13F-HR filed by MML INVESTORS SERVICES, LLC
MML INVESTORS SERVICES, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 1,570 holding rows worth $7,979,280,000.
- Accession
- 0000701059-20-000013
- Filer
- CIK 701059
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,570 entries on the cover page, a total value of $7,979,280,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,979,280,000 with VALUE read as thousands by filing date, 13F file number 028-16947. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 33,726 | $184,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 24,838 | $181,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 11,464 | $180,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 10,333 | $177,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 13,986 | $175,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 17,340 | $174,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 16,507 | $174,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 10,445 | $171,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 16,618 | $171,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 18,380 | $168,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 13,313 | $157,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 119,876 | $156,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 20,991 | $156,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 16,399 | $153,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 14,385 | $153,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 10,317 | $152,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 13,581 | $151,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 16,974 | $150,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 37,605 | $150,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 13,631 | $148,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 14,214 | $148,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 12,969 | $139,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 12,805 | $139,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 19,913 | $135,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,300 | $131,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 17,557 | $129,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,578 | $127,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 53,817 | $122,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 11,602 | $117,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 15,048 | $113,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 11,871 | $112,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 12,795 | $107,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 16,506 | $107,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 23,870 | $106,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 11,512 | $105,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 10,000 | $104,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,330 | $102,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 17,640 | $100,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 19,925 | $100,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 19,109 | $96,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 11,062 | $95,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 16,187 | $92,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 11,500 | $89,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 86,000 | $87,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 13,854 | $86,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 16,397 | $81,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 13,227 | $79,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 28,541 | $76,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 10,513 | $75,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 10,304 | $74,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 14,552 | $70,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 14,527 | $68,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 11,082 | $67,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 10,670 | $64,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 10,052 | $61,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 14,536 | $59,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 14,488 | $55,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,719 | $49,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 11,898 | $43,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 16,492 | $42,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 14,707 | $42,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 22,377 | $41,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 11,024 | $29,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 10,834 | $28,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 10,427 | $23,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 25,000 | $23,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 22,000 | $22,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 15,000 | $15,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,741 | $13,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 12,711 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000701059-20-000013 | this filing | 2020-11-13 | acceptance time not in the bulk data set |