13F-HR filed by RAYMOND JAMES FINANCIAL INC
RAYMOND JAMES FINANCIAL INC filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-14, with 4,957 holding rows worth $311,100,268,224.
- Accession
- 0000720005-25-000087
- Filer
- CIK 720005
- Filed
- 2025-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 12,998 entries on the cover page, a total value of $311,100,268,224 stated on the cover page (in dollars after the unit check, H1), rows summing to $311,100,268,224 with VALUE read as dollars as filed, 13F file number 028-24793. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRAYMOND JAMES & ASSOCIATES028-04393
- included managerRaymond James Financial Services Advisors, Inc.028-13494
- included managerSCOUT INVESTMENTS, INC.028-10260
- included managerClariVest Asset Management LLC028-12126
- included managerEAGLE ASSET MANAGEMENT INC028-01666
- included managerCHARTWELL INVESTMENT PARTNERS, LLC028-16224
- included managerRAYMOND JAMES TRUST N.A.028-05081
- included managerRAYMOND JAMES TRUST CO. OF NH028-22532
- included managerAlaska Permanent Fund Corp028-20231
- included managerCARILLON TOWER ADVISERS, INC.028-18365
- included managerFIRST TRUST ADVISORS LP028-06487
- included managerPEAR TREE ADVISORS INC028-04108
- included managerTIMOTHY PLAN
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REPOSITRAK INC | 700215304 | COMMON STOCK | 17,359 | $257,261 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 148,259 | $256,488 | dollars as filed | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 5,641 | $256,242 | dollars as filed | |
| WISDOMTREE TR | 97717Y550 | EFFICIENT GLD PL | 3,224 | $256,211 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 21,271 | $255,464 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C565 | US EQTY ULTRA BU | 6,772 | $253,747 | dollars as filed | |
| ATEGRITY SPECIALTY HOLDINGS | 04681Y103 | COMMON STOCK | 12,755 | $252,166 | dollars as filed | |
| ARES MANAGEMENT CORPORATION | 03990B309 | CMN | 5,067 | $251,780 | dollars as filed | |
| AMPLIFY ETF TR | 032108599 | INDX FD | 4,284 | $251,212 | dollars as filed | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 36,501 | $250,761 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 31,813 | $250,048 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 22,577 | $248,568 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 1,951 | $247,642 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 32,997 | $247,480 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 13,585 | $246,564 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 2,438 | $245,465 | dollars as filed | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 15,568 | $245,190 | dollars as filed | |
| F/M 3-YEAR INVESTMENT GRADE CORPORATE BOND ETF | 74933W395 | ETF | 4,759 | $244,314 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 6,361 | $243,949 | dollars as filed | |
| USA RARE EARTH INC COM | 91733P107 | Stock | 14,172 | $243,616 | dollars as filed | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 5,759 | $242,164 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 34,787 | $242,117 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 4,873 | $241,853 | dollars as filed | |
| EA SERIES TRUST | 02072L573 | STRIVE SML CAP | 7,284 | $241,269 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 6,737 | $241,252 | dollars as filed | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 1,945 | $240,927 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 29,898 | $240,081 | dollars as filed | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 4,254 | $238,860 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 5,616 | $237,295 | dollars as filed | |
| DBX ETF TR | 233051135 | CMN | 2,033 | $237,207 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 64,096 | $237,155 | dollars as filed | |
| PRAIRIE OPER CO | 739650109 | COM | 119,346 | $236,902 | dollars as filed | |
| ROGERS CORP COM | 775133101 | Stock | 2,938 | $236,391 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 6,624 | $235,218 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 110,270 | $234,875 | dollars as filed | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 12,421 | $234,633 | dollars as filed | |
| CALAMOS ETF TR | 12811T779 | S&P 500 STRU FEB | 9,318 | $234,394 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 72,520 | $234,239 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 34,801 | $233,515 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 20,388 | $233,446 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 46,616 | $232,614 | dollars as filed | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 20,457 | $232,596 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 30,860 | $232,375 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 12,780 | $231,957 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072794 | FOCUSED LRG CAP | 3,142 | $231,725 | dollars as filed | |
| SUI GROUP HOLDINGS LIMITED | 59982U200 | COM NEW | 60,000 | $231,600 | dollars as filed | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,850 | $231,372 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 900 | $231,000 | dollars as filed | put |
| PGIM ROCK ETF TR | 69420N775 | S&P 500 BUFFER | 8,067 | $230,958 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 25,968 | $230,859 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J437 | INTL DEV DYNAMIC | 8,323 | $230,381 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 33,770 | $230,311 | dollars as filed | |
