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 4,254 | $282,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 7,981 | $282,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 10,002 | $281,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 6,198 | $280,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 3,023 | $280,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 5,884 | $280,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 6,165 | $279,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,293 | $278,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 17,744 | $278,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 62,000 | $278,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 13,213 | $277,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 4,773 | $275,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 43,846 | $275,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 6,447 | $275,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 25,236 | $274,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 15,446 | $274,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 16,272 | $274,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 6,320 | $274,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 14,456 | $274,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 17,950 | $272,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 14,154 | $272,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 34,918 | $272,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 3,056 | $272,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 6,598 | $271,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 25,890 | $271,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 146,765 | $270,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 10,162 | $270,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 3,100 | $269,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 44,533 | $269,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 19,508 | $269,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 14,932 | $269,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 5,376 | $269,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 45,380 | $268,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 18,000 | $268,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 30,784 | $268,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 14,717 | $267,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 6,050 | $265,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 36,074 | $265,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 17,002 | $265,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 13,175 | $265,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 10,000 | $265,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,600 | $264,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 11,183 | $264,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 18,251 | $263,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 13,219 | $262,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 7,380 | $262,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 14,643 | $261,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 14,300 | $261,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 12,713 | $261,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 6,948 | $261,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 4,399 | $260,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 23,063 | $260,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 13,710 | $260,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 5,101 | $260,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 5,933 | $259,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2,159 | $259,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 35,714 | $259,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 10,620 | $258,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 12,270 | $258,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 7,686 | $257,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 6,709 | $256,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 34,743 | $256,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 10,933 | $256,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,324 | $255,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 4,800 | $255,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 18,573 | $255,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 10,486 | $255,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 16,514 | $255,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 6,037 | $254,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 16,163 | $253,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 32,650 | $253,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 20,515 | $252,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,356 | $251,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 4,019 | $251,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 6,115 | $251,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 6,524 | $250,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 4,955 | $250,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,342 | $250,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 11,965 | $250,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 16,665 | $249,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 21,600 | $249,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 16,409 | $249,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,478 | $248,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 5,861 | $248,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 9,949 | $246,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 7,705 | $246,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 18,651 | $246,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 16,500 | $245,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 9,405 | $245,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,286 | $245,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 16,469 | $245,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 15,665 | $245,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 33,129 | $245,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 5,997 | $244,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 14,800 | $243,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 25,027 | $243,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 3,590 | $241,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 25,010 | $241,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 13,566 | $241,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 41,713 | $241,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 16,345 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 8,647 | $238,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 8,000 | $238,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,544 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 11,320 | $236,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 3,238 | $235,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 165 | $235,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 8,035 | $235,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 3,774 | $234,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 8,091 | $233,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 6,218 | $233,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 12,603 | $233,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 4,240 | $232,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 7,754 | $232,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 1,906 | $232,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 20,104 | $231,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 16,410 | $230,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,311 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 7,064 | $230,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,497 | $229,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,505 | $229,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 5,890 | $229,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 6,958 | $228,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 26,050 | $227,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,200 | $226,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 8,673 | $226,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 10,318 | $226,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 10,875 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 9,231 | $225,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 4,450 | $225,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 3,377 | $224,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 11,813 | $224,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 8,567 | $224,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 34,282 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,575 | $223,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 15,666 | $223,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 17,986 | $222,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,350 | $222,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 2,647 | $222,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 18,848 | $221,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 3,400 | $220,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 23,783 | $220,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 8,920 | $219,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 2,759 | $218,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 9,096 | $218,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 26,342 | $218,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 1,624 | $218,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 39,908 | $217,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 70,185 | $217,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 