13F-HR filed by RAYMOND JAMES FINANCIAL INC
RAYMOND JAMES FINANCIAL INC filed this 13F-HR for the quarter ended 2024-12-31, filed 2025-02-06, with 4,739 holding rows worth $269,457,494,472.
- Accession
- 0000720005-25-000021
- Filer
- CIK 720005
- Filed
- 2025-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2024
A holdings report, 4,739 entries on the cover page, a total value of $269,457,494,472 stated on the cover page (in dollars after the unit check, H1), rows summing to $269,457,494,472 with VALUE read as dollars as filed, 13F file number 028-24793. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRAYMOND JAMES & ASSOCIATES028-04393
- included managerRaymond James Financial Services Advisors, Inc.028-13494
- included managerSCOUT INVESTMENTS, INC.028-10260
- included managerClariVest Asset Management LLC028-12126
- included managerEAGLE ASSET MANAGEMENT INC028-01666
- included managerCHARTWELL INVESTMENT PARTNERS, LLC028-16224
- included managerRAYMOND JAMES TRUST N.A.028-05081
- included managerRAYMOND JAMES TRUST CO. OF NH028-22532
- included managerAlaska Permanent Fund Corp028-20231
- included managerCARILLON TOWER ADVISERS, INC.028-18365
- included managerFIRST TRUST ADVISORS LP028-06487
- included managerPEAR TREE ADVISORS INC028-04108
- included managerTIMOTHY PLAN
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 51,832 | $74,638 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 17,014 | $73,841 | dollars as filed | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 12,700 | $73,660 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 22,730 | $73,645 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 36,000 | $72,522 | dollars as filed | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 500 | $70,000 | dollars as filed | put |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 22,571 | $68,389 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 22,440 | $67,993 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 15,295 | $67,757 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 139,600 | $67,706 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 70,000 | $67,620 | dollars as filed | principal |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 10,400 | $67,600 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 20,995 | $67,184 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 43,154 | $65,594 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 12,306 | $65,591 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 22,654 | $65,244 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 14,000 | $64,848 | dollars as filed | principal |
| CODERE ONLINE LUXEMBOURG S A | L18268109 | ORDINARY SHARES | 10,000 | $64,500 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 65,000 | $64,188 | dollars as filed | principal |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 11,100 | $64,158 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 10,780 | $64,033 | dollars as filed | |
| FLYEXCLUSIVE INC | 343928107 | COMMON STOCK | 20,300 | $63,945 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 11,408 | $62,630 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 23,713 | $62,128 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 64,000 | $61,569 | dollars as filed | principal |
| AMBARELLA INC | G037AX101 | SHS | 1,100 | $60,500 | dollars as filed | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 300 | $60,000 | dollars as filed | put |
| CS DISCO INC | 126327105 | COM | 12,000 | $59,880 | dollars as filed | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 32,564 | $57,638 | dollars as filed | |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 65,000 | $57,525 | dollars as filed | principal |
| LUNA INNOVATIONS INC | 550351100 | COM | 26,471 | $57,177 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 19,501 | $57,138 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 22,616 | $56,765 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 12,996 | $56,403 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 57,000 | $56,345 | dollars as filed | principal |
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 22,643 | $55,702 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 25,000 | $54,750 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 10,941 | $54,594 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 11,873 | $54,143 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 24,992 | $53,483 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 52,000 | $52,936 | dollars as filed | principal |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 37,587 | $51,870 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 50,000 | $51,750 | dollars as filed | principal |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 17,547 | $51,588 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 5,000 | $50,000 | dollars as filed | call |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 23,185 | $49,848 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 17,070 | $49,844 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 10,087 | $49,628 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 12,000 | $49,440 | dollars as filed | |
| I3 VERTICALS LLC | 44933TAB2 | NOTE 1.000% 2/1 | 50,000 | $49,000 | dollars as filed | principal |
| BEYOND MEAT INC | 08862E109 | COM | 12,942 | $48,662 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 400 | $48,000 | dollars as filed | call |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 10,000 | $47,900 | dollars as filed | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 50,086 | $47,832 | dollars as filed | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 18,466 | $47,642 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 25,760 | $47,141 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 16,009 | $46,105 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 27,807 | $45,603 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 43,253 | $45,416 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 52,000 | $45,396 | dollars as filed | principal |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 13,150 | $44,579 | dollars as filed | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 38,290 | $44,416 | dollars as filed | |
| AXON ENTERPRISE INC | 05464CAB7 | NOTE 0.500%12/1 | 17,000 | $44,286 | dollars as filed | principal |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 400 | $44,000 | dollars as filed | put |
| VICI PPTYS INC COM | 925652109 | REIT | 1,600 | $44,000 | dollars as filed | put |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 12,213 | $43,600 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 16,611 | $43,355 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 11,000 | $41,800 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 28,000 | $41,328 | dollars as filed | principal |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 11,157 | $40,835 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 17,250 | $40,710 | dollars as filed | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 24,617 | $40,618 | dollars as filed | |
