Skip to content

13F-HR filed by MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 1,388 holding rows worth $5,811,420,000 by the sum of the rows.

Accession
0000701059-20-000008
Filed
2020-05-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2020

A holdings report, 581,142 entries on the cover page, a total value of $1,388,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,811,420,000 with VALUE read as thousands by filing date, 13F file number 028-16947. The quarter's positions are built on this report. The resolved quarter.

The cover page states a total of $1,388,000, 100% less than the sum of the rows, $5,811,420,000. This page uses the sum of the rows.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
iShares ESG Aware MSCI USA Small-Cap ETF46435U663SHS18,253$364,000thousands by filing date
Ishares Ibonds Dec46434VAQ3ETF14,446$364,000thousands by filing date
ROCKWELL AUTOMATION INC COM773903109Stock2,408$363,000thousands by filing date
UNITED AIRLS HLDGS INC COM910047109Stock11,510$363,000thousands by filing date
INNOVATOR ETFS TRUST45782C540US EQTY PWR BUF15,239$363,000thousands by filing date
AGNC INVT CORP COM00123Q104REIT34,230$362,000thousands by filing date
CHARLES RIV LABS INTL INC159864107COM2,870$362,000thousands by filing date
JOHN HANCOCK TAX-ADVANTAGED DI41013V100COM20,490$360,000thousands by filing date
PIMCO DYNAMIC CR INCOME FD72202D106COM SHS21,387$360,000thousands by filing date
PACWEST BANCORP DEL695263103COM20,063$360,000thousands by filing date
PULTE GROUP INC COM745867101Stock16,019$358,000thousands by filing date
IDEX CORP COM45167R104Stock2,588$357,000thousands by filing date
FLEXSHARES TR33939L795STOXX GLOBR INF8,268$357,000thousands by filing date
EXPONENT INC30214U102COM4,954$356,000thousands by filing date
H&E EQUIPMENT SERVICES INC404030108COM24,163$355,000thousands by filing date
RBC BEARINGS INC COM75524B104Stock3,134$354,000thousands by filing date
DARLING INGREDIENTS INC COM237266101Stock18,399$353,000thousands by filing date
TETRA TECH INC NEW88162G103COM4,987$352,000thousands by filing date
BARCLAYS PLC ADR06738E204ADR77,569$351,000thousands by filing date
ROBERT HALF INC. COM770323103Stock9,290$351,000thousands by filing date
Vanguard Energy ETF92204A306SHS9,134$349,000thousands by filing date
AMN HEALTHCARE SVCS INC001744101COM6,045$349,000thousands by filing date
CHIMERA INVESTMENT CORP16934Q208COM NEW38,208$348,000thousands by filing date
GOLDMAN SACHS BDC INC38147U107SHS28,155$347,000thousands by filing date
WESTERN DIGITAL CORP958102105COM8,325$346,000thousands by filing date
UNITED STATES OIL FUND LP91232N108UNITS81,911$345,000thousands by filing date
J P MORGAN EXCHANGE-TRADED F46641Q100DIV RTN GLB EQ7,206$345,000thousands by filing date
PEOPLE'S UNITED FINANCIAL INC712704105COM31,116$344,000thousands by filing date
PIMCO HIGH INCOME FD722014107COM SHS70,036$343,000thousands by filing date
STIFEL FINL CORP860630102COM8,308$343,000thousands by filing date
ANNALY CAPITAL MANAGEMENT035710409COM67,572$343,000thousands by filing date
ARCHER DANIELS MIDLAND CO COM039483102Stock9,732$342,000thousands by filing date
PIMCO ETF TR72201R718ENHNCD LW DUR AC3,458$342,000thousands by filing date
LLOYDS BANKING GROUP PLC SPONSORED ADR539439109ADR226,018$341,000thousands by filing date
PIMCO Investment Grade Co72201R817INV GRD CRP BD3,220$341,000thousands by filing date
SUN LIFE FINANCIAL INC. COM866796105Stock10,574$339,000thousands by filing date
OWENS CORNING NEW690742101COM8,745$339,000thousands by filing date
ISHARES TR464288737GLB CNSM STP ETF7,076$338,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33734X853INTL EQUITY OPP9,177$337,000thousands by filing date
