13F-HR filed by RAYMOND JAMES FINANCIAL INC
RAYMOND JAMES FINANCIAL INC filed this 13F-HR for the quarter ended 2026-03-31, filed 2026-05-14, with 5,280 holding rows worth $324,416,575,258.
- Accession
- 0000720005-26-000052
- Filer
- CIK 720005
- Filed
- 2026-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2026
A holdings report, 13,521 entries on the cover page, a total value of $324,416,575,258 stated on the cover page (in dollars after the unit check, H1), rows summing to $324,416,575,405 with VALUE read as dollars as filed, 13F file number 028-24793. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRAYMOND JAMES & ASSOCIATES028-04393
- included managerRaymond James Financial Services Advisors, Inc.028-13494
- included managerSCOUT INVESTMENTS, INC.028-10260
- included managerClariVest Asset Management LLC028-12126
- included managerEAGLE ASSET MANAGEMENT INC028-01666
- included managerCHARTWELL INVESTMENT PARTNERS, LLC028-16224
- included managerRAYMOND JAMES TRUST N.A.028-05081
- included managerRAYMOND JAMES TRUST CO. OF NH028-22532
- included managerAlaska Permanent Fund Corp028-20231
- included managerCARILLON TOWER ADVISERS, INC.028-18365
- included managerFIRST TRUST ADVISORS LP028-06487
- included managerPEAR TREE ADVISORS INC028-04108
- included managerTIMOTHY PLAN
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 25,656 | $119,301 | dollars as filed | |
| Elicio Therapeutics Inc Com | 28657F103 | LST Equity Option | 11,100 | $118,659 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188127 | COM CL C | 10,042 | $117,787 | dollars as filed | |
| KAZIA THERAPEUTICS LTD | 48669G303 | SPONSORED ADS | 15,749 | $117,173 | dollars as filed | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 11,300 | $116,503 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 11,884 | $115,512 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 16,921 | $115,232 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 91,175 | $113,969 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 21,474 | $112,500 | dollars as filed | |
| SEALSQ CORP | G79483106 | CMN | 42,610 | $111,638 | dollars as filed | |
| 374WATER INC | 88583P203 | COM | 39,023 | $110,826 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 138,203 | $110,576 | dollars as filed | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 12,333 | $110,503 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 18,277 | $109,478 | dollars as filed | |
| SILVACO GROUP INC | 82728C102 | COMMON STOCK | 15,443 | $109,336 | dollars as filed | |
| PCM FD INC | 69323T101 | COM | 19,133 | $109,252 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 28,332 | $108,794 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 10,276 | $108,514 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 19,369 | $107,304 | dollars as filed | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 15,791 | $106,905 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 53,800 | $106,524 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 16,183 | $106,484 | dollars as filed | |
| ATAIBECKLEY INC | 04650F101 | COM SHS | 29,990 | $106,165 | dollars as filed | |
| ANGEL STUDIOS INC. CL A COM | 034948109 | Stock | 34,500 | $105,225 | dollars as filed | |
| LITHIUM ARGENTINA AG | H5012F103 | COM SHS | 15,735 | $105,110 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 13,104 | $105,094 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,000 | $105,000 | dollars as filed | put |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 36,407 | $104,852 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 27,019 | $104,294 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 72,758 | $101,861 | dollars as filed | |
| ENCORE ENERGY CORP COM NEW | 29259W700 | Stock | 56,575 | $101,835 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 72,902 | $101,334 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 25,300 | $101,200 | dollars as filed | call |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 22,031 | $98,478 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 16,590 | $98,379 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 11,297 | $98,287 | dollars as filed | |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 17,800 | $97,722 | dollars as filed | |
| INTEGRA RES CORP | 45826T509 | COM | 35,495 | $96,901 | dollars as filed | |
| AMERICAS GOLD AND SILVER CORP COM NEW | 03062D803 | Stock | 18,548 | $96,821 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 18,963 | $96,711 | dollars as filed | |
| TILRAY BRANDS INC | 88688T209 | COM | 14,947 | $96,707 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 17,429 | $96,382 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 64,389 | $95,940 | dollars as filed | |
