13F-HR filed by ALTFEST L J & CO INC
ALTFEST L J & CO INC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-10, with 181 holding rows worth $387,825,000.
- Accession
- 0000712050-19-000013
- Filer
- CIK 712050
- Filed
- 2019-10-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 181 entries on the cover page, a total value of $387,825,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $387,825,000 with VALUE read as thousands by filing date, 13F file number 028-16041. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 367,077 | $36,770,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 1,601,593 | $32,672,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 1,252,826 | $31,158,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 993,979 | $25,436,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 790,783 | $19,683,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C714 | EMRGNG MKT JULY | 744,387 | $18,456,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 147,011 | $14,955,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 164,845 | $9,352,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 81,209 | $8,152,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 173,489 | $7,647,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 48,424 | $6,732,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 239,716 | $6,268,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 258,971 | $5,982,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 49,522 | $5,570,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 199,853 | $5,502,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 38,106 | $5,224,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 84,374 | $5,169,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 69,180 | $5,102,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 100,646 | $5,092,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,781 | $4,828,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H900 | CALL | 39,252 | $4,620,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 115,938 | $4,062,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 16,679 | $3,736,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 27,506 | $3,488,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 47,646 | $2,876,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 38,861 | $2,760,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 77,173 | $2,651,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 10,652 | $2,609,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 34,710 | $2,451,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 18,241 | $2,360,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 57,455 | $2,064,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 36,822 | $1,897,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 36,969 | $1,875,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 37,432 | $1,850,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,790 | $1,797,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 32,447 | $1,683,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 11,392 | $1,657,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,912 | $1,592,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430321 | FINANCE REIMAGI | 29,147 | $1,592,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 8,018 | $1,573,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 40,575 | $1,535,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 26,543 | $1,515,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 47,257 | $1,510,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,536 | $1,379,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,549 | $1,362,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,170 | $1,341,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 17,282 | $1,309,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 86,905 | $1,267,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 39,180 | $1,176,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 39,834 | $1,162,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 7,670 | $1,151,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,827 | $1,122,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 9,822 | $1,114,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 20,366 | $1,109,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 884 | $1,078,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 18,466 | $1,044,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 8,791 | $1,043,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 36,417 | $1,037,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 6,174 | $1,035,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 8,888 | $994,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,305 | $985,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 14,629 | $970,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 30,001 | $956,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 17,106 | $947,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 14,905 | $936,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 4,226 | $935,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 8,450 | $918,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 7,731 | $911,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,621 | $894,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 34,428 | $865,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 16,190 | $864,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,886 | $857,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 15,215 | $837,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 25,231 | $778,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 12,300 | $776,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 27,996 | $772,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 13,997 | $752,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,970 | $750,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,903 | $742,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,139 | $737,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,526 | $733,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 25,140 | $733,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 10,427 | $722,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 18,280 | $701,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,680 | $615,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 10,265 | $615,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,915 | $611,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,384 | $582,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,526 | $581,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 6,238 | $576,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 7,417 | $576,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,907 | $546,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,744 | $543,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 6,455 | $542,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,768 | $540,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,636 | $536,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,505 | $530,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 26,451 | $530,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 17,060 | $515,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 9,583 | $505,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 17,107 | $505,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,825 | $492,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 42,907 | $487,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,748 | $485,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 8,316 | $474,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,171 | $466,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,200 | $465,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 9,746 | $460,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,852 | $460,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 8,809 | $449,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,866 | $446,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 9,822 | $446,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,512 | $415,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 20,598 | $408,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,574 | $406,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 4,558 | $398,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 12,476 | $397,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,858 | $391,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 662 | $382,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,897 | $376,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,384 | $375,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,979 | $373,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 35,120 | $368,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,785 | $365,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 6,299 | $358,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 6,000 | $358,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,800 | $356,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 651 | $351,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,914 | $350,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 8,056 | $349,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 5,118 | $349,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,823 | $338,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,110 | $338,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 7,213 | $326,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 40,834 | $326,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 6,790 | $316,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,105 | $312,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,123 | $309,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,565 | $302,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 33,669 | $301,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,631 | $298,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,071 | $283,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 4,364 | $282,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,036 | $281,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 6,799 | $280,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,725 | $274,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,904 | $273,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,500 | $270,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,700 | $269,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,848 | $268,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,271 | $259,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 13,825 | $259,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,892 | $257,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,952 | $256,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 13,427 | $254,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,639 | $253,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,795 | $250,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,851 | $248,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,846 | $248,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V900 | CALL | 6,556 | $246,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,047 | $245,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,849 | $245,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,825 | $240,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 9,000 | $237,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 12,442 | $235,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,862 | $229,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,946 | $229,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,265 | $227,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 90,271 | $227,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 6,931 | $223,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,983 | $218,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,345 | $217,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 3,795 | $217,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,743 | $214,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 838 | $212,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,740 | $209,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,558 | $209,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 6,509 | $206,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 9,071 | $205,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 762 | $204,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,200 | $201,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000712050-19-000013 | this filing | 2019-10-10 | acceptance time not in the bulk data set |