13F-HR filed by MML INVESTORS SERVICES, LLC
MML INVESTORS SERVICES, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 1,659 holding rows worth $9,360,716,000.
- Accession
- 0000701059-21-000002
- Filer
- CIK 701059
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,659 entries on the cover page, a total value of $9,360,716,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,360,716,000 with VALUE read as thousands by filing date, 13F file number 028-16947. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares MSCI Frontier 100 | 464286145 | cs | 8,700 | $247,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 6,593 | $245,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 2,826 | $245,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 6,799 | $244,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 2,102 | $242,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 4,065 | $242,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 8,326 | $241,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 5,150 | $241,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4,425 | $240,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 61,152 | $239,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 122,007 | $239,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 10,172 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 4,983 | $239,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 13,315 | $239,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,244 | $238,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 4,973 | $238,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 3,850 | $238,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 3,004 | $237,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 7,254 | $237,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 3,421 | $237,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,275 | $237,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,333 | $236,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 3,298 | $235,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 7,311 | $234,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 38,502 | $234,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 6,527 | $234,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,733 | $233,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 5,371 | $233,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,493 | $232,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,587 | $232,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 4,498 | $231,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,673 | $231,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 11,911 | $231,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 4,931 | $231,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 4,714 | $231,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 10,308 | $231,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 5,638 | $231,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 1,760 | $230,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 929 | $228,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 3,121 | $228,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,075 | $228,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 9,676 | $228,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 3,659 | $228,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 4,317 | $228,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 2,732 | $227,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,746 | $225,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 15,396 | $225,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 5,291 | $225,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 9,555 | $223,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 17,282 | $222,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 16,698 | $222,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 2,563 | $221,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,368 | $220,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 4,936 | $219,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 4,033 | $219,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,002 | $219,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 4,976 | $218,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,152 | $217,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,637 | $216,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,000 | $216,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 3,460 | $216,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 16,536 | $216,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,688 | $215,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 4,204 | $215,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,242 | $214,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 15,108 | $214,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,687 | $212,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,721 | $211,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 8,262 | $211,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 1,923 | $211,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 5,202 | $211,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 2,159 | $211,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,020 | $210,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 6,194 | $210,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 17,918 | $210,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 6,672 | $209,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 7,008 | $208,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 5,660 | $208,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,596 | $208,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 9,422 | $208,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 1,898 | $206,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 4,857 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,151 | $206,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,985 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 3,698 | $206,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 1,576 | $205,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 3,465 | $204,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 18,362 | $204,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,505 | $204,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 12,224 | $203,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 2,826 | $203,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 1,659 | $203,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 2,106 | $202,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,111 | $201,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 5,168 | $201,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 24,540 | $200,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 3,794 | $200,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 44,595 | $198,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 19,578 | $197,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 10,375 | $196,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 13,256 | $190,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 18,716 | $185,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 10,375 | $184,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 19,257 | $183,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 19,534 | $173,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 28,333 | $173,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 14,285 | $171,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 21,816 | $170,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 10,536 | $168,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 13,470 | $165,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 26,376 | $160,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 14,160 | $159,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 52,014 | $159,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 11,664 | $159,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,076 | $155,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 17,489 | $153,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 21,951 | $152,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 12,737 | $151,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 10,079 | $150,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 20,000 | $149,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 13,011 | $149,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,464 | $146,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 11,850 | $141,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,963 | $136,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,330 | $135,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 10,638 | $133,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 11,386 | $133,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 12,075 | $120,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 11,657 | $116,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 12,561 | $116,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 23,500 | $115,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 10,573 | $109,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 19,830 | $107,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 30,510 | $107,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,763 | $104,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 18,165 | $103,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 13,413 | $102,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 14,114 | $100,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,638 | $100,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 15,021 | $94,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11,393 | $91,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 10,153 | $91,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 29,136 | $89,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 86,000 | $88,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 15,780 | $83,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 13,347 | $78,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 14,915 | $77,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 11,732 | $76,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 10,000 | $74,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 14,089 | $73,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 30,818 | $69,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,386 | $61,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 18,900 | $52,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 16,333 | $42,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 18,000 | $38,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 25,000 | $24,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 22,000 | $23,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,741 | $23,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 15,000 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000701059-21-000002 | this filing | 2021-02-12 | acceptance time not in the bulk data set |