8,470 | $216,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 6,559 | $216,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,165 | $216,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 8,400 | $216,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 9,609 | $215,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 8,171 | $215,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 9,478 | $215,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,093 | $214,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 23,368 | $213,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 15,352 | $212,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 7,330 | $212,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 15,313 | $211,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 14,123 | $211,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 28,380 | $211,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 14,604 | $210,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,885 | $210,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 12,805 | $210,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 1,600 | $210,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 17,250 | $209,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 5,415 | $209,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 6,160 | $209,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 22,950 | $208,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 26,841 | $208,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 15,760 | $207,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,300 | $206,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,478 | $206,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 13,234 | $206,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 15,800 | $205,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 6,262 | $205,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 15,474 | $204,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 28,740 | $202,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,963 | $201,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 29,725 | $201,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 25,401 | $201,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 14,787 | $201,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 8,723 | $200,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 18,045 | $200,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 56,750 | $199,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 10,114 | $198,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 21,502 | $197,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 38,445 | $196,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 18,365 | $196,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 11,498 | $194,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 14,490 | $193,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 17,109 | $193,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 17,054 | $190,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 20,000 | $190,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 10,248 | $190,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 14,774 | $189,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 14,200 | $189,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 12,224 | $187,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 15,830 | $187,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 12,592 | $187,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 186,612 | $187,000 | thousands by filing date | principal |
| KNOWLES CORP COM | 49926D109 | Stock | 13,564 | $186,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 17,724 | $186,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 10,824 | $184,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 17,032 | $183,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 10,591 | $183,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 13,050 | $183,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 33,320 | $183,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 19,571 | $182,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 10,300 | $182,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 33,182 | $182,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 10,725 | $181,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 35,302 | $181,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12,732 | $180,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 13,433 | $179,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 20,016 | $177,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 23,026 | $177,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 23,248 | $176,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 11,313 | $175,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 27,770 | $175,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 43,791 | $173,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 10,530 | $172,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 19,783 | $171,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,807 | $171,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 13,953 | $171,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 74,188 | $171,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 25,501 | $170,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 12,000 | $168,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 11,434 | $167,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 27,108 | $167,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 13,307 | $167,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 11,826 | $167,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 10,878 | $166,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 165,240 | $165,000 | thousands by filing date | principal |
| STEELCASE INC-CLASS A | 858155203 | CL A | 12,000 | $164,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 13,942 | $164,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 10,243 | $162,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 29,205 | $160,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 12,933 | $160,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 21,990 | $160,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 17,308 | $159,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 12,057 | $159,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 12,700 | $159,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 13,980 | $159,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 10,325 | $158,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 10,825 | $157,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 10,200 | $156,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 12,742 | $154,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 13,286 | $153,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 19,255 | $153,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 38,330 | $152,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 13,050 | $151,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 33,632 | $149,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 15,017 | $148,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 18,741 | $148,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 10,584 | $146,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 16,458 | $145,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 12,275 | $145,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 26,048 | $144,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 32,900 | $144,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 12,400 | $140,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 85,652 | $139,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 98,173 | $139,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 17,600 | $138,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 18,911 | $138,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 10,811 | $138,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 22,140 | $138,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 10,640 | $137,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 26,300 | $137,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 12,693 | $136,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 85,627 | $134,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 44,250 | $132,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 11,049 | $131,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 19,536 | $130,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 45,480 | $130,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 11,170 | $130,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 11,778 | $130,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 20,250 | $130,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 22,500 | $128,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 27,000 | $127,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 39,629 | $127,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 15,265 | $126,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 123,044 | $123,000 | thousands by filing date | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 11,813 | $121,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 12,233 | $119,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 30,633 | $118,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 21,611 | $118,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 29,600 | $117,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 101,000 | $117,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 217,950 | $116,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 115,144 | $115,000 | thousands by filing date | principal |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 12,210 | $114,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 104,000 | $114,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 19,532 | $111,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 11,458 | $108,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 11,800 | $108,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 46,776 | $108,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 15,465 | $108,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 22,171 | $108,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 53,046 | $107,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 13,886 | $106,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 16,388 | $105,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 30,100 | $105,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 21,210 | $104,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 106,000 | $104,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 11,545 | $103,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 76,334 | $102,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 15,575 | $102,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 13,789 | $101,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 45,000 | $100,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 16,495 | $99,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 30,133 | $99,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 23,451 | $99,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 13,071 | $95,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 19,736 | $94,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 24,472 | $93,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 19,565 | $91,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 230,000 | $91,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 20,300 | $90,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 24,964 | $88,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 85,000 | $87,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 84,894 | $85,000 | thousands by filing date | principal |
| OCWEN FINL CORP | 675746309 | COM NEW | 49,325 | $84,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 64,000 | $83,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 13,293 | $82,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 28,070 | $80,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 83,765 | $79,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 75,000 | $77,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 10,100 | $76,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 75,650 | $76,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 70,000 | $76,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 76,172 | $76,000 | thousands by filing date | principal |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,800 | $74,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 20,420 | $73,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 34,832 | $72,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 11,545 | $72,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 37,594 | $72,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 14,444 | $72,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 26,092 | $72,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 10,400 | $71,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 62,185 | $71,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 49,923 | $70,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 15,774 | $70,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 14,108 | $67,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 14,098 | $66,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 16,696 | $65,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 46,000 | $64,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 11,000 | $62,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 10,159 | $62,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 32,548 | $62,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 37,000 | $60,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 10,695 | $59,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 58,765 | $59,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 50,000 | $59,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 52,500 | $58,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 57,501 | $58,000 | thousands by filing date | principal |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 11,176 | $58,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 39,800 | $56,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 11,334 | $54,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 11,100 | $53,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 54,000 | $53,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 15,967 | $52,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 11,830 | $51,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 51,000 | $51,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 49,657 | $50,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 39,000 | $48,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 26,000 | $47,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 46,375 | $46,000 | thousands by filing date | principal |
| TRANSENTERIX INC | 89366M201 | COM NEW | 37,850 | $46,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 91,749 | $44,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 56,700 | $41,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 40,550 | $41,000 | thousands by filing date | principal |
| CODEXIS INC | 192005106 | COM | 10,000 | $40,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 11,933 | $40,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 14,088 | $39,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 38,600 | $39,000 | thousands by filing date | principal |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,250 | $37,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 27,000 | $37,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 36,400 | $36,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 35,000 | $35,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 15,000 | $35,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 35,307 | $35,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 19,000 | $34,000 | thousands by filing date | principal |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 16,600 | $34,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 29,000 | $33,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 12,000 | $32,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 29,688 | $31,000 | thousands by filing date | principal |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 35,000 | $30,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 15,050 | $30,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 26,000 | $29,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 26,000 | $29,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 25,000 | $28,000 | thousands by filing date | principal |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 30,000 | $28,000 | thousands by filing date | principal |
| GTX INC | 40052B108 | COM | 50,000 | $28,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 25,000 | $28,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 26,531 | $27,000 | thousands by filing date | principal |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 25,601 | $27,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 37,979 | $26,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 25,000 | $25,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 25,469 | $25,000 | thousands by filing date | principal |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 57,999 | $25,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 24,547 | $25,000 | thousands by filing date | principal |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 14,025 | $24,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 30,000 | $24,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 20,000 | $24,000 | thousands by filing date | principal |
| BIOLASE INC | 090911108 | COMMON STOCK | 19,526 | $23,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 24,000 | $23,000 | thousands by filing date | principal |
| MANNKIND CORP | 56400P201 | COM | 18,575 | $22,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 24,328 | $22,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 20,419 | $21,000 | thousands by filing date | principal |
| CIVEO CORP CDA | 17878Y108 | COM | 11,127 | $21,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 18,000 | $18,000 | thousands by filing date | principal |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 10,663 | $18,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 15,000 | $18,000 | thousands by filing date | principal |
| MAGNEGAS CORP | 55939L202 | COM NEW | 30,000 | $18,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 20,638 | $18,000 | thousands by filing date | principal |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 19,000 | $17,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 17,000 | $17,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 16,000 | $17,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 21,000 | $17,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 10,000 | $16,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 15,000 | $16,000 | thousands by filing date | principal |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 13,000 | $15,000 | thousands by filing date | principal |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 35,000 | $14,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 30,100 | $14,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 11,335 | $14,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 13,000 | $14,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 10,000 | $12,000 | thousands by filing date | principal |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 11,775 | $12,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-16-000163 | this filing | 2016-08-17 | acceptance time not in the bulk data set |