| RESOLUTE HLDGS MGMT INC | 76134H101 | COM | 3,188 | $230,015 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 11,897 | $229,255 | dollars as filed | |
| BELPOINTE PREP LLC | 080694102 | UNIT RP LTD LB A | 3,582 | $229,248 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 17,096 | $227,548 | dollars as filed | |
| ARVINAS INC | 04335A105 | COM | 26,682 | $227,330 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N783 | S&P 500 BUFFER | 7,848 | $227,142 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F663 | CMN | 4,550 | $226,909 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 18,890 | $226,680 | dollars as filed | |
| Peakstone Realty Trust | 39818P799 | REIT | 17,276 | $226,661 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y418 | EQUITY DEFINED P | 8,237 | $226,541 | dollars as filed | |
| Bit Digital, Inc. Ordinary Shares | 09174C104 | COM | 3,635 | $226,170 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 15,458 | $225,996 | dollars as filed | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 20,534 | $225,876 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 2,092 | $225,811 | dollars as filed | |
| IShares Bitcoin Trust Registered | 46438F101 | SHS | 3,000 | $225,000 | dollars as filed | call |
| FIRST TR EXCHNG TRADED FD VI | 33740U422 | FT VEST US EQUTY | 7,492 | $224,048 | dollars as filed | |
| ATLAS ENERGY SOLUTIONS INC | 642045108 | COM NEW | 19,654 | $223,464 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 22,078 | $223,430 | dollars as filed | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 19,130 | $223,342 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 84,707 | $222,780 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 1,317 | $222,757 | dollars as filed | |
| ISHARES IBONDS 2031 TERM HIGH YIELD AND INCOME ETF | 46438G661 | ETF | 8,513 | $222,232 | dollars as filed | |
| HYSTER-YALE INC | 449172105 | CL A | 6,022 | $221,975 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 23,306 | $221,640 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 178,672 | $221,554 | dollars as filed | |
| WATSCO INC | 942622101 | CL B CONV | 552 | $221,148 | dollars as filed | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 6,497 | $220,495 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 28,488 | $220,212 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 2,362 | $219,983 | dollars as filed | |
| JACK IN THE BOX INC | 466367109 | COM | 11,073 | $218,906 | dollars as filed | |
| FRONTVIEW REIT INC COM | 35922N100 | REIT | 15,951 | $218,688 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 2,585 | $217,597 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,000 | $217,500 | dollars as filed | put |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 74,981 | $217,445 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 34,391 | $217,347 | dollars as filed | |
| CHIMERA INVT CORP | 16934Q802 | COM SHS | 16,421 | $217,088 | dollars as filed | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 13,379 | $217,007 | dollars as filed | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 15,200 | $216,448 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y277 | US SM CA PW JUNE | 7,899 | $215,587 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 26,480 | $215,282 | dollars as filed | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 3,000 | $215,250 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 22,032 | $215,033 | dollars as filed | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 9,114 | $214,179 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 11,553 | $212,922 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C723 | DYNAMIC EQTY ACT | 8,410 | $212,858 | dollars as filed | |
| AMERICAN CUSTOMER SATISFACTION ETF | 886364710 | UIT EXCHANGE TRADED | 3,200 | $212,748 | dollars as filed | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 8,035 | $211,314 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 72,431 | $210,050 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 3,967 | $209,973 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 17,792 | $209,768 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 16,972 | $209,093 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 2,925 | $207,851 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 161,865 | $207,187 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 19,036 | $206,542 | dollars as filed | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 7,895 | $205,343 | dollars as filed | |
| WISDOMTREE TR | 97717Y451 | BIANCO TOTL RETU | 8,000 | $205,320 | dollars as filed | |
| STRATEGY SHS | 86280R811 | EVEN HIGH DI ETF | 7,669 | $205,091 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 45,455 | $205,004 | dollars as filed | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 8,434 | $204,787 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 20,761 | $204,706 | dollars as filed | |
| GRAYSCALE ETHEREUM STAKING | 38964R203 | SHS NEW | 5,224 | $204,677 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H745 | ALLIANZIM US EQT | 5,675 | $201,791 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 8,103 | $201,684 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 7,303 | $201,563 | dollars as filed | |