| PUTNAM ETF TRUST | 746729748 | FRANK PA MUN ETF | 11,077 | $95,096 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 148,283 | $95,079 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 32,279 | $94,900 | dollars as filed | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 26,361 | $94,636 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 32,165 | $94,565 | dollars as filed | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 36,349 | $94,507 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 13,746 | $93,885 | dollars as filed | |
| CODERE ONLINE LUXEMBOURG S A | L18268109 | ORDINARY SHARES | 11,000 | $92,510 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 700 | $92,500 | dollars as filed | put |
| REZOLVE AI PLC ORD SHS | G75398100 | Stock | 36,036 | $92,252 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 11,056 | $91,764 | dollars as filed | |
| RENN FD INC | 759720105 | COM | 27,518 | $90,259 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A114 | *W EXP 01/23/202 | 10,296 | $89,987 | dollars as filed | |
| LEXEO THERAPEUTICS INC | 52886X107 | COMMON STOCK | 15,585 | $89,458 | dollars as filed | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 11,763 | $89,399 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 18,500 | $88,985 | dollars as filed | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 19,508 | $88,761 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 44,971 | $88,143 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,600 | $88,000 | dollars as filed | call |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 24,240 | $87,750 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 29,247 | $87,740 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 13,698 | $87,667 | dollars as filed | |
| BTQ TECHNOLOGIES CORP COM | 055869101 | Stock | 32,731 | $87,392 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 86,000 | $85,527 | dollars as filed | principal |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 23,201 | $83,756 | dollars as filed | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 9,300 | $83,700 | dollars as filed | call |
| Costco Wholesale Corporation | 22160K105 | COM | 100 | $83,000 | dollars as filed | put |
| VICI PPTYS INC COM | 925652109 | REIT | 3,000 | $82,500 | dollars as filed | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 500 | $82,500 | dollars as filed | put |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 13,859 | $81,630 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 12,800 | $81,536 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 12,398 | $80,339 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 16,010 | $79,891 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 34,260 | $78,799 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 18,385 | $78,686 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 200 | $78,000 | dollars as filed | put |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 11,809 | $77,408 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 78,000 | $77,220 | dollars as filed | principal |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 13,699 | $74,801 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 30,758 | $74,435 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 75,089 | $73,587 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 76,000 | $73,196 | dollars as filed | principal |
| SUI GROUP HOLDINGS LIMITED | 59982U200 | COM NEW | 60,000 | $72,600 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 300 | $72,000 | dollars as filed | put |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 37,294 | $70,859 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 22,433 | $68,869 | dollars as filed | |
| RAPID7 INC | 753422AH7 | NOTE 1.250% 3/1 | 82,000 | $68,675 | dollars as filed | principal |
| Caterpillar Inc. | 149123101 | COM | 100 | $68,000 | dollars as filed | put |
| DRAGANFLY INC. | 26142Q304 | COM | 13,754 | $67,532 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 11,852 | $64,356 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 12,138 | $63,603 | dollars as filed | |
| CORSAIR GAMING INC | 22041X102 | COM | 11,353 | $63,009 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 13,391 | $61,733 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 10,649 | $61,445 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 107,751 | $61,020 | dollars as filed | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 10,360 | $60,813 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 10,090 | $60,338 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 52,000 | $60,242 | dollars as filed | principal |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 52,000 | $59,977 | dollars as filed | principal |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 11,487 | $59,732 | dollars as filed | |
