13F-HR filed by MML INVESTORS SERVICES, LLC
MML INVESTORS SERVICES, LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-13, with 2,149 holding rows worth $15,228,680,000.
- Accession
- 0000701059-23-000001
- Filer
- CIK 701059
- Filed
- 2023-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 2,149 entries on the cover page, a total value of $15,228,680,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,228,680,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-16947. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENDAVA PLC ADS | 29260V105 | ADR | 2,734 | $209,000 | thousands, detected and multiplied | |
| AMDOCS LTD | G02602103 | SHS | 2,297 | $209,000 | thousands, detected and multiplied | |
| SNAP INC | 83304A106 | CL A | 23,315 | $209,000 | thousands, detected and multiplied | |
| NIKOLA CORP | 654110105 | COM | 96,849 | $209,000 | thousands, detected and multiplied | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 10,284 | $209,000 | thousands, detected and multiplied | |
| ATRICURE INC | 04963C209 | COM | 4,719 | $209,000 | thousands, detected and multiplied | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 4,030 | $208,000 | thousands, detected and multiplied | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 2,325 | $208,000 | thousands, detected and multiplied | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 3,926 | $208,000 | thousands, detected and multiplied | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 4,465 | $207,000 | thousands, detected and multiplied | |
| AVANGRID INC | 05351W103 | COM | 4,811 | $207,000 | thousands, detected and multiplied | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 9,550 | $207,000 | thousands, detected and multiplied | |
| OAK STR HEALTH INC | 67181A107 | COM | 9,620 | $207,000 | thousands, detected and multiplied | |
| INMODE LTD SHS | M5425M103 | Stock | 5,780 | $206,000 | thousands, detected and multiplied | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 9,070 | $205,000 | thousands, detected and multiplied | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 4,503 | $205,000 | thousands, detected and multiplied | |
| EXELIXIS INC COM | 30161Q104 | Stock | 12,702 | $204,000 | thousands, detected and multiplied | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 5,949 | $204,000 | thousands, detected and multiplied | |
| CHEMOURS CO COM | 163851108 | Stock | 6,622 | $203,000 | thousands, detected and multiplied | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 6,513 | $203,000 | thousands, detected and multiplied | |
| VIRTU FINL INC | 928254101 | CL A | 9,930 | $203,000 | thousands, detected and multiplied | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 5,261 | $203,000 | thousands, detected and multiplied | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 4,067 | $203,000 | thousands, detected and multiplied | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 6,843 | $203,000 | thousands, detected and multiplied | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 2,975 | $202,000 | thousands, detected and multiplied | |
| WESTERN UN CO COM | 959802109 | Stock | 14,676 | $202,000 | thousands, detected and multiplied | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 3,374 | $202,000 | thousands, detected and multiplied | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,466 | $201,000 | thousands, detected and multiplied | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 5,631 | $201,000 | thousands, detected and multiplied | |
| CALLAWAY GOLF CO | 131193104 | COM | 10,105 | $200,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 15,679 | $198,000 | thousands, detected and multiplied | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 11,659 | $197,000 | thousands, detected and multiplied | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 15,561 | $197,000 | thousands, detected and multiplied | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 10,917 | $196,000 | thousands, detected and multiplied | |
| NEOGEN CORP | 640491106 | COM | 12,734 | $194,000 | thousands, detected and multiplied | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 21,089 | $194,000 | thousands, detected and multiplied | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 29,699 | $190,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 16,699 | $190,000 | thousands, detected and multiplied | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 28,946 | $188,000 | thousands, detected and multiplied | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 16,499 | $184,000 | thousands, detected and multiplied | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 42,261 | $180,000 | thousands, detected and multiplied | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 28,522 | $179,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 11,168 | $179,000 | thousands, detected and multiplied | |
| ARCHROCK INC | 03957W106 | COM | 19,711 | $177,000 | thousands, detected and multiplied | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 10,228 | $177,000 | thousands, detected and multiplied | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 22,178 | $173,000 | thousands, detected and multiplied | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 31,183 | $172,000 | thousands, detected and multiplied | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 14,032 | $172,000 | thousands, detected and multiplied | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 19,417 | $167,000 | thousands, detected and multiplied | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 15,551 | $166,000 | thousands, detected and multiplied | |