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 16,041 | $201,315 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 20,515 | $200,637 | dollars as filed | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 16,611 | $200,494 | dollars as filed | |
| CAPITAL GRP EQUITY ETF TR I US SMALL & MID CAP SH CL | 14022A102 | ETF | 7,054 | $200,263 | dollars as filed | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 5,899 | $200,052 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 23,151 | $197,476 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 29,429 | $197,469 | dollars as filed | |
| GORILLA TECHNOLOGY GROUP INC SHS NEW | G4000K175 | Stock | 10,682 | $197,190 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 13,129 | $197,066 | dollars as filed | |
| EUPRAXIA PHARMACEUTICALS INC | 29842P105 | COM 298736 AL 3 EURONET WORLDWIDE INC NOTE 0.750% 3/1 | 33,373 | $196,901 | dollars as filed | |
| MSC INCOME FD INC | 55374X208 | COM | 14,964 | $196,477 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 29,362 | $196,431 | dollars as filed | |
| XENCOR INC | 98401F105 | COMMON STOCK | 16,729 | $196,231 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 21,945 | $195,310 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 17,232 | $195,067 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 38,418 | $193,243 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H179 | CMN | 13,598 | $193,228 | dollars as filed | |
| BTQ TECHNOLOGIES CORP COM | 055869101 | Stock | 27,832 | $192,597 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,600 | $192,500 | dollars as filed | call |
| WINCHESTER BANCORP INC | 97269D103 | COM | 20,000 | $191,000 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 69,785 | $190,513 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 69,001 | $190,443 | dollars as filed | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 14,474 | $189,320 | dollars as filed | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 37,434 | $189,044 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 137,648 | $187,201 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 10,843 | $187,042 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 700 | $187,000 | dollars as filed | put |
| CALERES INC | 129500104 | COM | 14,236 | $185,637 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 25,578 | $185,185 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 50,095 | $184,350 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,600 | $184,000 | dollars as filed | put |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 34,464 | $182,657 | dollars as filed | |
| MISSION PRODUCE INC | 60510V108 | COM | 15,186 | $182,536 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 33,023 | $180,963 | dollars as filed | |
| Apple Inc | 037833100 | COM | 1,000 | $180,000 | dollars as filed | call |
| ROBLOX CORP CL A | 771049103 | Stock | 1,800 | $180,000 | dollars as filed | put |
| COMSTOCK INC | 205750409 | COMMON STOCK | 52,338 | $178,996 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 64,821 | $178,258 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 19,896 | $178,070 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 4,800 | $177,600 | dollars as filed | put |
| HCM II ACQUISITION CORP | G43658106 | SHS CL A | 10,809 | $177,376 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 31,807 | $176,211 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 400 | $176,000 | dollars as filed | put |
| ROYAL BK CDA COM | 780087102 | Stock | 1,300 | $175,500 | dollars as filed | call |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 29,694 | $169,256 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 10,969 | $168,759 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 13,554 | $168,068 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 48,263 | $167,473 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 22,919 | $165,934 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X209 | COMMON STOCK | 11,351 | $165,498 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 16,717 | $164,495 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 12,371 | $162,677 | dollars as filed | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 27,310 | $161,948 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 21,474 | $161,270 | dollars as filed | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 11,335 | $161,184 | dollars as filed | |
| ABUNDIA GLOBAL IMPACT GROUP | 44183U308 | COM SHS | 25,750 | $160,423 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 60,093 | $159,246 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 13,394 | $157,647 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 11,964 | $157,626 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188127 | COM CL C | 13,271 | $155,934 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 17,532 | $155,509 | dollars as filed | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 13,264 | $155,056 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 90,381 | $152,744 | dollars as filed | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 12,512 | $152,521 | dollars as filed | |
| REZOLVE AI PLC ORD SHS | G75398100 | Stock | 30,600 | $152,388 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 32,788 | $150,497 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,000 | $150,000 | dollars as filed | put |
| COMPUGEN LTD | M25722105 | ORD | 101,256 | $148,847 | dollars as filed | |