MONGODB INC CL A60937P106Stock2,453$335,000thousands by filing date
RENAISSANCERE HLDGS LTD COMG7496G103Stock2,245$335,000thousands by filing date
NUVEEN QUALITY MUNCP INCOME67066V101COM24,395$335,000thousands by filing date
MOLINA HEALTHCARE INC60855R100COM2,400$335,000thousands by filing date
MARVELL TECHNOLOGY GROUP LTDG5876H105ORD14,808$335,000thousands by filing date
RIO TINTO PLC SPONSORED ADR767204100ADR7,325$334,000thousands by filing date
CARNIVAL CORP COMMON STOCK143658300Stock25,286$333,000thousands by filing date
NCR VOYIX CORPORATION62886E108COM18,820$333,000thousands by filing date
ISHARES TR464287861EUROPE ETF9,414$333,000thousands by filing date
ETSY INC29786A106COM8,639$332,000thousands by filing date
JACOBS ENGINEERING GROUP INC469814107COM4,183$332,000thousands by filing date
HIGHLAND FDS I430101774HI LD IBOXX SRLN21,452$332,000thousands by filing date
ALPS ETF TR00162Q593MED BREAKTHGH10,479$332,000thousands by filing date
GABELLI HEALTHCARE & WELLNES36246K103SHS38,155$330,000thousands by filing date
PUBLIC STORAGE COM74460D109REIT1,657$329,000thousands by filing date
TRANSDIGM GROUP INC COM893641100Stock1,025$328,000thousands by filing date
EATON VANCE NY MUNI INCOME T27826W104SH BEN INT26,394$327,000thousands by filing date
ULTA BEAUTY INC COM90384S303Stock1,849$325,000thousands by filing date
GODADDY INC CL A380237107Stock5,644$322,000thousands by filing date
SCHWAB STRATEGIC TR808524755FUNDAMENTAL INTL15,309$322,000thousands by filing date
CHENIERE ENERGY INC COM NEW16411R208Stock9,548$320,000thousands by filing date
PIMCO MUN INCOME FD72200R107COM25,325$320,000thousands by filing date
CATALENT INC USD 0.01148806102COM6,137$319,000thousands by filing date
LEAR CORP COM NEW521865204Stock3,920$318,000thousands by filing date
J P MORGAN EXCHANGE TRADED F46641Q308DIV RTN EM EQT8,005$318,000thousands by filing date
CENTURYLINK INC156700106COM33,648$318,000thousands by filing date
WESTROCK CO96145D105COM11,258$318,000thousands by filing date
ISHARES46434VAX8EXCHANGE TRADED12,656$316,000thousands by filing date
SUMITOMO MITSUI FIN GRP INC86562M209SPONSORED ADR65,843$315,000thousands by filing date
ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF46431W838ETF6,303$314,000thousands by filing date
NUTANIX INC CL A67059N108Stock19,875$314,000thousands by filing date
PARKER-HANNIFIN CORP COM701094104Stock2,407$312,000thousands by filing date
INVESCO S&P 500 TOP 50 ETF46137V233ETF1,597$312,000thousands by filing date
HSBC HLDGS PLC SPON ADR NEW404280406ADR11,098$311,000thousands by filing date
NETAPP INC COM64110D104Stock7,459$311,000thousands by filing date
ISHARES TR464287846DOW JONES US ETF2,465$311,000thousands by filing date
ALEXANDRIA REAL ESTATE EQ INC COM015271109REIT2,264$310,000thousands by filing date
WESTERN ASST INFLTN LKD INM95766Q106COM SH BEN INT29,190$307,000thousands by filing date
ISHARES TR464288596GOV/CRED BD ETF2,528$307,000thousands by filing date
MANULIFE FINL CORP56501R106COM24,422$306,000thousands by filing date
APTIV PLCG6095L109SHS6,221$306,000thousands by filing date
O'Shares FTSE U.S. Quality Divid67110P407COM10,526$306,000thousands by filing date
HYATT HOTELS CORP COM CL A448579102Stock6,371$305,000thousands by filing date
HILTON WORLDWIDE HLDGS INC COM43300A203Stock4,458$304,000thousands by filing date
CMS ENERGY CORP COM125896100Stock5,149$303,000thousands by filing date
DOLBY LABORATORIES INC COM CL A25659T107Stock5,572$302,000thousands by filing date
ABRDN HEALTHCARE INVESTORS87911J103SH BEN INT16,981$302,000thousands by filing date
MOTOROLA SOLUTIONS INC COM NEW620076307Stock2,260$300,000thousands by filing date
RYANAIR HOLDINGS PLC SPONSORED ADR783513203ADR5,628$299,000thousands by filing date
