Skip to content

13F-HR filed by MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 1,508 holding rows worth $7,474,425,000 by the sum of the rows.

Accession
0000701059-20-000011
Filed
2020-08-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2020

A holdings report, 747,442 entries on the cover page, a total value of $1,508,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,474,425,000 with VALUE read as thousands by filing date, 13F file number 028-16947. The quarter's positions are built on this report. The resolved quarter.

The cover page states a total of $1,508,000, 100% less than the sum of the rows, $7,474,425,000. This page uses the sum of the rows.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
Mallinckrodt PlcG5785G107SHS12,711$34,000thousands by filing date
NEW YORK MORTGAGE TRUST INC649604501COM PAR $.0211,690$31,000thousands by filing date
PROSPECT CAP CORP74348TAR3NOTE 4.950% 7/122,000$20,000thousands by filing date
POLYMET MINING CORP731916102COM40,527$17,000thousands by filing date
CONFORMIS INC20717E101COM20,000$16,000thousands by filing date
TCP Cap Corp Sr Conv Nt87238qad5CONV15,000$15,000thousands by filing date
INFINITY PHARMACEUTICALS INC45665G303COM10,741$10,000thousands by filing date
T-Mobile US Inc Rights 20872590112RIGHT 07/27/202028,781$5,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000701059-20-000011this filing2020-08-14acceptance time not in the bulk data set