13F-HR filed by ALTFEST L J & CO INC
ALTFEST L J & CO INC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-11, with 122 holding rows worth $121,712,000.
- Accession
- 0000712050-15-000004
- Filer
- CIK 712050
- Filed
- 2015-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 124 entries on the cover page, a total value of $121,712,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $121,712,805 with VALUE read as dollars, detected, 13F file number 028-16041. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PepsiCo,Inc. | 713448108 | COM | 54,437 | $5,147,545 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 53,557 | $4,951,300 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 20,882 | $3,350,347 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 31,443 | $3,288,045 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 69,690 | $3,237,093 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 49,844 | $2,942,299 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 56,947 | $2,664,001 | dollars, detected | |
| Apple Inc | 037833100 | COM | 23,643 | $2,609,664 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 90,837 | $2,526,631 | dollars, detected | |
| PFIZER INC | 717081903 | CALL | 79,167 | $2,466,043 | dollars, detected | |
| Amgen Inc. | 031162100 | COM | 14,688 | $2,339,703 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 91,339 | $2,308,127 | dollars, detected | |
| JPMORGAN CHASE & CO | 46625H900 | CALL | 36,758 | $2,300,335 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 38,431 | $2,182,500 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 45,036 | $2,025,278 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 22,809 | $1,958,867 | dollars, detected | |
| DIRECTV | 25490A309 | COM | 22,534 | $1,953,698 | dollars, detected | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 36,181 | $1,881,418 | dollars, detected | |
| Abbott Laboratories | 002824100 | COM | 134 | $1,827,038 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| KROGER CO COM | 501044101 | Stock | 27,771 | $1,783,186 | dollars, detected | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 30,588 | $1,759,116 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 18,247 | $1,757,346 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 18,953 | $1,726,459 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 15,384 | $1,725,753 | dollars, detected | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 14,713 | $1,699,994 | dollars, detected | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 15,471 | $1,695,792 | dollars, detected | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 15,983 | $1,691,801 | dollars, detected | |
| ACE LIMITED | G0070K103 | COMMON STOCK | 14,658 | $1,683,878 | dollars, detected | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 22,633 | $1,592,896 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 29,094 | $1,574,250 | dollars, detected | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 32,293 | $1,561,044 | dollars, detected | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 25,673 | $1,558,889 | dollars, detected | |
| TIME WARNER CABLE INC | 88732J207 | COM | 10,170 | $1,546,464 | dollars, detected | |
| GENERAL MILLS INC COM | 370334104 | Stock | 27,519 | $1,467,609 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 13,190 | $1,466,299 | dollars, detected | |
| RAYTHEON CO | 755111507 | COM NEW | 12,636 | $1,366,849 | dollars, detected | |
| TARGET CORP COM | 87612E106 | Stock | 17,939 | $1,361,722 | dollars, detected | |
| Chubb Corporation | 171232101 | Equity | 12,842 | $1,328,753 | dollars, detected | |
| GENERAL MTRS CO | 37045V900 | CALL | 37,403 | $1,305,725 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 13,816 | $1,294,594 | dollars, detected | |
| KELLANOVA | 487836108 | COM | 19,765 | $1,293,439 | dollars, detected | |
| BAXTER INTL INC | 071813109 | COM | 17,309 | $1,268,577 | dollars, detected | |
| PHILLIPS 66 COM | 718546104 | Stock | 17,423 | $1,249,245 | dollars, detected | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 113,736 | $1,229,489 | dollars, detected | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 28,681 | $1,225,816 | dollars, detected | |
| Intel Corp | 458140100 | COM | 32,515 | $1,179,971 | dollars, detected | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,802 | $1,171,470 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 6,990 | $1,148,578 | dollars, detected | |
| TIME WARNER INC | 887317303 | COM NEW | 11,675 | $997,286 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 17,452 | $956,700 | dollars, detected | |
| HALLIBURTON CO | 406216901 | CALL | 24,138 | $949,355 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 26,467 | $889,031 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 9,145 | $861,365 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 12,865 | $841,874 | dollars, detected | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 94,565 | $823,663 | dollars, detected | |
| YUM BRANDS INC COM | 988498101 | Stock | 9,762 | $711,162 | dollars, detected | |
| MEDTRONIC INC | 585055106 | COM | 9,769 | $705,325 | dollars, detected | |
| USBANCORPDEL | 902973304 | COM NEW | 15,645 | $703,232 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 2,452 | $642,840 | dollars, detected | |
| MCGRAW HILL FINL INC | 580645109 | COM | 7,214 | $641,902 | dollars, detected | |