| HEARTBEAM INC | 42238H108 | COM | 88,050 | $145,283 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 14,624 | $145,216 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 500 | $145,000 | dollars as filed | put |
| COTY INC | 222070203 | COM CL A | 35,798 | $144,624 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 20,790 | $143,866 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 16,242 | $143,417 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 111,672 | $140,706 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 12,976 | $140,140 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 10,000 | $139,906 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 11,909 | $139,455 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 20,365 | $138,484 | dollars as filed | |
| INTUITIVE MACHINES INC | 46125A100 | CLASS A COM | 13,121 | $138,033 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 28,990 | $137,122 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 27,220 | $136,917 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 1,400 | $136,000 | dollars as filed | call |
| GRAFTECH INTL LTD SR NT COM NEW | 384313607 | Stock | 10,569 | $135,494 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 28,577 | $133,455 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 139,600 | $133,374 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 30,523 | $132,775 | dollars as filed | |
| REDDIT INC CL A | 75734B100 | Stock | 700 | $129,500 | dollars as filed | put |
| GENELUX CORP | 36870H103 | COMMON STOCK | 30,758 | $129,184 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 12,872 | $128,720 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 65,318 | $128,676 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 10,836 | $127,756 | dollars as filed | |
| ENERFLEX LTD | 29269R105 | COM | 11,835 | $127,581 | dollars as filed | |
| VERU INC | 92536C202 | COM NEW | 33,291 | $126,505 | dollars as filed | |
| INTEGRA RES CORP | 45826T509 | COM | 42,847 | $126,399 | dollars as filed | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 12,267 | $125,859 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 72,128 | $125,502 | dollars as filed | |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 37,000 | $125,430 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 35,748 | $124,761 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 11,609 | $123,752 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 600 | $123,000 | dollars as filed | put |
| CHARGEPOINT HLDGS INC CLASS A | 15961R303 | Equity | 11,233 | $122,664 | dollars as filed | |
| ORLA MNG LTD NEW | 68634K106 | COM | 11,185 | $120,798 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 37,582 | $120,639 | dollars as filed | |
| IMMUNOME INC | 45257U108 | COM | 10,300 | $120,613 | dollars as filed | |
| FB BANCORP INC | 31425A109 | COMMON STOCK | 10,000 | $120,200 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 500 | $120,000 | dollars as filed | put |
| LINKBANCORP INC | 53578P105 | COM | 16,770 | $119,570 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 31,995 | $118,381 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 11,446 | $118,237 | dollars as filed | |
| PCM FD INC | 69323T101 | COM | 17,419 | $116,881 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 15,687 | $114,829 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 14,732 | $114,762 | dollars as filed | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 16,234 | $113,801 | dollars as filed | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 22,164 | $113,036 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 3,000 | $112,500 | dollars as filed | put |
| Tesla Motors, Inc | 88160R101 | COM | 400 | $112,000 | dollars as filed | call |
| 374WATER INC | 88583P104 | COM | 390,238 | $111,959 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 19,284 | $111,270 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 10,976 | $109,321 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 40,000 | $109,200 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 700 | $108,500 | dollars as filed | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 700 | $108,500 | dollars as filed | put |
| JABIL INC COM | 466313103 | Stock | 600 | $108,000 | dollars as filed | put |
| GLADSTONE LAND CORP | 376549101 | REIT | 11,445 | $104,841 | dollars as filed | |
| TELOMIR PHARMACEUTICALS INC | 87975F104 | COM | 75,340 | $104,723 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 27,672 | $104,323 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 36,236 | $103,635 | dollars as filed | |
| MONOGRAM TECHNOLOGIES INC | 609786108 | COM | 17,643 | $103,565 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 69,587 | $102,988 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 1,200 | $102,000 | dollars as filed | put |
| CYTOSORBENTS CORP | 23283X206 | CMN | 108,721 | $101,556 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 100,000 | $99,300 | dollars as filed | principal |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 12,175 | $99,227 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 100,000 | $98,400 | dollars as filed | principal |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 15,065 | $97,772 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 62,205 | $96,418 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 24,048 | $95,951 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 14,577 | $94,459 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 44,300 | $94,359 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 28,169 | $92,676 | dollars as filed | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 16,575 | $92,654 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 5,000 | $92,500 | dollars as filed | put |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 13,763 | $90,836 | dollars as filed | |
