13F-HR filed by MML INVESTORS SERVICES, LLC
MML INVESTORS SERVICES, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 2,070 holding rows worth $13,182,320,000.
- Accession
- 0000701059-22-000020
- Filer
- CIK 701059
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 2,070 entries on the cover page, a total value of $13,182,320,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,182,320,000 with VALUE read as thousands by filing date, 13F file number 028-16947. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 27,983 | $126,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 14,548 | $124,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,850 | $121,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 17,001 | $119,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 17,259 | $119,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 10,504 | $119,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 12,933 | $116,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 10,931 | $116,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 41,742 | $114,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 11,619 | $113,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 31,047 | $110,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 11,296 | $109,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 13,890 | $105,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 10,089 | $105,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 12,454 | $105,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 11,306 | $104,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 22,302 | $104,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 11,076 | $99,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 37,090 | $98,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 14,288 | $98,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 42,381 | $94,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 19,315 | $92,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 13,999 | $91,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 14,754 | $91,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,741 | $90,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 10,164 | $87,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 32,097 | $86,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,093 | $86,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 12,414 | $85,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,316 | $82,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 49,777 | $81,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 12,516 | $79,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 22,796 | $74,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 11,129 | $74,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 14,757 | $73,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 15,170 | $73,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 13,069 | $67,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 91,400 | $65,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 13,764 | $61,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 14,882 | $55,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 16,897 | $54,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 22,608 | $52,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 10,883 | $51,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,373 | $46,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 12,000 | $44,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 11,507 | $42,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 20,057 | $42,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 14,495 | $41,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 12,479 | $40,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 10,901 | $39,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 10,250 | $39,000 | thousands by filing date | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 12,481 | $35,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 19,837 | $35,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 77,000 | $35,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 47,500 | $34,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 10,150 | $31,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 12,959 | $30,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 27,721 | $30,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 10,492 | $30,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 25,000 | $24,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 10,000 | $23,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 10,617 | $21,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 20,000 | $20,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 15,106 | $18,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 15,667 | $18,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 13,840 | $17,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,330 | $14,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,741 | $13,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 15,000 | $2,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 10,660 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000701059-22-000020 | this filing | 2022-11-14 | acceptance time not in the bulk data set |