13F-HR filed by ALTFEST L J & CO INC
ALTFEST L J & CO INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-16, with 122 holding rows worth $150,134,000 by the sum of the rows.
- Accession
- 0000712050-16-000024
- Filer
- CIK 712050
- Filed
- 2016-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 148,851 entries on the cover page, a total value of $122,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,134,000 with VALUE read as thousands by filing date, 13F file number 028-16041. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $122,000, about 1/1,000 of the sum of the rows, $150,134,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 682,538 | $12,763,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 56,928 | $5,773,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 57,861 | $5,050,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 40,023 | $4,353,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 36,422 | $4,118,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 25,269 | $4,014,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 63,417 | $3,653,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 63,749 | $3,314,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 128,561 | $3,109,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 97,059 | $2,875,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 82,946 | $2,631,000 | thousands by filing date | |
| PFIZER INC | 717081903 | CALL | 74,448 | $2,522,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 21,230 | $2,508,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 46,458 | $2,505,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H900 | CALL | 35,729 | $2,379,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 36,444 | $2,274,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 141,674 | $2,200,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 30,897 | $2,116,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 17,113 | $1,960,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 18,122 | $1,917,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 29,506 | $1,885,000 | thousands by filing date | |
| Kinder Morgan Inc | 49455E100 | COM | 79,990 | $1,850,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 37,895 | $1,790,000 | thousands by filing date | |
| AMBEV S A F SPONSORED ADR 1 ADR REPS 1 ORD SHS | 12319V103 | SPONSORED ADR | 289,833 | $1,765,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 30,196 | $1,618,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 12,692 | $1,595,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 20,163 | $1,595,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 18,823 | $1,593,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 14,551 | $1,591,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 12,608 | $1,590,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V900 | CALL | 50,018 | $1,589,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 13,677 | $1,587,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,883 | $1,577,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 15,078 | $1,541,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 39,490 | $1,508,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 13,000 | $1,500,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 34,442 | $1,491,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 28,022 | $1,485,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 43,995 | $1,473,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 17,828 | $1,437,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 17,498 | $1,413,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 14,662 | $1,402,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 24,729 | $1,398,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 16,946 | $1,365,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 39,946 | $1,330,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 31,594 | $1,283,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 32,234 | $1,254,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 18,127 | $1,245,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 30,563 | $1,154,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 9,015 | $1,141,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,807 | $1,128,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,339 | $1,117,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 40,705 | $1,079,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 11,392 | $1,058,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 21,571 | $913,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 11,367 | $905,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 9,789 | $889,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 17,657 | $782,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 8,936 | $772,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 93,098 | $762,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 3,889 | $754,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 31,520 | $748,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 9,623 | $694,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 86,681 | $693,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,216 | $679,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 15,230 | $653,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,618 | $607,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 12,629 | $601,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 20,598 | $580,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,548 | $571,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,354 | $564,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 7,000 | $562,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,015 | $540,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 4,692 | $532,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,192 | $532,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 10,724 | $509,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 12,505 | $499,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,355 | $455,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,653 | $454,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,527 | $453,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,075 | $449,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 27,770 | $435,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,983 | $418,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,596 | $415,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,091 | $383,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,724 | $369,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 13,965 | $369,000 | thousands by filing date | |
| Google Inc Cl A | 38349K105 | COM | 448 | $360,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,227 | $352,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 18,227 | $349,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,909 | $348,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,503 | $334,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 10,788 | $330,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 10,533 | $321,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,486 | $321,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,934 | $316,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,023 | $316,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 6,548 | $305,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,500 | $304,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 4,165 | $302,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 6,000 | $299,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 13,825 | $290,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,664 | $288,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,860 | $287,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,232 | $286,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,696 | $272,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 21,503 | $258,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,521 | $256,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,537 | $246,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 5,623 | $246,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,587 | $240,000 | thousands by filing date | |
| 38259p508 | COM | 308 | $239,000 | thousands by filing date | ||
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,630 | $227,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 1,868 | $219,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,654 | $217,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,964 | $209,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 13,242 | $209,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,239 | $207,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 6,831 | $207,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 12,797 | $141,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 11,893 | $27,000 | thousands by filing date | |
| TALON INTL INC COM | 87484F108 | Stock | 40,250 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000712050-16-000024 | this filing | 2016-11-16 | acceptance time not in the bulk data set |