| VIRTRA INC | 92827K301 | CMN | 16,913 | $88,963 | dollars as filed | |
| URANIUM RTY CORP | 91702V101 | COM | 20,524 | $88,253 | dollars as filed | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 400 | $88,000 | dollars as filed | put |
| LOANDEPOT INC | 53946R106 | COM CL A | 28,628 | $87,888 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 11,650 | $86,676 | dollars as filed | |
| MIND TECHNOLOGY INC | 602566309 | COM NEW | 10,651 | $86,166 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 20,756 | $85,722 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 13,850 | $84,208 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 26,701 | $83,843 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 3,000 | $82,500 | dollars as filed | put |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 21,287 | $82,379 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 13,451 | $82,052 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 31,350 | $81,824 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 31,577 | $81,469 | dollars as filed | |
| TECHTARGET INC | 87874R308 | COM NEW | 13,899 | $80,753 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 32,560 | $79,772 | dollars as filed | |
| GLEN BURNIE BANCORP | 377407101 | COM | 17,014 | $79,115 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 13,763 | $78,862 | dollars as filed | |
| ENCORE ENERGY CORP COM NEW | 29259W700 | Stock | 24,438 | $78,446 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 31,840 | $77,371 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 42,974 | $76,923 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 18,889 | $75,935 | dollars as filed | |
| CODERE ONLINE LUXEMBOURG S A | L18268109 | ORDINARY SHARES | 11,000 | $75,900 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 11,600 | $75,632 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 36,000 | $74,160 | dollars as filed | |
| DATAVAULT AI INC | 86633R609 | COM SHS | 65,475 | $71,368 | dollars as filed | |
| FiscalNote Holdings Inc | 337655302 | Common Stock | 15,000 | $69,450 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 22,244 | $68,956 | dollars as filed | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 13,129 | $68,927 | dollars as filed | |
| LITHIUM ARGENTINA AG | H5012F103 | COM SHS | 20,612 | $68,844 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 17,182 | $68,557 | dollars as filed | |
| ENGENE HOLDINGS INC | 29286M105 | COM | 10,000 | $68,300 | dollars as filed | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 70,000 | $68,215 | dollars as filed | principal |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 11,219 | $67,312 | dollars as filed | |
| Intel Corp | 458140100 | COM | 2,600 | $66,000 | dollars as filed | call |
| NEURONETICS INC | 64131A105 | COM | 24,164 | $65,967 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 50,963 | $65,742 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 41,337 | $65,726 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 17,215 | $65,245 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,000 | $64,000 | dollars as filed | put |
| COHEN & STEERS INFRASTRUCTUR | 19248A117 | RIGHT 10/16/2025 | 811,962 | $63,334 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 200 | $63,000 | dollars as filed | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 51,635 | $61,962 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 14,348 | $61,696 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 20,000 | $61,000 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 18,600 | $60,450 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 19,033 | $59,193 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 22,530 | $58,803 | dollars as filed | |
| NYXOAH S A | B6S7WD106 | SHS | 12,762 | $58,705 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 58,000 | $56,840 | dollars as filed | principal |
| KULR TECHNOLOGY GROUP INC | 50125G307 | COM | 13,567 | $56,439 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,000 | $55,000 | dollars as filed | put |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 11,365 | $54,438 | dollars as filed | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 19,992 | $53,779 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 20,853 | $53,592 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 26,600 | $53,200 | dollars as filed | |
| PROPETRO HLDG CORP | 74347M108 | COM | 10,012 | $52,462 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 26,528 | $51,995 | dollars as filed | |