| SURF AIR MOBILITY INC | 868927203 | CMN | 51,137 | $58,807 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 59,214 | $58,018 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 13,733 | $57,817 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 22,109 | $57,483 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 16,831 | $57,392 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 20,908 | $57,079 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 14,370 | $56,475 | dollars as filed | |
| PIXELWORKS INC | 72581M404 | COM | 10,437 | $56,360 | dollars as filed | |
| GLADSTONE CAP CORP | 376535AG5 | NOTE 5.875%10/0 | 60,000 | $56,116 | dollars as filed | principal |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 16,144 | $55,697 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 16,417 | $55,656 | dollars as filed | |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 43,699 | $55,061 | dollars as filed | |
| ALPHA COGNITION INC | 02074J501 | COM NEW | 10,000 | $54,900 | dollars as filed | |
| TRIVAGO N V | 89686D303 | SPON ADS A SHS N | 20,021 | $54,257 | dollars as filed | |
| GEMINI SPACE STA INC | 36866J105 | CL A COM | 12,137 | $53,646 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 22,895 | $53,574 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 19,769 | $53,179 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 30,837 | $53,040 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 31,176 | $52,999 | dollars as filed | |
| VIRTRA INC | 92827K301 | CMN | 14,213 | $52,730 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 31,832 | $52,205 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 36,689 | $52,098 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,000 | $50,000 | dollars as filed | call |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 25,000 | $50,000 | dollars as filed | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 700 | $49,000 | dollars as filed | call |
| QUANTUM EMOTION CORP | 74767K103 | COM | 21,208 | $48,566 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 300 | $48,000 | dollars as filed | call |
| CULP INC | 230215105 | CMN | 17,194 | $47,112 | dollars as filed | |
| COYA THERAPEUTICS INC | 22407B108 | CMN | 11,673 | $45,991 | dollars as filed | |
| CERENCE INC | 156727AD1 | NOTE 1.500% 7/0 | 50,000 | $43,785 | dollars as filed | principal |
| MIMEDX GROUP INC | 602496101 | COM | 11,005 | $43,470 | dollars as filed | |
| XTI AEROSPACE INC | 98423K405 | COM NEW | 20,955 | $43,377 | dollars as filed | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 13,977 | $43,049 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 10,936 | $42,869 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 12,016 | $42,657 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 12,044 | $41,913 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 14,967 | $41,758 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 42,000 | $41,056 | dollars as filed | principal |
| AARDVARK THERAPEUTICS INC | 002942100 | COM | 10,890 | $41,055 | dollars as filed | |
| Lam Research Corporation | 512807306 | COM | 300 | $39,000 | dollars as filed | put |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 300 | $39,000 | dollars as filed | put |
| Dawson Geophysical Co Ne | 239360100 | COM | 10,893 | $37,690 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,500 | $37,500 | dollars as filed | put |
| GRABAGUN DIGITAL HLDGS INC | 38387Q105 | COMMON STOCK | 12,390 | $37,294 | dollars as filed | |
| LIVANOVA PLC | 53802LAB8 | NOTE 2.500% 3/1 | 32,000 | $37,216 | dollars as filed | principal |
| OPKO HEALTH INC | 68375N103 | COM | 32,624 | $37,191 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 100 | $37,000 | dollars as filed | call |
| IDENTIV INC | 45170X205 | COM NEW | 10,000 | $37,000 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 22,672 | $36,728 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 47,500 | $36,076 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 37,000 | $36,039 | dollars as filed | principal |
| CONDUENT INC | 206787103 | COM | 28,033 | $35,883 | dollars as filed | |
| BOX INC | 10316TAD6 | NOTE 1.500% 9/1 | 39,000 | $35,744 | dollars as filed | principal |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 14,596 | $35,323 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 19,033 | $35,021 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 500 | $35,000 | dollars as filed | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 100 | $34,000 | dollars as filed | put |
| HECLA MNG CO | 422704106 | COM | 1,400 | $34,000 | dollars as filed | call |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 19,930 | $33,881 | dollars as filed | |
| DEXCOM INC | 252131AM9 | NOTE 0.375% 5/1 | 36,000 | $33,156 | dollars as filed | principal |
| BLACKLINE INC | 09239BAF6 | NOTE 1.000% 6/0 | 35,000 | $32,848 | dollars as filed | principal |
