13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-17, with 2,315 holding rows worth $18,790,244,000.
- Accession
- 0000720672-15-000074
- Filer
- CIK 720672
- Filed
- 2015-08-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 6,417 entries on the cover page, a total value of $18,790,244,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,790,244,000 with VALUE read as thousands by filing date, 13F file number 028-04621. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerZiegler Capital Management, LLC028-10982
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerChoice Financial Partners, Inc.028-13156
- included managerMontibus Capital Management LLC028-15069
- included manager1919 Investment Counsel, LLC028-11345
- included manager1919 Investment Counsel & Trust Co., N.A.028-06397
- included managerCURIAN CAPITAL LLC028-10624
- included managerTRUST Co OF STERNE AGEE, INC.028-13128
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 7,778 | $258,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 17,950 | $258,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 5,144 | $258,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 25,673 | $257,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 5,683 | $256,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 4,661 | $256,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 383 | $255,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 16,420 | $255,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 9,616 | $255,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 13,005 | $254,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 10,191 | $254,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 20,192 | $253,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 9,700 | $252,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 32,300 | $252,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 9,218 | $252,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 2,671 | $251,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 9,782 | $250,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 15,698 | $250,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 13,636 | $250,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 2,449 | $250,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 4,190 | $249,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 4,434 | $248,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 4,636 | $247,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 14,400 | $247,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 10,206 | $247,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 18,493 | $247,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 10,318 | $247,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 12,240 | $247,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 11,028 | $246,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 28,106 | $246,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 6,025 | $245,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 8,000 | $245,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 20,433 | $245,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 13,894 | $244,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,257 | $243,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 9,953 | $243,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 5,852 | $242,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,965 | $242,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 4,450 | $242,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 3,554 | $242,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 26,925 | $242,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 7,500 | $241,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 89,278 | $241,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 3,669 | $240,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 59,377 | $240,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 12,081 | $239,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,178 | $238,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 43,953 | $237,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 14,932 | $237,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,303 | $236,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 10,075 | $236,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 6,400 | $235,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 14,503 | $235,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 9,460 | $235,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 3,250 | $234,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 12,956 | $234,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 3,320 | $233,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 13,031 | $233,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 8,045 | $233,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,053 | $232,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 173 | $232,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 5,251 | $232,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 6,075 | $231,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 6,680 | $231,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 4,017 | $229,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 8,226 | $229,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 11,835 | $229,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 40,934 | $229,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,828 | $227,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 15,727 | $227,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 7,600 | $226,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 3,106 | $226,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 6,949 | $223,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 8,833 | $223,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 9,844 | $223,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 119,880 | $223,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 6,900 | $222,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 16,487 | $221,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 10,445 | $221,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 16,037 | $219,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,414 | $219,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 9,896 | $219,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 11,166 | $218,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 15,781 | $218,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 9,342 | $218,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 6,080 | $218,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 9,333 | $218,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 14,965 | $218,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 524 | $217,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 46,329 | $217,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 48,425 | $216,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 18,256 | $216,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 7,668 | $216,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 4,004 | $215,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 16,116 | $214,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,228 | $214,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 9,317 | $214,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 32,650 | $214,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 32,659 | $213,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 20,626 | $212,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 27,977 | $212,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 9,885 | $212,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 8,372 | $211,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 18,320 | $210,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,840 | $210,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,553 | $210,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 12,890 | $210,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 8,172 | $210,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 45,548 | $210,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 2,798 | $210,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 3,000 | $209,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 9,700 | $209,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 56,179 | $209,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 7,770 | $208,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 7,953 | $208,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 127,709 | $208,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 16,500 | $207,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 9,955 | $206,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 10,850 | $206,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 4,169 | $206,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 4,074 | $205,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 4,774 | $205,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 13,780 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,245 | $204,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 5,062 | $204,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 21,308 | $204,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 35,577 | $204,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 17,094 | $203,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 24,507 | $202,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 8,167 | $201,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 4,029 | $200,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 5,165 | $200,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 3,700 | $200,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 3,227 | $200,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 172,667 | $200,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 10,076 | $198,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 44,024 | $198,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 14,275 | $197,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 16,714 | $194,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 34,720 | $193,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 16,838 | $192,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 23,740 | $192,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 10,883 | $192,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 11,500 | $191,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13,170 | $191,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 13,700 | $190,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 11,830 | $188,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 188,238 | $188,000 | thousands by filing date | principal |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 17,459 | $187,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 14,882 | $187,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 12,782 | $185,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 31,914 | $184,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 29,205 | $183,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 15,435 | $183,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 21,884 | $183,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 15,400 | $182,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 14,696 | $182,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 14,250 | $181,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 12,875 | $181,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 13,615 | $179,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 11,000 | $178,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 25,500 | $177,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 163,282 | $176,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 18,855 | $174,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 60,967 | $173,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 13,451 | $173,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 12,500 | $172,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 26,300 | $172,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 15,748 | $169,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 13,263 | $166,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 11,000 | $165,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 14,068 | $164,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 15,556 | $164,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 13,400 | $162,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 54,940 | $162,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 10,808 | $161,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 12,760 | $157,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 24,328 | $154,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 11,770 | $154,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 13,804 | $154,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,884 | $151,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 18,300 | $151,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 21,525 | $151,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 63,715 | $150,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 44,253 | $148,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 11,005 | $147,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 20,139 | $147,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 12,607 | $145,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 40,218 | $144,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 13,443 | $142,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 11,000 | $141,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 10,417 | $140,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 14,304 | $139,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 12,495 | $138,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 11,778 | $133,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 11,000 | $131,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 12,159 | $130,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 34,273 | $130,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 10,000 | $129,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 14,675 | $129,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 132,200 | $129,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 16,447 | $127,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 17,093 | $127,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 24,427 | $127,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 10,000 | $126,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 15,515 | $126,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 13,775 | $124,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 10,000 | $123,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 19,590 | $123,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 26,798 | $121,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 19,653 | $121,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 13,813 | $120,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 10,661 | $120,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 12,021 | $118,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 10,734 | $116,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 30,229 | $116,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 21,322 | $115,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 12,640 | $113,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013VAB4 | NOTE 7.000%12/1 | 112,613 | $113,000 | thousands by filing date | principal |
| KCAP FINANCIAL INC | 48668E101 | COM | 18,678 | $112,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 12,227 | $110,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 47,320 | $107,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 19,786 | $104,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 11,260 | $104,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 10,800 | $103,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 10,663 | $95,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 12,971 | $94,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 94,107 | $94,000 | thousands by filing date | principal |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 14,765 | $91,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 24,791 | $90,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 19,290 | $89,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 13,465 | $87,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,350 | $85,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 87,352 | $84,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 17,800 | $83,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 81,906 | $82,000 | thousands by filing date | principal |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 18,745 | $81,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 12,000 | $81,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 47,900 | $80,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 15,896 | $77,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 30,855 | $77,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 11,205 | $77,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 25,600 | $77,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 11,544 | $74,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 12,745 | $71,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 36,824 | $69,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 10,990 | $69,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 11,600 | $68,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 49,571 | $65,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 21,000 | $62,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 61,350 | $61,000 | thousands by filing date | principal |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 35,000 | $61,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 12,127 | $60,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 21,000 | $60,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 15,931 | $58,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 58,073 | $58,000 | thousands by filing date | principal |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,250 | $55,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 54,309 | $54,000 | thousands by filing date | principal |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,386 | $53,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 10,151 | $53,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 51,676 | $52,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 62,656 | $51,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 29,425 | $50,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 147,990 | $50,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,410 | $49,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 16,615 | $49,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 12,700 | $48,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 23,556 | $48,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 47,978 | $48,000 | thousands by filing date | principal |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 10,800 | $47,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 52,218 | $46,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 12,500 | $42,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 40,644 | $41,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 26,000 | $40,000 | thousands by filing date | principal |
| CODEXIS INC | 192005106 | COM | 10,000 | $39,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 39,140 | $39,000 | thousands by filing date | principal |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 30,000 | $29,000 | thousands by filing date | principal |
| GTX INC | 40052B108 | COM | 20,000 | $29,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 10,525 | $28,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 23,000 | $28,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 26,672 | $27,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 19,000 | $26,000 | thousands by filing date | principal |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 25,000 | $26,000 | thousands by filing date | principal |
| PENN WEST PETE LTD NEW | 707887105 | COM | 15,060 | $26,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 30,000 | $26,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 26,047 | $26,000 | thousands by filing date | principal |
| CIENA CORP | 171779AE1 | NOTE | 25,000 | $25,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 24,000 | $25,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 20,000 | $23,000 | thousands by filing date | principal |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,000 | $20,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 18,000 | $18,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 15,000 | $18,000 | thousands by filing date | principal |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 17,000 | $17,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 16,000 | $17,000 | thousands by filing date | principal |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 16,685 | $17,000 | thousands by filing date | principal |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 13,500 | $15,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 16,000 | $15,000 | thousands by filing date | principal |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 13,000 | $14,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 15,000 | $14,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 13,000 | $13,000 | thousands by filing date | principal |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 17,500 | $12,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 24,500 | $12,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 10,000 | $12,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 13,000 | $12,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 10,000 | $11,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 11,000 | $10,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 10,000 | $10,000 | thousands by filing date | principal |
| INTERPHASE CORP | 460593106 | COM | 12,000 | $9,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 10,670 | $8,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 16,000 | $8,000 | thousands by filing date | principal |
| VRINGO INC | 92911N104 | COM | 11,600 | $6,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 10,000 | $5,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 17,500 | $4,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 10,000 | $4,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 13,415 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-15-000074 | this filing | 2015-08-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000720672-15-000075 | base | 2015-08-17 | acceptance time not in the bulk data set |