| NORDSTROM INC | 655664100 | COM | 10,172 | $164,000 | thousands, detected and multiplied | |
| VIATRIS INC COM | 92556V106 | Stock | 14,224 | $158,000 | thousands, detected and multiplied | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 15,371 | $158,000 | thousands, detected and multiplied | |
| KOSMOS ENERGY LTD | 500688106 | COM | 24,713 | $157,000 | thousands, detected and multiplied | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 61,789 | $156,000 | thousands, detected and multiplied | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 54,174 | $154,000 | thousands, detected and multiplied | |
| EDITAS MEDICINE INC | 28106W103 | COM | 17,386 | $154,000 | thousands, detected and multiplied | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 22,950 | $154,000 | thousands, detected and multiplied | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 15,156 | $153,000 | thousands, detected and multiplied | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 51,665 | $152,000 | thousands, detected and multiplied | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 21,007 | $151,000 | thousands, detected and multiplied | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 10,512 | $150,000 | thousands, detected and multiplied | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 11,325 | $148,000 | thousands, detected and multiplied | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 11,248 | $147,000 | thousands, detected and multiplied | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 17,112 | $147,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,359 | $147,000 | thousands, detected and multiplied | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 13,294 | $143,000 | thousands, detected and multiplied | |
| DENNYS CORP | 24869P104 | COM | 15,439 | $142,000 | thousands, detected and multiplied | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 11,967 | $140,000 | thousands, detected and multiplied | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 12,184 | $140,000 | thousands, detected and multiplied | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 13,286 | $140,000 | thousands, detected and multiplied | |
| TILRAY INC | 88688T100 | COM CL 2 | 51,373 | $138,000 | thousands, detected and multiplied | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 14,132 | $135,000 | thousands, detected and multiplied | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 21,681 | $135,000 | thousands, detected and multiplied | |
| GABELLI UTIL TR | 36240A101 | COM | 17,615 | $132,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 13,300 | $130,000 | thousands, detected and multiplied | |
| LADDER CAP CORP CL A | 505743104 | REIT | 12,661 | $127,000 | thousands, detected and multiplied | |
| UNDER ARMOUR INC | 904311107 | CL A | 12,358 | $126,000 | thousands, detected and multiplied | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 10,223 | $125,000 | thousands, detected and multiplied | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 10,179 | $124,000 | thousands, detected and multiplied | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 12,563 | $122,000 | thousands, detected and multiplied | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 10,965 | $120,000 | thousands, detected and multiplied | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 14,345 | $118,000 | thousands, detected and multiplied | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 10,931 | $118,000 | thousands, detected and multiplied | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,585 | $114,000 | thousands, detected and multiplied | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 14,386 | $112,000 | thousands, detected and multiplied | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 12,477 | $112,000 | thousands, detected and multiplied | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,341 | $107,000 | thousands, detected and multiplied | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,827 | $107,000 | thousands, detected and multiplied | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 23,266 | $107,000 | thousands, detected and multiplied | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 14,947 | $105,000 | thousands, detected and multiplied | |
| CANOPY GROWTH CORP | 138035100 | COM | 45,425 | $105,000 | thousands, detected and multiplied | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 38,850 | $102,000 | thousands, detected and multiplied | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 14,503 | $101,000 | thousands, detected and multiplied | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 32,416 | $99,000 | thousands, detected and multiplied | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 10,119 | $98,000 | thousands, detected and multiplied | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 19,871 | $98,000 | thousands, detected and multiplied | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 13,815 | $97,000 | thousands, detected and multiplied | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,746 | $93,000 | thousands, detected and multiplied | |