| STEM INC | 85859N102 | COM | 40,500 | $40,500 | dollars as filed | call |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 21,322 | $40,299 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 1,000 | $40,000 | dollars as filed | put |
| CREATIVE REALITIES INC | 22530J309 | CMN | 16,104 | $39,455 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 39,000 | $39,312 | dollars as filed | principal |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 46,000 | $39,146 | dollars as filed | principal |
| CARPARTS COM INC | 14427M107 | COM | 36,207 | $39,104 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 10,694 | $38,712 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 40,000 | $38,680 | dollars as filed | principal |
| ATAIBECKLEY INC | N0731H103 | Equity | 28,871 | $38,398 | dollars as filed | |
| ENCORE ENERGY CORP COM NEW | 29259W700 | Stock | 11,249 | $38,359 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 67,550 | $37,693 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 7,500 | $37,500 | dollars as filed | put |
| FIBROBIOLOGICS INC | 31573L105 | COM SHS | 18,642 | $37,284 | dollars as filed | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 18,000 | $37,080 | dollars as filed | principal |
| Q32 BIO INC | 746964105 | Common Stock | 10,746 | $36,966 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,227 | $36,919 | dollars as filed | |
| EUPRAXIA PHARMACEUTICALS INC | 29842P105 | COM 298736 AL 3 EURONET WORLDWIDE INC NOTE 0.750% 3/1 | 11,613 | $36,813 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 10,000 | $36,600 | dollars as filed | |
| DATAVAULT AI INC | 86633R609 | COM SHS | 17,647 | $36,176 | dollars as filed | |
| STEM INC | 85859N102 | COM | 59,280 | $35,746 | dollars as filed | |
| T1 ENERGY INC COM NEW | 35834F104 | Stock | 13,848 | $35,728 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 20,900 | $35,321 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 20,953 | $34,992 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 36,000 | $34,920 | dollars as filed | principal |
| FUBOTV INC | 35953D104 | COM | 27,487 | $34,634 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 10,504 | $34,348 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 18,739 | $34,105 | dollars as filed | |
| FRACTYL HEALTH INC | 35168W103 | COM | 16,400 | $33,784 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 16,038 | $33,680 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 16,314 | $33,444 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 31,714 | $33,300 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 17,415 | $33,089 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 13,326 | $33,048 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 34,000 | $32,504 | dollars as filed | principal |
| SMITH MICRO SOFTWARE INC | 832154405 | COM SHS | 24,628 | $32,263 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 19,122 | $31,742 | dollars as filed | |
| FATHOM HOLDINGS | 31189V109 | COM | 20,700 | $31,671 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 12,000 | $31,664 | dollars as filed | principal |
| HALLIBURTON CO COM | 406216101 | Stock | 1,300 | $31,200 | dollars as filed | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 42,166 | $30,760 | dollars as filed | |
| URANIUM RTY CORP | 91702V101 | COM | 13,750 | $30,113 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 300 | $30,000 | dollars as filed | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,500 | $30,000 | dollars as filed | put |
| BULLFROG AI HLDGS INC | 12021E109 | COM | 15,000 | $30,000 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 30,000 | $29,761 | dollars as filed | principal |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 12,300 | $29,643 | dollars as filed | |
| GRANITE CONSTR INC | 387328AD9 | NOTE 3.750% 5/1 | 15,000 | $29,457 | dollars as filed | principal |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 25,000 | $29,150 | dollars as filed | principal |
| GAXOS.AI INC | 62911P300 | COM | 11,243 | $28,895 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 30,000 | $28,874 | dollars as filed | principal |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 25,398 | $28,446 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 16,435 | $28,104 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 13,482 | $27,503 | dollars as filed | |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 69,165 | $27,320 | dollars as filed | |
| THERATECHNOLOGIES INC | 88338H704 | COM | 15,022 | $27,190 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 28,000 | $26,950 | dollars as filed | principal |
| ANGI INC CLASS A | 00183L102 | CL A | 16,163 | $26,831 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 12,775 | $26,700 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 15,972 | $26,514 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 15,865 | $25,860 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 12,000 | $25,680 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 48,900 | $25,594 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 24,000 | $25,514 | dollars as filed | principal |
| ALLOVIR INC | 019818103 | COM | 60,500 | $25,410 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 10,000 | $25,400 | dollars as filed | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 14,000 | $25,340 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 15,846 | $25,195 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 27,000 | $25,178 | dollars as filed | principal |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 25,000 | $24,825 | dollars as filed | principal |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 24,000 | $24,600 | dollars as filed | principal |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 26,000 | $24,388 | dollars as filed | principal |
| FRESHPET INC | 358039AB1 | NOTE 3.000% 4/0 | 11,000 | $24,321 | dollars as filed | principal |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 11,000 | $23,840 | dollars as filed | principal |
| SCILEX HOLDING CO | 80880W106 | COM | 55,459 | $23,648 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 17,005 | $23,637 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 25,000 | $23,588 | dollars as filed | principal |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 39,648 | $23,392 | dollars as filed | |
| TRINITY BIOTECH INVT LTD | 896438504 | SPONS ADR NEW | 26,350 | $23,193 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 30,091 | $22,436 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 24,000 | $22,260 | dollars as filed | principal |
