13F-HR filed by MML INVESTORS SERVICES, LLC
MML INVESTORS SERVICES, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 1,894 holding rows worth $11,899,156,000.
- Accession
- 0000701059-21-000015
- Filer
- CIK 701059
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 1,894 entries on the cover page, a total value of $11,899,156,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,899,156,000 with VALUE read as thousands by filing date, 13F file number 028-16947. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 12,731 | $365,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 2,704 | $364,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,433 | $360,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 5,716 | $359,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 17,872 | $359,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 11,818 | $358,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,199 | $358,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 13,412 | $358,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 140,178 | $357,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 11,259 | $357,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,947 | $355,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 2,885 | $355,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 4,927 | $355,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 13,558 | $354,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 11,697 | $353,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 9,882 | $352,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 13,397 | $351,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 16,175 | $350,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 3,487 | $349,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 2,203 | $348,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 11,431 | $347,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,073 | $347,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 4,664 | $347,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 20,399 | $347,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 4,422 | $346,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 17,925 | $346,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 6,789 | $346,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 98,029 | $345,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 2,964 | $345,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 4,935 | $344,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 9,429 | $344,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 2,494 | $343,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 2,471 | $340,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 20,069 | $340,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 5,980 | $339,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,446 | $339,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,390 | $339,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 3,568 | $338,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 25,718 | $337,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 13,086 | $336,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 3,134 | $336,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 8,075 | $336,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 6,376 | $335,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 20,526 | $335,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 2,331 | $335,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 33,713 | $334,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 8,870 | $333,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 1,682 | $333,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 3,016 | $333,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 10,702 | $332,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 18,315 | $331,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,058 | $330,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 4,906 | $329,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 6,605 | $329,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,685 | $328,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 3,469 | $328,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,369 | $328,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 562 | $327,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,137 | $327,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 6,524 | $327,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 3,366 | $325,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 15,305 | $324,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 25,591 | $324,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 46,994 | $324,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 3,467 | $324,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 6,197 | $324,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 7,116 | $323,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,261 | $323,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 10,547 | $323,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,687 | $322,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 5,868 | $322,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 13,751 | $321,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 5,259 | $321,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 9,910 | $321,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 3,280 | $321,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 4,365 | $320,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 2,972 | $319,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 3,627 | $319,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 19,558 | $319,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 5,884 | $319,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 21,310 | $319,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 31,146 | $318,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 2,696 | $318,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 6,949 | $317,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 3,138 | $316,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 10,394 | $316,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 20,771 | $316,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,581 | $316,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 3,913 | $315,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 5,050 | $315,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 8,272 | $315,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 7,197 | $314,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 4,934 | $314,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 2,949 | $313,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 12,210 | $313,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 2,982 | $312,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 3,188 | $312,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,142 | $309,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 1,377 | $308,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 11,954 | $308,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 3,694 | $307,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,846 | $306,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,703 | $306,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,019 | $306,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,628 | $305,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 2,397 | $305,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 26,686 | $305,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 7,208 | $305,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 6,427 | $305,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 3,700 | $304,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 11,768 | $304,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 15,400 | $304,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,785 | $303,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 18,849 | $303,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 10,180 | $303,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,434 | $302,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 26,029 | $302,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5,150 | $301,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 6,171 | $301,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 11,200 | $301,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 2,694 | $300,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 4,110 | $297,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,366 | $297,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 4,672 | $296,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 3,510 | $295,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 2,036 | $294,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 10,571 | $293,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 42,462 | $293,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,007 | $293,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,629 | $293,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,860 | $292,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 2,938 | $292,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 2,813 | $292,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,200 | $291,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 11,790 | $291,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 16,980 | $290,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 3,414 | $290,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 86,400 | $289,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 3,404 | $288,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 5,296 | $287,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 9,807 | $287,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 3,202 | $286,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 47,409 | $285,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 11,466 | $285,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,813 | $284,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,723 | $283,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,820 | $283,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 3,304 | $281,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,927 | $281,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 245 | $281,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 13,986 | $279,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 5,547 | $279,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 10,648 | $278,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 5,191 | $278,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 1,323 | $277,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 26,080 | $277,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 3,578 | $277,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 5,448 | $275,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 2,204 | $274,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 10,937 | $273,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,676 | $272,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,246 | $272,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 8,204 | $272,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,088 | $271,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,980 | $271,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 8,811 | $269,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 3,329 | $269,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,377 | $269,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 21,842 | $269,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 9,285 | $269,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 5,778 | $268,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 4,255 | $268,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,614 | $267,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 5,123 | $267,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 3,846 | $267,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 5,899 | $266,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 3,625 | $266,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 3,583 | $266,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 4,641 | $264,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 1,888 | $263,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 17,175 | $263,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 6,233 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 3,429 | $262,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 2,103 | $261,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 7,082 | $261,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 4,269 | $261,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 24,798 | $260,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 3,996 | $259,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,305 | $259,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 9,062 | $259,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 26,700 | $259,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 9,323 | $259,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 4,109 | $258,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 4,443 | $258,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 