13F-HR filed by MML INVESTORS SERVICES, LLC
MML INVESTORS SERVICES, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 2,012 holding rows worth $13,891,037,000.
- Accession
- 0000701059-22-000002
- Filer
- CIK 701059
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 2,012 entries on the cover page, a total value of $13,891,037,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,891,037,000 with VALUE read as thousands by filing date, 13F file number 028-16947. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REDWOOD TRUST INC | 758075AC9 | BOND | 25,000 | $26,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 14,345 | $24,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,741 | $24,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 19,785 | $23,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 20,000 | $22,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 22,000 | $22,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 20,500 | $20,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 10,621 | $15,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 15,000 | $15,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 11,875 | $14,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 17,000 | $12,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 10,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000701059-22-000002 | this filing | 2022-02-14 | acceptance time not in the bulk data set |