| Veru Inc | 92536C103 | Common Stock | 34,195 | $22,244 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 13,302 | $21,948 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 23,000 | $21,864 | dollars as filed | principal |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 14,000 | $21,672 | dollars as filed | principal |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 19,064 | $20,970 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 10,000 | $20,700 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 11,852 | $20,504 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 500 | $20,500 | dollars as filed | call |
| HERITAGE GLOBAL INC | 42727E103 | COM | 10,924 | $20,209 | dollars as filed | |
| ALTAIR ENGR INC | 021369AC7 | BOND | 13,000 | $20,199 | dollars as filed | principal |
| SPIRIT AIRLS INC | 848577102 | COM | 59,252 | $19,850 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 22,000 | $19,767 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 24,000 | $19,680 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 17,000 | $19,667 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 20,000 | $19,640 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 16,000 | $19,630 | dollars as filed | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 100 | $19,500 | dollars as filed | put |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 18,000 | $19,350 | dollars as filed | principal |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 10,000 | $19,000 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AD2 | NOTE 1.250% 9/1 | 17,000 | $18,666 | dollars as filed | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 19,000 | $18,421 | dollars as filed | principal |
| NULL | 68620A203 | NULL | 39,585 | $18,205 | dollars as filed | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 14,980 | $17,826 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 18,815 | $17,763 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 15,278 | $17,570 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 12,781 | $17,510 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 23,070 | $17,303 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 34,371 | $17,271 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 13,389 | $17,138 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 16,000 | $16,921 | dollars as filed | principal |
| ZTO EXPRESS CAYMAN INC | 98980AAB1 | NOTE 1.500% 9/0 | 17,000 | $16,805 | dollars as filed | principal |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 16,000 | $16,760 | dollars as filed | principal |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 31,081 | $16,743 | dollars as filed | |
| QUOIN PHARMACEUTICALS ADR | 74907L300 | COM | 25,119 | $16,345 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 40,346 | $16,134 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 10,000 | $16,113 | dollars as filed | principal |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 15,000 | $15,990 | dollars as filed | principal |
| INUVO INC | 46122W204 | COM NEW | 24,631 | $15,921 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 17,000 | $15,776 | dollars as filed | principal |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 11,550 | $14,900 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 15,000 | $14,640 | dollars as filed | principal |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 12,000 | $14,526 | dollars as filed | principal |
| SYNCHRONYFINL | 87165B103 | STOK | 300 | $14,400 | dollars as filed | put |
| PRECIGEN INC | 74017N105 | COM | 12,805 | $14,342 | dollars as filed | |
| Dawson Geophysical Co Ne | 239360100 | COM | 10,593 | $14,195 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 15,000 | $14,123 | dollars as filed | principal |
| SOTHERLY HOTELS INC | 83600C103 | COM | 15,150 | $14,111 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 13,000 | $13,301 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 12,000 | $13,176 | dollars as filed | principal |
| WILLIAMS COS INC COM | 969457100 | Stock | 300 | $12,900 | dollars as filed | put |
| OCUGEN INC | 67577C105 | COMMON STOCK | 15,434 | $12,424 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 17,500 | $12,273 | dollars as filed | |
| Enzo Biochem Inc | 294100102 | Common Stock | 17,016 | $12,155 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 15,062 | $12,051 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 12,000 | $12,031 | dollars as filed | principal |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 12,000 | $11,753 | dollars as filed | principal |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 10,044 | $11,651 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 10,000 | $11,600 | dollars as filed | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 12,000 | $11,520 | dollars as filed | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 15,055 | $10,840 | dollars as filed | |
| BRAND ENGAGEMENT NETWORK INC | 104932108 | COM | 10,000 | $9,740 | dollars as filed | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 10,000 | $9,610 | dollars as filed | principal |
| DARIOHEALTH CORP | 23725P209 | COM | 12,143 | $9,546 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 100 | $9,500 | dollars as filed | put |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 10,000 | $9,286 | dollars as filed | principal |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 39,822 | $8,960 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 11,912 | $8,797 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 500 | $8,750 | dollars as filed | call |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 10,000 | $8,595 | dollars as filed | principal |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 10,000 | $6,962 | dollars as filed | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 14,000 | $6,861 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 20,000 | $6,200 | dollars as filed | principal |
| BIONANO GENOMICS INC | 09075f305 | COM | 19,750 | $5,696 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 200 | $5,500 | dollars as filed | call |
| WALLBOX NV | N94209108 | SHS CL A | 10,200 | $5,107 | dollars as filed | |
| BIOMERICA INC | 09061H307 | COM NEW | 15,050 | $4,517 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 10,118 | $3,796 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 18,000 | $3,726 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 16,312 | $3,564 | dollars as filed | |
| PROOF ACQUISITION CORP I | 74349W104 | COM | 12,000 | $2,940 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 10,286 | $2,896 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 31,038 | $143 | dollars as filed | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 71,956 | $7 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 10,279 | $2 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 10,892 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 13,400 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720005-25-000021 | this filing | 2025-02-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000720005-25-000026 | superseded | 2025-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000720005-25-000047 | base | 2025-04-23 | acceptance time not in the bulk data set |