| RPC INC | 749660106 | COMMON STOCK | 10,216 | $91,000 | thousands, detected and multiplied | |
| SABRE CORP COM | 78573M104 | Stock | 13,943 | $86,000 | thousands, detected and multiplied | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 13,098 | $85,000 | thousands, detected and multiplied | |
| FISKER INC | 33813J106 | CL A COM STK | 11,643 | $85,000 | thousands, detected and multiplied | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 25,721 | $84,000 | thousands, detected and multiplied | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 14,158 | $81,000 | thousands, detected and multiplied | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 10,787 | $79,000 | thousands, detected and multiplied | |
| LUCID GROUP INC | 549498103 | COM | 11,229 | $77,000 | thousands, detected and multiplied | |
| ROCKET COS INC | 77311W101 | COM CL A | 10,835 | $76,000 | thousands, detected and multiplied | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 10,304 | $74,000 | thousands, detected and multiplied | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 14,110 | $74,000 | thousands, detected and multiplied | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 10,308 | $73,000 | thousands, detected and multiplied | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 11,877 | $69,000 | thousands, detected and multiplied | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 13,802 | $65,000 | thousands, detected and multiplied | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 17,764 | $63,000 | thousands, detected and multiplied | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 11,268 | $62,000 | thousands, detected and multiplied | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 54,777 | $62,000 | thousands, detected and multiplied | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 12,489 | $62,000 | thousands, detected and multiplied | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,034 | $61,000 | thousands, detected and multiplied | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 17,327 | $59,000 | thousands, detected and multiplied | |
| FUBOTV INC | 35953D104 | COM | 33,487 | $58,000 | thousands, detected and multiplied | |
| Viewra, Inc | 92672L107 | COM | 12,000 | $54,000 | thousands, detected and multiplied | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,880 | $51,000 | thousands, detected and multiplied | |
| CALAMP CORP | 128126109 | COMMON STOCK | 10,250 | $46,000 | thousands, detected and multiplied | |
| B2GOLD CORP COM | 11777Q209 | Stock | 12,738 | $45,000 | thousands, detected and multiplied | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 20,951 | $45,000 | thousands, detected and multiplied | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 13,367 | $45,000 | thousands, detected and multiplied | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 15,400 | $44,000 | thousands, detected and multiplied | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 18,800 | $44,000 | thousands, detected and multiplied | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 31,724 | $38,000 | thousands, detected and multiplied | |
| VBI VACCINES INC | 91822J103 | COM NEW | 91,400 | $36,000 | thousands, detected and multiplied | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 19,270 | $34,000 | thousands, detected and multiplied | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 19,802 | $34,000 | thousands, detected and multiplied | |
| NEOVOLTA INC | 640655106 | CMN | 11,660 | $33,000 | thousands, detected and multiplied | |
| AMERICAN WELL CORP | 03044L105 | CL A | 10,901 | $31,000 | thousands, detected and multiplied | |
| LIPOCINE INC NEW | 53630X104 | CMN | 77,000 | $31,000 | thousands, detected and multiplied | |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 20,000 | $25,000 | thousands, detected and multiplied | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 10,000 | $24,000 | thousands, detected and multiplied | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 12,000 | $20,000 | thousands, detected and multiplied | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 20,000 | $20,000 | thousands, detected and multiplied | |
| DENISON MINES CORP | 248356107 | COM | 15,606 | $18,000 | thousands, detected and multiplied | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 10,332 | $16,000 | thousands, detected and multiplied | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 12,689 | $12,000 | thousands, detected and multiplied | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,330 | $11,000 | thousands, detected and multiplied | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 10,000 | $11,000 | thousands, detected and multiplied | |
| HELIOGEN INC | 42329E105 | COM | 10,365 | $7,000 | thousands, detected and multiplied | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,741 | $6,000 | thousands, detected and multiplied | |
| SIENTRA INC | 82621J105 | COM | 15,685 | $3,000 | thousands, detected and multiplied | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 15,000 | $2,000 | thousands, detected and multiplied | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 10,058 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000701059-23-000001 | this filing | 2023-02-13 | acceptance time not in the bulk data set |