| SCYNEXIS INC | 811292200 | COM NEW | 35,180 | $32,257 | dollars as filed | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 10,532 | $32,123 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 26,600 | $31,654 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 16,373 | $31,109 | dollars as filed | |
| PG&E CORP | 69331CAL2 | NOTE 4.250%12/0 | 30,000 | $31,065 | dollars as filed | principal |
| TELA BIO INC | 872381108 | COM | 49,700 | $30,814 | dollars as filed | |
| ALGORHYTHM HLDGS INC | 829322502 | COM | 28,000 | $30,520 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 14,115 | $30,065 | dollars as filed | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 49,184 | $30,002 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 10,000 | $30,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 200 | $30,000 | dollars as filed | put |
| HUMACYTE INC | 44486Q103 | COM | 48,329 | $29,321 | dollars as filed | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 10,594 | $29,239 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $29,000 | dollars as filed | put |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 17,104 | $28,906 | dollars as filed | |
| INOVIO PHARMACEUTICALS I | 45773H409 | COMMON STOCK | 16,543 | $28,785 | dollars as filed | |
| DATAVAULT AI INC | 86633R609 | COM SHS | 46,539 | $28,775 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 33,751 | $28,648 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100 | $28,000 | dollars as filed | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,600 | $28,000 | dollars as filed | call |
| DARE BIOSCIENCE INC | 23666P200 | COM NEW | 15,334 | $27,908 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 34,631 | $27,213 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 35,005 | $27,171 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 10,597 | $27,129 | dollars as filed | |
| AVALON HLDGS CORP | 05343P109 | CL A | 10,260 | $26,573 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209RAB9 | NOTE 2.000% 3/1 | 29,000 | $26,202 | dollars as filed | principal |
| GAXOS.AI INC | 62911P300 | COM | 21,000 | $25,410 | dollars as filed | |
| BULLFROG AI HLDGS INC | 12021E109 | COM | 15,000 | $25,200 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 21,000 | $24,990 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 10,289 | $24,899 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 14,083 | $24,786 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 20,729 | $24,668 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 27,000 | $24,030 | dollars as filed | principal |
| BLOOM ENERGY CORP | 093712107 | COM | 200 | $24,000 | dollars as filed | put |
| OLAPLEX HLDGS INC | 679369108 | COM | 11,729 | $23,810 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 37,498 | $23,399 | dollars as filed | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 10,000 | $22,400 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 35,000 | $22,019 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 32,060 | $21,304 | dollars as filed | |
| NEW HORIZON AIRCRAFT LTD | 64550A107 | COM | 14,500 | $20,445 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 20,000 | $19,680 | dollars as filed | principal |
| SNDL INC | 83307B101 | COM | 14,682 | $19,380 | dollars as filed | |
| SPECTRAL AI INC | 84757T105 | COM CL A | 12,800 | $18,816 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 18,000 | $18,664 | dollars as filed | principal |
| SES AI CORPORATION | 78397Q109 | CL A COM | 19,358 | $18,622 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 10,000 | $18,200 | dollars as filed | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 11,137 | $18,042 | dollars as filed | |
| AMPLIFY ETF TR | 032108649 | AMPLIFY JUNIOR S | 600 | $18,000 | dollars as filed | call |
| 8X8 INC | 282914100 | COMMON STOCK | 10,809 | $17,943 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 25,368 | $17,798 | dollars as filed | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 15,842 | $17,585 | dollars as filed | |
| NCL CORP LTD | 62886HBD2 | BOND | 18,000 | $17,532 | dollars as filed | principal |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 400 | $17,000 | dollars as filed | put |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 11,247 | $16,871 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 17,000 | $16,861 | dollars as filed | principal |
| SKYX PLATFORMS CORP | 78471E105 | COM | 15,000 | $16,800 | dollars as filed | |
| REPLIGEN CORP | 759916AD1 | NOTE 1.000%12/1 | 17,000 | $16,524 | dollars as filed | principal |
| STRAN & CO INC | 86260J102 | COMMON STOCK | 10,000 | $16,500 | dollars as filed | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 19,778 | $16,467 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 17,880 | $16,450 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 26,000 | $16,367 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 100 | $16,000 | dollars as filed | call |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 100 | $16,000 | dollars as filed | put |