| Wellgistics Health Inc | 949503106 | Common Stock | 58,421 | $51,825 | dollars as filed | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 25,000 | $51,750 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 32,121 | $50,109 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 12,917 | $49,860 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 13,350 | $49,529 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 300 | $49,500 | dollars as filed | put |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 16,968 | $49,377 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 700 | $49,000 | dollars as filed | call |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 50,000 | $48,976 | dollars as filed | principal |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 20,468 | $48,919 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 23,632 | $48,682 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 16,703 | $48,105 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 300 | $47,400 | dollars as filed | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 15,143 | $46,339 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424303 | COM NEW CL A | 24,086 | $46,004 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 91,323 | $45,479 | dollars as filed | |
| HEALTH IN TECH INC | 42217D102 | CL A | 14,079 | $45,194 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 7,500 | $45,000 | dollars as filed | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 47,000 | $44,556 | dollars as filed | principal |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 800 | $44,000 | dollars as filed | put |
| MESA AIR GROUP INC | 590479135 | COM NEW | 33,240 | $43,212 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 11,065 | $42,600 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 100 | $42,500 | dollars as filed | put |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 22,115 | $42,460 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 6,900 | $41,400 | dollars as filed | put |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 25,760 | $41,216 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 29,641 | $40,015 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 21,986 | $40,013 | dollars as filed | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 51,853 | $39,989 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 10,267 | $39,937 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 14,000 | $39,791 | dollars as filed | principal |
| INOVIO PHARMACEUTICALS I | 45773H409 | COMMON STOCK | 16,680 | $39,031 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 13,968 | $37,993 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 19,164 | $37,753 | dollars as filed | |
| MURAL ONCOLOGY PUB LTD CO | G63365103 | ORD SHS | 18,230 | $37,736 | dollars as filed | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 22,508 | $37,138 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 37,000 | $36,463 | dollars as filed | principal |
| FATHOM HOLDINGS | 31189V109 | COM | 20,100 | $36,180 | dollars as filed | |
| NEW HORIZON AIRCRAFT LTD | 64550A107 | COM | 14,000 | $35,560 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 17,370 | $35,434 | dollars as filed | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 17,536 | $35,423 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 12,096 | $35,078 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 500 | $35,000 | dollars as filed | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 12,849 | $34,949 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 10,000 | $34,500 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 20,268 | $33,848 | dollars as filed | |
| GAXOS.AI INC | 62911P300 | COM | 21,243 | $33,776 | dollars as filed | |
| CREATIVE REALITIES INC | 22530J309 | CMN | 14,604 | $33,443 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 56,656 | $33,047 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 33,000 | $32,538 | dollars as filed | principal |
| DARE BIOSCIENCE INC | 23666P200 | COM NEW | 15,334 | $32,202 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 16,015 | $31,389 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 20,595 | $31,098 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 1,100 | $30,800 | dollars as filed | put |
| TELA BIO INC | 872381108 | COM | 20,200 | $30,098 | dollars as filed | |
| HEALTH CATALYST INC | 42225T107 | COM | 10,550 | $30,068 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 100 | $30,000 | dollars as filed | call |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 10,000 | $30,000 | dollars as filed | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 10,720 | $29,803 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 30,000 | $29,760 | dollars as filed | principal |
| SPECTRAL AI INC | 84757T105 | COM CL A | 12,800 | $29,184 | dollars as filed | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 14,436 | $28,439 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 28,000 | $28,379 | dollars as filed | principal |
| BUZZFEED INC | 12430A300 | CL A NEW | 16,625 | $28,263 | dollars as filed | |
| ROCKETLABCORPCLASSCLASSA | 773121108 | STOK | 600 | $28,200 | dollars as filed | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100 | $28,000 | dollars as filed | call |
| Galiano Gold Inc | 36352H100 | COM | 12,698 | $27,809 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 37,498 | $27,670 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 100 | $27,000 | dollars as filed | call |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 27,654 | $25,998 | dollars as filed | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 56,000 | $25,441 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 34,631 | $24,626 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 15,099 | $23,705 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 12,713 | $23,392 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 12,229 | $23,112 | dollars as filed | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 84,541 | $22,657 | dollars as filed | |