NUVEEN NEW YORK AMT QLT MUNI670656107COM23,792$297,000thousands by filing date
NRG ENERGY INC COM NEW629377508Stock10,847$296,000thousands by filing date
LITTELFUSE INC COM537008104Stock2,208$295,000thousands by filing date
WOODWARD INC COM980745103Stock4,969$295,000thousands by filing date
SMITH A O CORP COM831865209Stock7,766$294,000thousands by filing date
MARRIOTT INTL INC NEW CL A571903202Stock3,931$294,000thousands by filing date
GW PHARMACEUTICALS PLC36197T103ADS3,354$294,000thousands by filing date
INVESCO DB US DLR INDEX TR46141D203BULLISH FD10,950$294,000thousands by filing date
SPDR Portfolio High Yield Bond ETF78468R606SHS12,999$293,000thousands by filing date
NUVEEN NASDAQ 100 DYNAMIC OV670699107COM SHS15,420$293,000thousands by filing date
BIG LOTS INC089302103COM20,588$293,000thousands by filing date
iShares Global Healthcare ETF464287325SHS4,795$292,000thousands by filing date
iShares MSCI USA Equal Weighted ETF464286681SHS6,270$292,000thousands by filing date
Vanguard International High Dividend Yield ETF921946794SHS6,425$291,000thousands by filing date
NUTRIEN LTD COM67077M108Stock8,576$291,000thousands by filing date
TEXTRON INC COM883203101Stock10,925$291,000thousands by filing date
SCHWAB STRATEGIC TR808524888INTL SCEQT ETF11,926$291,000thousands by filing date
PROSHARES TR74348A541HGH YLD INT RATE5,288$291,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V159CMN10,237$291,000thousands by filing date
MARCUS CORPORATION566330106COMMON STOCK23,562$290,000thousands by filing date
ISHARES INC46434G830MSCI ITALY ETF13,935$289,000thousands by filing date
ISHARES TR464288745GLB CNS DISC ETF3,041$288,000thousands by filing date
PIMCO CORPORATE & INCM STRG72200U100COM21,601$288,000thousands by filing date
NORDSON CORP655663102COM2,124$287,000thousands by filing date
HANCOCK JOHN PREM DIVID FD41013T105COM SH BEN INT23,564$287,000thousands by filing date
PROSHARES TR74347R248LARGE CAP CRE4,838$286,000thousands by filing date
GLOBAL X FDS37950E549GLB X SUPERDIV30,726$286,000thousands by filing date
JAZZ PHARMACEUTICALS PLC SHS USDG50871105Stock2,855$285,000thousands by filing date
WPP PLC NEW ADR92937A102ADR8,383$283,000thousands by filing date
SPDR SERIES TRUST78464A789ST STR SP INS11,363$283,000thousands by filing date
NUSHARES ETF TR67092P102NUVEEN ENHNC YLD11,369$283,000thousands by filing date
EASTERLY GOVERNMENT PROPERTIES27616P103COMMON STOCK11,476$283,000thousands by filing date
VANECK ETF TRUST92189F700AGRIBUSINESS ETF5,491$282,000thousands by filing date
BNY MELLON STRATEGIC MUN BD09662E109COM39,361$282,000thousands by filing date
RITHM CAPITAL CORP COM NEW64828T201REIT55,671$279,000thousands by filing date
MID AMERICA APARTMENT COMMUNITIES INC.59522J103Common Stock, par value $0.01 per share2,702$278,000thousands by filing date
ISHARES46434VBG4EXCHANGE TRADED11,247$278,000thousands by filing date
EQUIFAX INC COM294429105Stock2,317$277,000thousands by filing date
PIMCO MUN INCOME FD III72201A103COM26,057$277,000thousands by filing date
FIDELITY MERRIMACK STR TR316188101CORP BOND ETF5,505$276,000thousands by filing date
UNIVERSAL HLTH SVCS INC CL B913903100Stock2,764$274,000thousands by filing date
PORTLAND GEN ELEC CO736508847COM NEW5,717$274,000thousands by filing date
IMAX CORP45245E109COM30,220$273,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V571GLOBAL DRGN CN7,250$273,000thousands by filing date
SIMON PPTY GROUP INC NEW COM828806109REIT4,915$270,000thousands by filing date
INVESCO EXCH TRD SLF IDX FD46138J775BLOO PRI PWR ETF6,022$269,000thousands by filing date
CABLE ONE INC12685J105COM163$268,000thousands by filing date
HCA Healthcare Inc40412C101COM2,976$267,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C730COM2,279$267,000thousands by filing date
