13F-HR filed by MML INVESTORS SERVICES, LLC
MML INVESTORS SERVICES, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 1,796 holding rows worth $10,456,937,000.
- Accession
- 0000701059-21-000011
- Filer
- CIK 701059
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 1,796 entries on the cover page, a total value of $10,456,937,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,456,937,000 with VALUE read as thousands by filing date, 13F file number 028-16947. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 21,310 | $308,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,860 | $307,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 3,654 | $305,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 11,849 | $305,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 6,871 | $304,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 10,852 | $304,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,815 | $302,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 4,421 | $302,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 4,277 | $299,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 5,380 | $298,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,356 | $297,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 3,859 | $296,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,143 | $296,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,335 | $296,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 9,823 | $294,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,064 | $293,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 3,266 | $293,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 11,869 | $293,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,088 | $292,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 5,017 | $291,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,302 | $291,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 10,526 | $291,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,494 | $290,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 42,527 | $290,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 6,515 | $290,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 2,812 | $289,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 1,137 | $289,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,991 | $288,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 3,018 | $288,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 11,730 | $288,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 7,869 | $287,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 19,651 | $287,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,687 | $286,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 9,076 | $286,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 123,005 | $285,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,005 | $285,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 3,314 | $285,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 18,849 | $285,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 20,000 | $283,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 10,200 | $282,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,818 | $282,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 8,966 | $281,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 30,022 | $281,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,501 | $280,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 2,940 | $280,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 4,247 | $280,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 6,248 | $280,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,980 | $279,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 4,927 | $279,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 2,128 | $278,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 3,519 | $278,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,036 | $278,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 3,178 | $278,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 16,458 | $277,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 3,299 | $276,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 3,026 | $275,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,210 | $275,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 3,947 | $275,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 2,923 | $274,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 1,997 | $274,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 5,348 | $274,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 1,890 | $273,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 4,294 | $273,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 6,743 | $273,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 6,047 | $271,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,620 | $271,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,471 | $271,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 41,881 | $271,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 2,957 | $270,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 7,792 | $270,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 4,049 | $270,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,016 | $269,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 986 | $268,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 10,858 | $268,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 8,573 | $268,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 8,182 | $267,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 20,996 | $267,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 11,452 | $267,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,026 | $266,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 3,755 | $266,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 2,336 | $266,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 2,365 | $265,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 52,554 | $261,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 20,109 | $261,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,510 | $261,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 7,794 | $261,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 10,793 | $260,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 8,863 | $259,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 3,180 | $259,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 4,712 | $259,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 4,175 | $259,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 5,510 | $259,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 3,793 | $258,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,739 | $257,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,856 | $257,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 5,181 | $257,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,704 | $256,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 3,421 | $255,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 9,200 | $255,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 2,878 | $254,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 9,002 | $254,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 5,214 | $254,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 10,600 | $254,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 3,873 | $253,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 3,322 | $253,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 20,668 | $253,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 4,971 | $252,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 3,829 | $252,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 4,527 | $251,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 4,645 | $250,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 5,550 | $248,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 6,223 | $248,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 26,702 | $248,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 7,203 | $248,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 2,777 | $247,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 5,714 | $247,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 7,688 | $247,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 17,360 | $247,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 3,632 | $246,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 1,731 | $245,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 5,023 | $245,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,044 | $245,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 13,317 | $244,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 3,918 | $244,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 6,218 | $242,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 3,798 | $242,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 13,181 | $241,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 5,164 | $240,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 4,891 | $240,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 2,112 | $240,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 4,542 | $240,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 18,309 | $240,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 2,612 | $239,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,238 | $239,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,432 | $239,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 6,930 | $238,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 4,730 | $238,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 1,547 | $236,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 11,253 | $236,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 3,733 | $236,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 4,113 | $236,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,043 | $235,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 8,336 | $235,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,374 | $235,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 10,622 | $235,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 9,079 | $235,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 65,795 | $235,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 2,598 | $234,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 1,017 | $234,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 7,930 | $234,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 7,296 | $233,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 20,865 | $232,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 8,674 | $232,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 3,337 | $232,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 3,935 | $231,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 3,067 | $231,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,606 | $230,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 3,190 | $230,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 205 | $229,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 11,645 | $227,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 15,351 | $227,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 8,905 | $226,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 17,417 | $226,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 2,875 | $226,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,254 | $225,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 21,209 | $225,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 16,721 | $225,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 4,969 | $224,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 1,070 | $224,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 10,347 | $224,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 1,861 | $223,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 3,691 | $222,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 1,346 | $221,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 3,679 | $221,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 7,444 | $220,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 5,746 | $220,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,995 | $219,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,278 | $219,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 20,628 | $219,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,614 | $217,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 5,319 | $217,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 2,935 | $217,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 2,360 | $217,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 8,647 | $217,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,712 | $215,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 5,399 | $214,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 4,236 | $214,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 3,735 | $213,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 11,718 | $213,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 4,862 | $213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 4,306 | $213,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 3,220 | $212,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 3,671 | $212,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,289 | $212,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 6,635 | $212,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 14,178 | $212,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 21,204 | $212,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 12,240 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,433 | $211,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,609 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 7,034 | $210,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 8,001 | $210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 5,332 | $210,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 10,137 | $210,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,122 | $209,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 2,600 | $209,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 4,195 | $209,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 6,044 | $209,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 3,730 | $208,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 10,850 | $208,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 7,136 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,171 | $208,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 7,470 | $208,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 8,159 | $208,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 7,668 | $207,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 8,617 | $206,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 12,124 | $206,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 929 | $205,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 8,183 | $205,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 5,874 | $205,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 21,551 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 6,311 | $204,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,883 | $204,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 3,769 | $203,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 8,586 | $203,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 4,461 | $203,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 928 | $202,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 9,121 | $202,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 23,876 | $202,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 10,060 | $202,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 1,839 | $201,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,579 | $201,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,652 | $201,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 7,515 | $200,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 48,929 | $200,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 15,118 | $199,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 18,073 | $199,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 13,301 | $198,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 28,962 | $195,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,229 | $192,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 18,750 | $191,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 13,575 | $189,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 10,133 | $187,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 18,812 | $179,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 13,952 | $178,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 10,643 | $178,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 11,096 | $177,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 10,558 | $171,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 21,320 | $157,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 13,350 | $156,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,320 | $156,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 10,573 | $152,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 11,649 | $151,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 43,502 | $149,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 53,820 | $147,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 10,458 | $146,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 15,191 | $146,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 19,837 | $138,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 15,093 | $134,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 33,234 | $132,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 10,837 | $132,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 10,671 | $129,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 16,743 | $128,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 16,401 | $126,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 12,930 | $124,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 15,224 | $122,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 13,186 | $120,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 16,588 | $118,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 14,249 | $115,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 11,777 | $112,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 10,522 | $107,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 30,510 | $106,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,251 | $105,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 10,000 | $102,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 11,188 | $93,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 86,000 | $88,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 15,081 | $85,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 11,500 | $84,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,386 | $77,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 11,423 | $72,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 30,818 | $67,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 10,570 | $64,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 41,000 | $62,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 10,010 | $59,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 45,000 | $58,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 19,048 | $55,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 10,071 | $54,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,741 | $35,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 30,000 | $30,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $26,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 25,000 | $25,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 11,500 | $25,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 20,000 | $23,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 22,000 | $23,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 20,000 | $21,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 15,000 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000701059-21-000011 | this filing | 2021-05-14 | acceptance time not in the bulk data set |