| ARISTA NETWORKS INC | 040413205 | COM | 200 | $22,500 | dollars as filed | call |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 14,046 | $22,052 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 10,846 | $21,584 | dollars as filed | |
| TRINITY BIOTECH INVT LTD | 896438504 | SPONS ADR NEW | 20,319 | $21,132 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 20,000 | $21,120 | dollars as filed | principal |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 10,044 | $21,092 | dollars as filed | |
| BULLFROG AI HLDGS INC | 12021E109 | COM | 15,000 | $21,000 | dollars as filed | |
| XTI AEROSPACE INC | 98423K405 | COM NEW | 14,051 | $20,655 | dollars as filed | |
| FRACTYL HEALTH INC | 35168W103 | COM | 12,700 | $20,193 | dollars as filed | |
| ILLUMINA INC COM | 62459M206 | COM | 35,053 | $20,131 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 20,000 | $19,846 | dollars as filed | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 15,046 | $19,710 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 16,000 | $19,488 | dollars as filed | principal |
| SACHEM CAP CORP | 78590A109 | COM | 17,453 | $19,373 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 11,540 | $18,810 | dollars as filed | |
| Dawson Geophysical Co Ne | 239360100 | COM | 10,593 | $18,644 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 10,000 | $18,135 | dollars as filed | principal |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 18,000 | $18,114 | dollars as filed | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 21,000 | $17,861 | dollars as filed | principal |
| GOLDMINING INC | 38149E101 | COM | 14,340 | $17,638 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154405 | COM SHS | 23,351 | $16,883 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 21,584 | $16,620 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 13,392 | $16,070 | dollars as filed | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 18,761 | $15,810 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 11,519 | $15,090 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 28,500 | $14,780 | dollars as filed | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 10,000 | $14,075 | dollars as filed | principal |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 13,776 | $13,913 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 14,000 | $13,686 | dollars as filed | principal |
| SKYX PLATFORMS CORP | 78471E105 | COM | 12,000 | $13,440 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 12,000 | $12,845 | dollars as filed | principal |
| Lam Research Corporation | 512807306 | COM | 100 | $12,800 | dollars as filed | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209RAB9 | NOTE 2.000% 3/1 | 14,000 | $12,690 | dollars as filed | principal |
| ROBINHOOD MKTS INC | 770700102 | COM | 100 | $12,000 | dollars as filed | put |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 12,000 | $11,478 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 12,000 | $11,478 | dollars as filed | principal |
| SOTHERLY HOTELS INC | 83600C103 | COM | 14,250 | $11,400 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,500 | $11,250 | dollars as filed | put |
| ATYR PHARMA INC | 002120202 | COM NEW | 15,161 | $10,937 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 13,265 | $10,747 | dollars as filed | |
| CRH PLC ORD | G25508105 | Stock | 100 | $10,700 | dollars as filed | put |
| ROCKETLABCORPCLASSCLASSA | 773121108 | STOK | 1,000 | $10,200 | dollars as filed | call |
| FIBROBIOLOGICS INC | 31573L105 | COM SHS | 18,642 | $10,182 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L203 | COM NEW | 17,714 | $10,097 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 15,407 | $9,612 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 10,815 | $9,377 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 10,000 | $9,198 | dollars as filed | principal |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 1,000 | $9,000 | dollars as filed | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 20,100 | $8,760 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 300 | $6,000 | dollars as filed | put |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 15,000 | $5,529 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 600 | $5,100 | dollars as filed | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 100 | $5,000 | dollars as filed | call |
| TEMPUS AI INC CL A | 88023B103 | Stock | 100 | $5,000 | dollars as filed | call |
| GEE GROUP INC | 36165A102 | COM | 18,000 | $3,721 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 25,261 | $3,284 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 34,000 | $2,756 | dollars as filed | principal |
| EZGO TECHNOLOGIES LTD | G5279F110 | NEW ORD SHS | 13,089 | $1,884 | dollars as filed | |
| BLACKROCK INCOME TR INC | 09247F118 | RIGHT 10/20/2025 | 14,885 | $1,833 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 100 | $1,000 | dollars as filed | call |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P118 | RIGHT 10/10/2025 | 38,460 | $731 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 19,261 | $720 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y174 | RIGHT 10/06/2025 | 59,583 | $483 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720005-25-000087 | this filing | 2025-11-14 | acceptance time not in the bulk data set |