BWX TECHNOLOGIES INC05605H100COM5,490$267,000thousands by filing date
SENSATA TECHNOLOGIES HLDG PLg8060n102SHS9,232$267,000thousands by filing date
RELIANCE INC759509102COM3,046$267,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138E149S&P SMLCP HELT2,576$266,000thousands by filing date
AMERICAN FINANCIAL GROUP INC COM025932104Stock3,773$264,000thousands by filing date
GATX CORP COM361448103Stock4,227$264,000thousands by filing date
ISHARES TR464288117INTL TREA BD ETF5,363$264,000thousands by filing date
BERRY GLOBAL GROUP INC08579W103COM7,784$262,000thousands by filing date
U.S. GLOBAL JETS ETF26922A842ETF17,795$262,000thousands by filing date
iShares MSCI Mexico ETF464286822SHS9,195$261,000thousands by filing date
PARAMOUNT GLOBAL92556H206CLASS B COM18,604$261,000thousands by filing date
CREDIT SUISSE ASSET MGMT INC224916106COM108,277$259,000thousands by filing date
NEXSTAR MEDIA GROUP INC COMMON STOCK65336K103Stock4,476$258,000thousands by filing date
FLAHERTY & CRUMRIN PFD & INM338478100COM15,381$257,000thousands by filing date
ZIMMER BIOMET HOLDINGS INC COM98956P102Stock2,533$256,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33734X101CONSUMR DISCRE9,537$256,000thousands by filing date
iShares MSCI ACWI ex U.S. ETF464288240SHS6,772$255,000thousands by filing date
COCA-COLA EUROPACIFIC PARTNERS SHSG25839104Stock6,786$255,000thousands by filing date
iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF46431W853SHS11,292$254,000thousands by filing date
ENTEGRIS INC COM29362U104Stock5,664$254,000thousands by filing date
LEIDOS HOLDINGS INC COM525327102Stock2,768$254,000thousands by filing date
HOLOGIC INC436440101COM7,239$254,000thousands by filing date
OCCIDENTAL PETE CORP674599105COM21,769$252,000thousands by filing date
ISHARES INC464286749MSCI SWITZERLAND7,135$252,000thousands by filing date
FREEPORT MCMORAN INC CL B35671D857Stock37,211$251,000thousands by filing date
CHECK POINT SOFTWARE TECH LTD ORDM22465104Stock2,496$251,000thousands by filing date
KRANESHARES TRUST CSI CHI INTERNET500767306CSI CHI INTERNET5,540$251,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V498S&P SMLCP MOMENT8,532$250,000thousands by filing date
LENNOX INTL INC COM526107107Stock1,371$249,000thousands by filing date
STERLING BANCORP DEL85917A100COM23,813$249,000thousands by filing date
UNITED STS NAT GAS FD LP912318300UNIT PAR19,866$249,000thousands by filing date
NUVEEN ESG LARGE-CAP GROWTH ETF67092P201ETF7,039$248,000thousands by filing date
WABTEC COM929740108Stock5,123$247,000thousands by filing date
INVESCO46138J825EXCHANGE TRADED11,994$247,000thousands by filing date
KKR & CO INC48251W104COM10,492$246,000thousands by filing date
COGNIZANT TECHNOLOGY SOLUTIONS CL A192446102Stock5,293$246,000thousands by filing date
ALLY FINL INC COM02005N100Stock17,022$246,000thousands by filing date
ONEOK INC NEW682680103COM11,136$243,000thousands by filing date
BLOCK H & R INC COM093671105Stock17,223$243,000thousands by filing date
CABOT MICROELECTRONICS CORP12709P103COM2,132$243,000thousands by filing date
QORVO INC COM74736K101Stock3,001$242,000thousands by filing date
GENTEX CORP COM371901109Stock10,927$242,000thousands by filing date
BROWN FORMAN CORP CL B115637209Stock4,366$242,000thousands by filing date
FIRST INDL RLTY TR INC COM32054K103REIT7,249$241,000thousands by filing date
THE CAMPBELLS COMPANY COM134429109Stock5,218$241,000thousands by filing date
COHEN & STEERS QUALITY INCOME19247L106COM26,682$241,000thousands by filing date
BXP INC COM101121101REIT2,602$240,000thousands by filing date
SPDR Portfolio Corporate Bond ETF78464A144SHS7,316$239,000thousands by filing date