| PROGRESS SOFTWARE CORP | 743312AD2 | NOTE 3.500% 3/0 | 17,000 | $15,103 | dollars as filed | principal |
| REKOR SYSTEMS INC | 759419104 | COM | 18,393 | $15,082 | dollars as filed | |
| AGEAGLE AERIAL SYS INC NEW | 00848K309 | COM SHS | 16,501 | $14,917 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 16,000 | $14,888 | dollars as filed | principal |
| ZEVIA PBC | 98955K104 | CL A | 12,671 | $14,826 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 17,000 | $14,348 | dollars as filed | principal |
| Biote Corp -A | 090683103 | COM | 10,250 | $13,838 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154405 | COM SHS | 19,100 | $13,744 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAN1 | NOTE 1.125% 2/1 | 12,000 | $13,714 | dollars as filed | principal |
| FIRSTENERGY CORP | 337932AR8 | NOTE 4.000% 5/0 | 12,000 | $13,092 | dollars as filed | principal |
| INTEGER HLDGS CORP | 45826HAB5 | NOTE 2.125% 2/1 | 11,000 | $12,991 | dollars as filed | principal |
| ATYR PHARMA INC | 002120202 | COM NEW | 16,601 | $12,949 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 200 | $12,000 | dollars as filed | call |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 12,000 | $11,926 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 12,000 | $11,520 | dollars as filed | principal |
| VARONIS SYS INC | 922280AD4 | NOTE 1.000% 9/1 | 13,000 | $11,325 | dollars as filed | principal |
| FIVE9 INC | 338307AF8 | CNV | 13,000 | $11,278 | dollars as filed | principal |
| WORKIVA INC | 98139AAD7 | NOTE 1.250% 8/1 | 12,000 | $11,220 | dollars as filed | principal |
| ITRON INC | 465741AQ9 | NOTE 1.375% 7/1 | 11,000 | $11,055 | dollars as filed | principal |
| TRINITY BIOTECH INVT LTD | 896438504 | SPONS ADR NEW | 20,319 | $11,017 | dollars as filed | |
| FATHOM HOLDINGS | 31189V109 | COM | 20,100 | $10,655 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 10,938 | $10,383 | dollars as filed | |
| Onemednet Corp Cl A | 68270C103 | Common Stock | 12,100 | $10,286 | dollars as filed | |
| BUZZFEED INC | 12430A300 | CL A NEW | 16,500 | $10,042 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 10,000 | $9,934 | dollars as filed | principal |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 11,000 | $9,900 | dollars as filed | principal |
| GLOBAL PMTS INC | 37940XAU6 | NOTE 1.500% 3/0 | 11,000 | $9,692 | dollars as filed | principal |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 15,191 | $9,609 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 10,000 | $9,540 | dollars as filed | principal |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 10,346 | $9,208 | dollars as filed | |
| FRACTYL HEALTH INC | 35168W103 | COM | 20,074 | $9,190 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 100 | $9,000 | dollars as filed | put |
| VISTAGEN THERAPEUTICS INC | 92840H400 | COM | 14,884 | $8,507 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 12,408 | $8,113 | dollars as filed | |
| Snap Inc Note 0.500 percent 5/0 | 83304AAK2 | Convertible | 10,000 | $8,020 | dollars as filed | principal |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 12,155 | $8,003 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 200 | $8,000 | dollars as filed | call |
| UPSTART HLDGS INC | 91680MAF4 | NOTE 1.000%11/1 | 11,000 | $7,781 | dollars as filed | principal |
| NOVONIX LIMITED | 67010L100 | SPONSORED ADS | 11,100 | $7,659 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 12,127 | $6,264 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 10,236 | $6,193 | dollars as filed | |
| Wellgistics Health Inc | 949503106 | Common Stock | 58,421 | $5,632 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T305 | COM | 27,051 | $5,567 | dollars as filed | |
| CANGO INC FCLASS A | G1820C102 | FOREIGN ORDINARIES | 12,000 | $4,932 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 18,000 | $4,322 | dollars as filed | |
| GABELLI EQUITY TR INC | 362397226 | rt | 609,999 | $4,270 | dollars as filed | |
| NEXALIN TECHNOLOGY INC COM | 65345B201 | Stock | 12,100 | $4,214 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 500 | $2,500 | dollars as filed | call |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 400 | $2,200 | dollars as filed | call |
| BLACKROCK UTILS INFRASTRUCTU | 09248D112 | rt | 232,230 | $1,858 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 34,000 | $1,222 | dollars as filed | principal |
| NEUBERGER HIGH YIELD-RT | 64128C130 | WT | 88,091 | $705 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 10,993 | $219 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720005-26-000052 | this filing | 2026-05-14 | acceptance time not in the bulk data set |