13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 2,195 holding rows worth $11,134,905,000.
- Accession
- 0000720672-14-000055
- Filer
- CIK 720672
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 4,066 entries on the cover page, a total value of $11,134,905,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,134,905,000 with VALUE read as thousands by filing date, 13F file number 028-04621. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerZiegler Capital Management, LLC028-10982
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerMISSOURI VALLEY PARTNERS, INC.028-13899
- included managerMontibus Capital Management LLC028-15069
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 9,323 | $201,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 30,061 | $200,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,307 | $200,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,065 | $200,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,297 | $200,000 | thousands by filing date | |
| JOHNSON & JOHNSON | 478160904 | CALL | 2,000 | $200,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 24,210 | $199,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 16,514 | $198,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 11,055 | $196,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 21,308 | $196,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 16,379 | $196,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 10,500 | $194,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 10,414 | $193,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 14,045 | $192,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 10,610 | $192,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 69,103 | $192,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 25,000 | $189,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 10,754 | $189,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 13,341 | $188,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING COMMON | 25271C952 | Cmn | 4,000 | $187,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 11,104 | $186,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 10,472 | $186,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 24,479 | $186,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,100 | $185,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 10,000 | $181,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 13,400 | $181,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 26,046 | $179,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 14,873 | $179,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 10,498 | $177,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 10,300 | $176,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 12,659 | $176,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 11,987 | $174,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 13,300 | $174,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 16,552 | $173,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 14,600 | $172,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 13,286 | $171,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 10,675 | $170,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 23,854 | $170,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 106,000 | $170,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 16,475 | $167,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 11,000 | $166,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 10,000 | $166,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 162,938 | $163,000 | thousands by filing date | principal |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 31,452 | $162,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 16,306 | $161,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 10,580 | $161,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 12,420 | $160,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 11,973 | $160,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 10,500 | $159,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 16,056 | $157,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 24,700 | $156,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 14,350 | $155,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 28,300 | $154,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 14,224 | $154,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 20,000 | $152,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 10,923 | $149,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 17,027 | $149,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 13,665 | $145,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 32,450 | $143,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 28,278 | $142,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 11,637 | $142,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 11,160 | $141,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 65,000 | $140,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 19,352 | $139,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 32,412 | $139,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 12,775 | $139,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 11,240 | $136,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 38,140 | $136,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 12,652 | $135,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 12,550 | $135,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 133,915 | $134,000 | thousands by filing date | principal |
| BGC PARTNERS INC | 05541T101 | CL A | 17,755 | $132,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 15,350 | $132,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 16,073 | $132,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 16,176 | $131,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 10,000 | $127,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 14,950 | $124,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 10,000 | $124,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 22,117 | $121,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 21,063 | $121,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 31,000 | $120,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 28,968 | $119,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 23,376 | $118,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 13,965 | $117,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 24,721 | $116,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 19,220 | $116,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 10,000 | $112,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 14,500 | $111,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 59,058 | $111,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 12,358 | $109,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 12,057 | $109,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 23,400 | $108,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 10,800 | $107,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 22,250 | $107,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 14,495 | $107,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 20,103 | $105,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 104,528 | $105,000 | thousands by filing date | principal |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 11,900 | $104,000 | thousands by filing date | |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 15,100 | $104,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 18,591 | $103,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 14,039 | $102,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 101,250 | $101,000 | thousands by filing date | principal |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 16,862 | $99,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 15,100 | $99,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 18,322 | $97,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 11,225 | $97,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 32,350 | $97,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 11,300 | $96,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 30,813 | $96,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 23,134 | $95,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 95,457 | $95,000 | thousands by filing date | principal |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 16,600 | $92,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 12,040 | $91,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 10,900 | $90,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,265 | $89,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 12,900 | $89,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 11,438 | $89,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBR CO | 382550951 | PUT | 3,400 | $86,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 16,850 | $84,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 14,968 | $83,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 22,302 | $83,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 20,750 | $81,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 16,476 | $80,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021959 | PUT | 2,000 | $77,000 | thousands by filing date | |
| RANGE RES CORP | 75281A959 | COM | 1,000 | $76,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 16,600 | $74,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 10,900 | $72,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U956 | OPT | 3,000 | $72,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 24,502 | $70,000 | thousands by filing date | |
| ADT CORP/THE | 00101J956 | COM | 2,000 | $70,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 22,551 | $66,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 49,000 | $63,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 60,000 | $60,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 58,923 | $59,000 | thousands by filing date | principal |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 14,217 | $58,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 11,500 | $58,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 33,756 | $55,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 14,455 | $54,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 16,250 | $52,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 12,000 | $52,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 15,000 | $51,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAA5 | NOTE 2.625%12/0 | 49,061 | $49,000 | thousands by filing date | principal |
| AMERICAN TOWER CORP | 03027X950 | COM | 500 | $47,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 46,125 | $46,000 | thousands by filing date | principal |
| SUN BANCORP INC | 86663B102 | COM | 10,177 | $41,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 40,779 | $41,000 | thousands by filing date | principal |
| QUANTA SVCS INC | 74762E952 | Option | 1,200 | $40,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 18,251 | $40,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 45,500 | $40,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 22,000 | $38,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 18,000 | $36,000 | thousands by filing date | |
| 3D SYS CORP DEL | 88554D955 | COM NEW | 700 | $35,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 11,400 | $35,000 | thousands by filing date | |
| EXPRESS SCRIPTS HOLDING CO | 30219G958 | COM | 500 | $35,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 19,000 | $34,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 13,254 | $34,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 11,000 | $33,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553E956 | PUT | 3,000 | $32,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 11,850 | $32,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 32,460 | $32,000 | thousands by filing date | principal |
| ALLIED NEVADA GOLD CORP | 019344950 | Cmn | 10,000 | $31,000 | thousands by filing date | |
| STURM RUGER & CO INC | 864159958 | COM | 600 | $30,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 22,000 | $30,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 22,000 | $29,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 7,500 | $28,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558953 | PUT | 300 | $27,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E958 | COM | 300 | $27,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 17,425 | $26,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 25,563 | $26,000 | thousands by filing date | principal |
| JAKKS PAC INC | 47012EAD8 | NOTE 4.500%11/0 | 26,130 | $26,000 | thousands by filing date | principal |
| GOODRICH PETE CORP CMN STK | 382410955 | Cmn | 1,300 | $25,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 10,500 | $24,000 | thousands by filing date | |
| BOEING CO | 097023955 | PUT | 200 | $24,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 24,172 | $24,000 | thousands by filing date | principal |
| JPMORGAN CHASE & CO | 46625H950 | PUT | 400 | $23,000 | thousands by filing date | |
| ABBVIE INC | 00287Y959 | COM | 400 | $21,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 10,000 | $21,000 | thousands by filing date | |
| CENTURYLINK INC | 156700956 | COM | 500 | $20,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X955 | COM | 800 | $18,000 | thousands by filing date | |
| YAHOO! INC | 984332956 | COM | 500 | $18,000 | thousands by filing date | |
| DISNEY WALT CO | 254687956 | PUT | 200 | $17,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650950 | PUT | 200 | $15,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 10,000 | $15,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 10,670 | $12,000 | thousands by filing date | |
| CONN'S INC COMMON STOCK | 208242957 | Cmn | 300 | $12,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017959 | COM | 100 | $11,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 10,365 | $10,000 | thousands by filing date | principal |
| CREE INC | 225447951 | COM | 200 | $9,000 | thousands by filing date | |
| MARKET VECTORS GOLD MINERS | 57060U950 | COM | 300 | $8,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834907 | COM | 100 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R956 | PSHS ULTRA QQQ | 300 | $5,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207955 | CL A | 100 | $4,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571958 | COM | 100 | $3,000 | thousands by filing date | |
| BLACKSTONE GROUP LP/THE | 09253U958 | COM | 100 | $3,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R951 | COM | 100 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-14-000055 | this filing | 2014-08-14 | acceptance time not in the bulk data set |