WISDOMTREE TR97717W869EUROPE SMCP DV5,869$239,000thousands by filing date
FIFTH THIRD BANCORP COM316773100Stock16,025$238,000thousands by filing date
UBS GROUP AG SHSH42097107Stock25,751$238,000thousands by filing date
NETEASE COM INC SPONSORED ADS64110W102ADR739$237,000thousands by filing date
STARWOOD PPTY TR INC COM85571B105REIT23,115$237,000thousands by filing date
ISHARES TR464287754US INDUSTRIALS1,905$237,000thousands by filing date
DUKE REALTY CORP264411505COM NEW7,333$237,000thousands by filing date
EXPEDIA GROUP INC COM NEW30212P303Stock4,188$236,000thousands by filing date
FIDELITY COVINGTON TRUST316092204MSCI CONSM DIS6,240$236,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C573TOTAL CORP BND2,759$236,000thousands by filing date
WATERS CORP COM941848103Stock1,289$235,000thousands by filing date
GLOBAL X FDS37954Y855LITHIUM BTRY ETF10,840$235,000thousands by filing date
GARTNERINC366651107STOK2,354$234,000thousands by filing date
TEMPLETON DRAGON FD INC88018T101COM13,732$234,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33739Q309HIGH INCM STRGC5,654$234,000thousands by filing date
MELLANOX TECHNOLOGIES LTDM51363113COMMON STOCK1,925$234,000thousands by filing date
INSULET CORP COM45784P101Stock1,404$233,000thousands by filing date
INDUSTRIAL LOGISTICS PPTYS T456237106COM SHS BEN INT13,309$233,000thousands by filing date
QTS RLTY TR INC74736A103COM CL A4,012$233,000thousands by filing date
KEMPER CORP COM488401100Stock3,119$232,000thousands by filing date
Fidelity High Dividend ETF316092840SHS10,085$231,000thousands by filing date
TOLL BROTHERS INC COM889478103Stock11,979$231,000thousands by filing date
DOLLAR TREE INC COM256746108Stock3,147$231,000thousands by filing date
WYNDHAM DESTINATIONS INC98310W108COM10,630$231,000thousands by filing date
WEYERHAEUSER CO COM NEW962166104REIT13,575$230,000thousands by filing date
MODERNA INC60770K107COM7,620$228,000thousands by filing date
iShares JP Morgan EM Local Ccy Bd ETF464286517SHS6,062$227,000thousands by filing date
TREEHOUSE FOODS INC COM89469A104Stock5,147$227,000thousands by filing date
EXCHANGE TRADED CONCEPTS TRU301505707ROBO GLB ETF6,772$227,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V787BIOTECHNOLOGY4,884$227,000thousands by filing date
AMEREN CORP COM023608102Stock3,101$226,000thousands by filing date
ISHARES TR464287192US TRSPRTION1,637$226,000thousands by filing date
CASEYS GEN STORES INC147528103COM1,693$224,000thousands by filing date
POWER INTEGRATIONS INC COM739276103Stock2,529$223,000thousands by filing date
AMERICAN CAMPUS COMMUNITIES024835100COM8,022$223,000thousands by filing date
PIMCO GLOBAL STOCKPLUS INCOM722011103COM27,954$223,000thousands by filing date
NEWELL BRANDS INC COM651229106Stock16,706$222,000thousands by filing date
BANK MONTREAL MEDIUM COM063671101Stock4,416$222,000thousands by filing date
WASTE CONNECTIONS INC COM94106B101Stock2,853$221,000thousands by filing date
NICE LTD SPONSORED ADR653656108ADR1,531$220,000thousands by filing date
MOLSON COORS BEVERAGE CO CL B60871R209Stock5,647$220,000thousands by filing date
NORTHERN TR CORP COM665859104Stock2,905$219,000thousands by filing date
POLARIS INC COM731068102Stock4,556$219,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33734X150INDLS PROD DUR7,179$218,000thousands by filing date
SPDR SERIES TRUST78464A672ST INTER ETF6,593$218,000thousands by filing date
ICICI BANK LIMITED ADR45104G104ADR25,497$217,000thousands by filing date
SYNEOS HEALTH INC87166B102CL A5,508$217,000thousands by filing date
PRINCIPAL FINANCIAL GROUP INC COM74251V102Stock6,893$216,000thousands by filing date
COLUMBIA SPORTSWEAR CO198516106COM3,092$216,000thousands by filing date
INVESCO DB PRECIOUS METALS FUND46140H502ETF5,293$216,000thousands by filing date