6,235 | $257,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 2,278 | $257,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 5,760 | $257,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,943 | $255,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 4,360 | $255,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 7,421 | $255,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 5,553 | $255,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 18,391 | $255,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 7,169 | $254,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 3,796 | $253,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 248 | $253,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 14,368 | $253,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 3,333 | $252,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 4,076 | $251,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 10,912 | $251,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 5,430 | $251,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 3,224 | $250,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,709 | $250,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,597 | $249,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 2,779 | $249,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,744 | $248,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 1,762 | $248,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,860 | $247,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,246 | $247,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 4,529 | $247,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,818 | $246,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,661 | $246,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,397 | $245,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 3,351 | $245,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,747 | $245,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 6,166 | $244,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 9,947 | $244,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 7,596 | $243,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 7,212 | $243,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,686 | $242,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,529 | $242,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 4,944 | $242,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 2,842 | $241,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,541 | $241,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 6,335 | $241,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 17,151 | $241,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 18,219 | $241,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 6,627 | $241,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 2,599 | $240,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,096 | $240,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 3,334 | $239,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 913 | $239,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,726 | $238,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 7,988 | $237,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 4,867 | $237,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 3,782 | $237,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 4,516 | $237,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,228 | $237,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,400 | $236,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 2,503 | $236,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 16,755 | $236,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 5,590 | $236,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,058 | $235,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,441 | $235,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 5,235 | $235,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 2,412 | $235,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 6,907 | $234,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 5,518 | $233,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 1,315 | $232,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 8,844 | $232,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 12,760 | $231,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 10,896 | $231,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 4,982 | $231,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 1,724 | $230,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 6,212 | $229,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 2,415 | $229,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 9,257 | $228,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 6,256 | $227,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,547 | $227,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 3,640 | $226,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 4,574 | $225,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 19,713 | $224,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 5,732 | $223,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 2,727 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,195 | $222,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 2,794 | $222,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 7,581 | $220,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 883 | $219,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 3,648 | $219,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 9,225 | $218,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 12,028 | $218,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 4,827 | $218,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 5,882 | $217,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 4,214 | $216,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,543 | $216,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 6,220 | $216,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,289 | $215,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 7,341 | $215,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 3,397 | $215,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 4,300 | $215,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 9,225 | $214,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 24,206 | $213,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 6,402 | $213,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 7,690 | $212,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 6,564 | $211,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 317 | $211,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 5,935 | $211,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 4,966 | $210,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 6,712 | $209,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 2,923 | $209,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 19,693 | $209,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 3,342 | $208,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 10,187 | $208,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 3,821 | $207,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 16,936 | $207,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 10,149 | $207,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 1,128 | $207,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 16,357 | $206,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 30,116 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 6,893 | $206,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 3,075 | $206,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,891 | $205,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 3,380 | $205,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 3,456 | $205,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 3,595 | $205,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,579 | $205,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 6,301 | $204,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 1,289 | $203,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 3,811 | $203,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 2,727 | $203,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 58,796 | $202,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 7,678 | $202,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 13,319 | $201,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,126 | $200,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,696 | $200,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,478 | $200,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 6,456 | $200,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 20,176 | $199,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 12,992 | $197,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 44,244 | $196,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 14,991 | $196,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,251 | $194,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 10,515 | $194,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 34,711 | $185,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 12,964 | $185,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 21,551 | $185,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 14,374 | $185,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 15,407 | $176,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 21,312 | $170,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 17,341 | $170,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 10,492 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 11,270 | $166,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 10,678 | $161,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 10,289 | $160,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 10,109 | $158,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 19,563 | $157,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 12,356 | $157,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 14,051 | $155,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 11,312 | $155,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 39,463 | $154,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 13,799 | $154,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 14,805 | $149,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 14,339 | $146,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 16,754 | $141,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 13,963 | $139,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 11,448 | $137,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 14,757 | $136,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 13,187 | $134,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 12,100 | $134,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 15,743 | $132,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 10,013 | $131,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 12,487 | $124,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 13,385 | $119,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 10,784 | $118,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 11,708 | $118,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,565 | $117,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 30,510 | $116,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,253 | $113,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 14,731 | $113,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 14,114 | $110,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 10,771 | $100,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 30,818 | $99,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 14,580 | $96,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 15,357 | $91,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 86,000 | $88,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 10,875 | $87,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 12,373 | $84,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 10,570 | $79,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 11,500 | $71,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 10,000 | $68,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 23,613 | $67,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 46,000 | $64,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,386 | $54,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 10,472 | $53,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 56,000 | $43,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $38,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,741 | $32,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 25,000 | $25,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 22,000 | $23,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 20,000 | $22,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 20,000 | $20,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 10,000 | $16,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 15,000 | $15,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 20,000 | $12,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 42,550 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000701059-21-000015 | this filing | 2021-08-13 | acceptance time not in the bulk data set |