| TOWERS WATSON & CO | 891894107 | CL A | 8,039 | $637,500 | dollars, detected | |
| BARRICK GOLD CORP | 067901108 | COM | 59,133 | $635,680 | dollars, detected | |
| BRT APARTMENTS CORP | 055645303 | REIT | 86,681 | $605,033 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 8,305 | $556,007 | dollars, detected | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 12,785 | $518,668 | dollars, detected | |
| Union Pacific Corporation | 907818108 | COM | 4,180 | $497,992 | dollars, detected | |
| Eli Lilly and Company | 532457108 | COM | 7,075 | $488,104 | dollars, detected | |
| CELGENE CORP | 151020104 | COM | 4,346 | $486,144 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 26,987 | $482,799 | dollars, detected | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 5,362 | $470,998 | dollars, detected | |
| American Express Company | 025816109 | COM | 5,056 | $470,410 | dollars, detected | |
| TOWER FINANCIAL CORP | 891769101 | COM | 4,612 | $455,914 | dollars, detected | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,248 | $390,657 | dollars, detected | |
| CSX Corporation | 126408103 | COM | 10,427 | $377,770 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 5,400 | $373,626 | dollars, detected | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,400 | $373,626 | dollars, detected | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 3,870 | $364,786 | dollars, detected | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 4,862 | $359,493 | dollars, detected | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 4,110 | $352,885 | dollars, detected | |
| Lockheed Martin Corporation | 539830109 | COM | 1,751 | $337,267 | dollars, detected | |
| ALLERGAN INC | 018490102 | COM | 1,500 | $318,885 | dollars, detected | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12,000 | $308,400 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,036 | $306,867 | dollars, detected | |
| Schlumberger Limited | 806857108 | COM | 3,568 | $304,754 | dollars, detected | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 6,494 | $300,672 | dollars, detected | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,120 | $293,069 | dollars, detected | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 16,908 | $286,080 | dollars, detected | |
| SYSCOCORP | 871829107 | COM | 6,783 | $269,217 | dollars, detected | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,000 | $265,950 | dollars, detected | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,305 | $265,092 | dollars, detected | |
| CONSOL ENERGY INC | 20854P109 | COM | 4,011 | $264,750 | dollars, detected | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,000 | $263,280 | dollars, detected | |
| ECOLAB INC COM | 278865100 | Stock | 2,500 | $261,300 | dollars, detected | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,664 | $246,852 | dollars, detected | |
| Starbucks Corporation | 855244109 | COM | 2,935 | $240,800 | dollars, detected | |
| SAFEWAY INC | 786514208 | COM NEW | 6,823 | $239,611 | dollars, detected | |
| HEWLETT PACKARD CO | 428236103 | COM | 5,919 | $237,526 | dollars, detected | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 11,478 | $236,908 | dollars, detected | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 14,710 | $233,747 | dollars, detected | |
| INVESTORS BANCORP INC | 46146P102 | COM | 20,637 | $231,650 | dollars, detected | |
| LORILLARD INC | 544147101 | COM | 3,676 | $231,390 | dollars, detected | |
| VODAFONE GP PLC | 92857W209 | ADR | 6,618 | $226,130 | dollars, detected | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,630 | $218,629 | dollars, detected | |
| BB & T CORP | 054937107 | COM | 5,551 | $215,871 | dollars, detected | |
| SEMPRA COM | 816851109 | Stock | 1,929 | $214,852 | dollars, detected | |
| M & T BK CORP | 55261F904 | COM | 1,700 | $213,554 | dollars, detected | |
| SPY | 78462F103 | SHS | 1,001 | $205,746 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 2,104 | $202,272 | dollars, detected | |
| H AND R BLOCK INC | 93671105 | OPTION | 5,991 | $201,768 | dollars, detected | The CUSIP as filed is malformed. |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,435 | $201,404 | dollars, detected | |
| SPECTRA ENERGY CORP | 847560109 | COM | 5,547 | $201,359 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 28,283 | $128,120 | dollars, detected | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 18,496 | $123,369 | dollars, detected | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 20,195 | $70,683 | dollars, detected | |
| GERON CORP | 374163103 | COM | 10,893 | $35,402 | dollars, detected | |
| TALON INTL INC COM | 87484F108 | Stock | 40,250 | $7,245 | dollars, detected | |
| Vaxil Bio Ltd Ord | M9690V103 | COM | 44,000 | $4,228 | dollars, detected | |
| PEN | 706582103 | COM | 15,600 | $722 | dollars, detected | |
| Paid Inc | 69561N204 | COM | 12,000 | $571 | dollars, detected | |
| Greenshift Corp New | 39571U407 | COM | 28,500 | $26 | dollars, detected | |
| Chad Therapeutics Inc Com | 157228107 | COM | 13,900 | $24 | dollars, detected | |
| PAC-WEST TELECOMM INCXXX | 69371Y101 | COM | 16,500 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000712050-15-000004 | this filing | 2015-02-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000712050-15-000006 | base | 2015-02-23 | acceptance time not in the bulk data set |