Direxion All Cap Insider Senti25459Y769ETF7,622$216,000thousands by filing date
WESTLAKE CORPORATION960413102COM5,640$215,000thousands by filing date
FIRST TR EXCH TRD ALPHDX FD33737J182EMERG MKT ALPH12,219$215,000thousands by filing date
HEICO CORP NEW COM422806109Stock2,871$214,000thousands by filing date
SS&C TECH HLDGS COM78467J100Stock4,890$214,000thousands by filing date
JANUS DETROIT STR TR47103U886HENDRSN SHRT ETF4,337$214,000thousands by filing date
AIR LEASE CORP00912X302CL A9,663$214,000thousands by filing date
ISHARES CMBS ETF46429B366CMBS ETF3,958$213,000thousands by filing date
AVANGRID INC05351W103COM4,867$213,000thousands by filing date
EATON VANCE CORP278265103COM NON VTG6,609$213,000thousands by filing date
COHEN & STEERS TOTAL RETURN19247R103COM21,062$213,000thousands by filing date
SFL CORP LTDG7738W106COMMON STOCK22,504$213,000thousands by filing date
BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR05946K101ADR69,339$212,000thousands by filing date
NUVEEN TAX-ADVANTAGED DIVID67073G105COM18,849$212,000thousands by filing date
ALLIANT ENERGY CORP COM018802108Stock4,364$211,000thousands by filing date
KOHLS CORP500255104COM14,490$211,000thousands by filing date
FIRST SOLAR INC COM336433107Stock5,837$210,000thousands by filing date
IAC INTERACTIVECORP44919P508COM1,174$210,000thousands by filing date
DENTSPLY SIRONA INC24906P109COM5,374$209,000thousands by filing date
CACI INTL INC CL A127190304Stock985$208,000thousands by filing date
FIRST TR MID CAP CORE ALPHAD33735B108COM SHS4,291$207,000thousands by filing date
FIDELITY COVINGTON TRUST316092873MSCI COMMNTN SVC7,115$207,000thousands by filing date
PIMCO NY MUNICIPAL INCOME FD72200T103COM19,116$207,000thousands by filing date
Anglogold Ashanti Plc035128206Common12,358$206,000thousands by filing date
TENCENT MUSIC ENTMT GROUP SPON ADS88034P109ADR20,381$205,000thousands by filing date
HARLEY DAVIDSON INC COM412822108Stock10,854$205,000thousands by filing date
FORTUNE BRANDS INNOVATIONS INC COM34964C106Stock4,739$205,000thousands by filing date
ARROW ELECTRS INC042735100COM3,956$205,000thousands by filing date
SPIRIT AEROSYSTEMS HLDGS INC848574109COM CL A8,559$205,000thousands by filing date
MORNINGSTAR INC COM617700109Stock1,756$204,000thousands by filing date
WHIRLPOOL CORP COM963320106Stock2,372$203,000thousands by filing date
ROYAL BK CDA COM780087102Stock3,282$202,000thousands by filing date
GABELLI DIVID & INCOME TR36242H104COM13,609$202,000thousands by filing date
EATON VANCE ENHANCED EQUITY278277108COM14,510$201,000thousands by filing date
iShares Morningstar Small-Cap Growth ETF464288604SHS1,204$200,000thousands by filing date
NORWEGIAN CRUISE LINE HLDGS LT SHSG66721104Stock18,255$200,000thousands by filing date
ROGERS COMMUNICATIONS INC CL B775109200Stock4,821$200,000thousands by filing date
VANGUARD WORLD FD92204A603INDUSTRIAL ETF1,816$200,000thousands by filing date
ETFMG26924G508EXCHANGE TRADED17,553$200,000thousands by filing date
GLOBAL X FDS37950E226GLB X MLP ENRG I32,578$200,000thousands by filing date
MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS606822104ADR54,430$199,000thousands by filing date
GABELLI EQUITY TR INC COM362397101CEF45,627$198,000thousands by filing date
INVESCO TR INVT GRADE NEW YO46131T101COM16,363$198,000thousands by filing date
GABELLI GLOBAL SMALL & MID C36249W104COM26,789$195,000thousands by filing date
ETRACS Wells Fargo Busine902641588ETRAC WELLS BDCI17,137$193,000thousands by filing date
GLOBAL X FDS37950E291GLOBX SUPDV US15,002$193,000thousands by filing date
ING GROEP N.V. SPONSORED ADR456837103ADR37,029$191,000thousands by filing date
BAKER HUGHES COMPANY CL A05722G100Stock18,234$191,000thousands by filing date
