13F-HR filed by MML INVESTORS SERVICES, LLC
MML INVESTORS SERVICES, LLC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-15, with 2,567 holding rows worth $27,434,229,000.
- Accession
- 0000701059-24-000015
- Filer
- CIK 701059
- Filed
- 2024-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 2,567 entries on the cover page, a total value of $27,434,229,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $27,434,229,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-16947. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 10,812 | $117,000 | thousands, detected and multiplied | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 12,400 | $114,000 | thousands, detected and multiplied | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 20,573 | $112,000 | thousands, detected and multiplied | |
| OKLO INC COM CL A | 02156V109 | Stock | 12,850 | $104,000 | thousands, detected and multiplied | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 10,449 | $101,000 | thousands, detected and multiplied | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 10,153 | $101,000 | thousands, detected and multiplied | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 17,190 | $100,000 | thousands, detected and multiplied | |
| TEEKAY CORPORATION | Y8564W103 | COM | 10,901 | $100,000 | thousands, detected and multiplied | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 24,654 | $100,000 | thousands, detected and multiplied | |
| BARINGS BDC INC | 06759L103 | COM | 10,076 | $99,000 | thousands, detected and multiplied | |
| UNDER ARMOUR INC | 904311107 | CL A | 10,478 | $93,000 | thousands, detected and multiplied | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 16,961 | $91,000 | thousands, detected and multiplied | |
| AMC NETWORKS INC | 00164V103 | CL A | 10,464 | $91,000 | thousands, detected and multiplied | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 14,016 | $89,000 | thousands, detected and multiplied | |
| HECLA MNG CO | 422704106 | COM | 13,229 | $88,000 | thousands, detected and multiplied | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 14,188 | $87,000 | thousands, detected and multiplied | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 10,243 | $86,000 | thousands, detected and multiplied | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 18,550 | $86,000 | thousands, detected and multiplied | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 24,369 | $85,000 | thousands, detected and multiplied | |
| EVGO INC | 30052F100 | CL A COM | 20,589 | $85,000 | thousands, detected and multiplied | |
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 17,228 | $83,000 | thousands, detected and multiplied | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 16,493 | $81,000 | thousands, detected and multiplied | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 12,873 | $80,000 | thousands, detected and multiplied | |
| TILRAY INC | 88688T100 | COM CL 2 | 45,325 | $80,000 | thousands, detected and multiplied | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 28,581 | $76,000 | thousands, detected and multiplied | |
| OMEROS CORP | 682143102 | COM | 18,600 | $74,000 | thousands, detected and multiplied | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 16,796 | $71,000 | thousands, detected and multiplied | |
| LUCID GROUP INC | 549498103 | COM | 19,882 | $70,000 | thousands, detected and multiplied | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 10,210 | $67,000 | thousands, detected and multiplied | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 24,142 | $65,000 | thousands, detected and multiplied | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 12,042 | $65,000 | thousands, detected and multiplied | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 27,441 | $62,000 | thousands, detected and multiplied | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 12,001 | $58,000 | thousands, detected and multiplied | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 11,660 | $57,000 | thousands, detected and multiplied | |
| UNIVERSE PHARMACEUTICALS INC | G9442G112 | SHS NEW | 234,260 | $57,000 | thousands, detected and multiplied | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 20,000 | $56,000 | thousands, detected and multiplied | |
| EDITAS MEDICINE INC | 28106W103 | COM | 16,028 | $55,000 | thousands, detected and multiplied | |
| AMPLIFY ALTERNATIVE HARVEST ETF | 032108631 | ETF | 16,619 | $55,000 | thousands, detected and multiplied | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 17,184 | $53,000 | thousands, detected and multiplied | |
| Leslie's Inc | 527064109 | Common Stock | 16,091 | $51,000 | thousands, detected and multiplied | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 11,174 | $50,000 | thousands, detected and multiplied | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 35,400 | $48,000 | thousands, detected and multiplied | |
| PLUG PWR INC | 72919P202 | COM NEW | 20,924 | $47,000 | thousands, detected and multiplied | |
| SABRE CORP COM | 78573M104 | Stock | 12,147 | $45,000 | thousands, detected and multiplied | |
| SPRUCE POWER HOLDING CORP | 9837FR209 | COM NEW | 15,056 | $43,000 | thousands, detected and multiplied | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 21,328 | $36,000 | thousands, detected and multiplied | |
| ARCADIUM LITHIUM PLC | G0508H110 | COM SHS | 12,663 | $36,000 | thousands, detected and multiplied | |
| FUBOTV INC | 35953D104 | COM | 21,978 | $31,000 | thousands, detected and multiplied | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 13,000 | $27,000 | thousands, detected and multiplied | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 18,800 | $26,000 | thousands, detected and multiplied | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 21,400 | $24,000 | thousands, detected and multiplied | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 11,616 | $24,000 | thousands, detected and multiplied | |
| REKOR SYSTEMS INC | 759419104 | COM | 20,000 | $24,000 | thousands, detected and multiplied | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 30,000 | $23,000 | thousands, detected and multiplied | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 14,720 | $21,000 | thousands, detected and multiplied | |
| QT IMAGING HLDGS INC | 746962109 | COM | 29,242 | $21,000 | thousands, detected and multiplied | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 12,378 | $20,000 | thousands, detected and multiplied | |
| ACCURAY INC DEL | 004397105 | COM | 10,017 | $18,000 | thousands, detected and multiplied | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 29,024 | $18,000 | thousands, detected and multiplied | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 20,000 | $18,000 | thousands, detected and multiplied | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 11,786 | $15,000 | thousands, detected and multiplied | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 14,889 | $14,000 | thousands, detected and multiplied | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 21,913 | $13,000 | thousands, detected and multiplied | |
| WW INTL INC | 98262P101 | COM | 14,350 | $13,000 | thousands, detected and multiplied | |
| TELLURIAN INC NEW | 87968A104 | COM | 11,000 | $11,000 | thousands, detected and multiplied | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 10,000 | $9,000 | thousands, detected and multiplied | |
| GABELLI UTIL TR | 36240A184 | RIGHT 10/21/2024 | 36,805 | $1,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000701059-24-000015 | this filing | 2024-11-15 | acceptance time not in the bulk data set |