ISHARES TR464287796U.S. ENERGY ETF12,492$191,000thousands by filing date
F N B CORP302520101COM25,972$191,000thousands by filing date
FINANCIAL INSTITUTIONS INC317585404COMMON STOCK10,511$191,000thousands by filing date
ARROW ETF TR04273H104ARROW DJ GLB YLD20,035$191,000thousands by filing date
AMERICAN AIRLINES GROUP INC COM02376R102Stock15,467$189,000thousands by filing date
WESTERN ASSET MANAGED MUNS F95766M105COM15,780$189,000thousands by filing date
CRYOPORT INC COM PAR $0.001229050307Stock11,000$188,000thousands by filing date
ABERDEEN ASIA-PACIFIC INCOME F003009107COM55,503$188,000thousands by filing date
RMR REAL ESTATE INCOME FD76970B101COM18,483$188,000thousands by filing date
3D SYSTEMS CORP88554D205COMMON STOCK24,231$187,000thousands by filing date
NEW YORK LIFE INVESTMENTS ET45409B560FTSE INTL EQTY C11,064$186,000thousands by filing date
VANECK ETF TRUST92189F411BDC INCOME ETF19,269$180,000thousands by filing date
CLOVIS ONCOLOGY INC189464100COM28,100$179,000thousands by filing date
VANECK ETF TRUST92189F429PREFERRED SECURT10,373$171,000thousands by filing date
TEMPLETON EMERGING MKTS INCO880192109COM22,593$169,000thousands by filing date
ALGONQUIN POWER & UTILITIES CO COM015857105Stock12,381$166,000thousands by filing date
SK TELECOM LTD78440P108SPONSORED ADR10,126$165,000thousands by filing date
FIREEYE INC31816Q101COM15,398$163,000thousands by filing date
GLOBAL X FDS37950E473GLBL X MLP ETF51,555$162,000thousands by filing date
CALAMOS CONV & HIGH INCOME F12811P108COM SHS17,936$159,000thousands by filing date
SIGNET JEWELERS LTD SHSG81276100Stock24,564$158,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V589GBL LISTED PVT19,116$155,000thousands by filing date
PUTNAM MUNICIPAL OPPORTUNITIES746922103SH BEN INT12,798$153,000thousands by filing date
BLACKROCK MUNIYIELD N Y QUAL09255E102COM12,503$153,000thousands by filing date
ENERGY TRANSFER L P29273V100COM UT LTD PTN32,903$151,000thousands by filing date
ALLSPRING INCOME OPPORTUNITIES94987B105INC OPPTY FD23,527$150,000thousands by filing date
HALLIBURTON CO COM406216101Stock21,803$149,000thousands by filing date
MACYS INC COM55616P104Stock30,236$148,000thousands by filing date
EATON VANCE NEW YORK MUN BD27827Y109COM12,826$148,000thousands by filing date
HEWLETT PACKARD ENTERPRISE CO COM42824C109Stock15,180$147,000thousands by filing date
TECK RESOURCES LTD CL B878742204Stock19,307$146,000thousands by filing date
BLACKROCK CORPORATE HIGH YIELD09255P107COM16,381$144,000thousands by filing date
MFS MULTIMARKET INCOME TR552737108SH BEN INT28,330$143,000thousands by filing date
NUVEEN DOW 30 DYNMC OVERWRT67075F105SHS11,282$141,000thousands by filing date
EATON VANCE ENHANCED EQUITY278274105COM11,606$141,000thousands by filing date
ZYNGA INC.98986T108CL A19,950$137,000thousands by filing date
KIMCO REALTY CORP COM49446R109REIT13,789$133,000thousands by filing date
BLACKROCK LIMITED DURATION INC09249W101COM SHS10,520$133,000thousands by filing date
ENTERCOM COMMUNICATIONS CORP293639100CL A74,879$128,000thousands by filing date
AMERICA MOVIL SA DE CV-ADR02364W105SPON ADR L SHS10,772$127,000thousands by filing date
L BRANDS INC501797104COM10,922$126,000thousands by filing date
ON SEMICONDUCTOR CORP COM682189105Stock10,021$125,000thousands by filing date
INOVIO PHARMACEUTICALS INC45773H201COM NEW16,610$124,000thousands by filing date
VALE S A91912E105SPONSORED ADS14,789$123,000thousands by filing date
AMCOR PLCG0250X107ORD14,998$122,000thousands by filing date
QURATE RETAIL INC74915M100COM SER A19,977$122,000thousands by filing date
AMBEV SA SPONSORED ADR02319V103ADR52,215$120,000thousands by filing date
EATON VANCE TAX-MANAGED DIVE27828N102COM12,746$119,000thousands by filing date
MORGAN STANLEY EMER MKTS DEB61744H105COM15,290$117,000thousands by filing date
NATIONAL OILWELL VARCO INC637071101COM11,752$116,000thousands by filing date
FLEX LTD ORDY2573F102Stock13,488$113,000thousands by filing date
APOLLO COML REAL ESTATE FIN03762U105COM15,289$113,000thousands by filing date
MERIDIAN BANCORP INC MD58958U103COM10,051$113,000thousands by filing date
SABRA HEALTH CARE REIT INC COM78573L106REIT10,222$112,000thousands by filing date
EATON VANCE SENIOR FLOATING-RA27828Q105COM11,362$112,000thousands by filing date
BRIXMOR PPTY GROUP INC11120U105COM11,718$111,000thousands by filing date
CRONOS GROUP INC22717L101COM19,541$111,000thousands by filing date
EATON VANCE TAX-MANAGED GLOB27829F108COM17,296$110,000thousands by filing date
ATI INC COM01741R102Stock12,752$108,000thousands by filing date
LEXINFINTECH HLDGS LTD ADR528877103ADR11,994$106,000thousands by filing date
PLAINS GP HLDGS L P72651A207LTD PARTNR INT A18,764$105,000thousands by filing date
ROYCE VALUE TRUST780910105COM10,438$101,000thousands by filing date
NUVEEN67072C105EXCHANGE TRADED13,949$101,000thousands by filing date
BLACKROCK GLOBAL ENERGY AND RE09250U101COM15,931$100,000thousands by filing date
UNITI GROUP INC91325V108COM16,532$100,000thousands by filing date
NUVEEN MUN VALUE FD INC670928100COM10,148$99,000thousands by filing date
GAMESTOP CORP36467W109CL A28,236$99,000thousands by filing date
CLOUGH GLOBAL OPPORTUNITIES18914E106SH BEN INT13,556$97,000thousands by filing date
RF INDUSTRIES LTD749552105COMMON STOCK23,865$95,000thousands by filing date
FRANKLIN LTD DURATION INCOME35472T101COM10,499$82,000thousands by filing date
ITAU UNIBANCO HLDG S A SPON ADR REP PFD465562106ADR17,127$77,000thousands by filing date
BLACKROCK ENHANCED EQUITY DI09251A104COM11,288$74,000thousands by filing date
DEVON ENERGY CORP NEW COM25179M103Stock10,510$73,000thousands by filing date
BRIGGS & STRATTON CORP109043109COM40,224$73,000thousands by filing date
ARBOR REALTY TRUST INC038923108COM14,662$72,000thousands by filing date
PARSLEY ENERGY INC701877102CL A12,572$72,000thousands by filing date
GOLDMAN SACHS MLP INC OPP FD38147W103COM SHS60,048$70,000thousands by filing date
SERVICE PPTYS TR81761L102COM SH BEN INT12,606$68,000thousands by filing date
BRF SA10552T107SPONSORED ADR22,643$66,000thousands by filing date
NUVEEN SENIOR INCOME FUND67067Y104COM13,938$62,000thousands by filing date
BRISTOL-MYERS SQUIBB CO110122157RIGHT 99/99/999916,060$61,000thousands by filing date
GALECTIN THERAPEUTICS INC363225202COMMON STOCK28,541$56,000thousands by filing date
BANCO SANTANDER SA ADR05964H105ADR22,940$54,000thousands by filing date
Abrdn Emerging Markets00301W105COM10,195$53,000thousands by filing date
REDWOOD TRUST INC758075402COM10,222$52,000thousands by filing date
SmileDirectClub Inc83192H106COM10,920$51,000thousands by filing date
MARATHON OIL CORP565849106COM14,409$47,000thousands by filing date
MIZUHO FINANCIAL GROUP INC SPONSORED ADR60687Y109ADR19,595$45,000thousands by filing date
TWO HARBORS INVESTMENT CORP90187B408COM NEW11,709$45,000thousands by filing date
HIGHLAND GLOBAL ALLOCATION F43010T104COM10,334$45,000thousands by filing date
VERITONE INC92347M100COM19,500$45,000thousands by filing date
IMMUNOGEN INC45253H101COMMON STOCK12,590$43,000thousands by filing date
AURORA CANNABIS INC05156X108COMMON STOCK-FO45,679$41,000thousands by filing date
MFA FINL INC55272X102COM23,822$37,000thousands by filing date
Whiting Petroleum Corpora966387409COM NEW46,747$31,000thousands by filing date
CEMEX SAB DE CV SPON ADR NEW151290889ADR13,797$29,000thousands by filing date
GAMCO GLOBAL GOLD NAT RES &36465A109COM SH BEN INT10,297$28,000thousands by filing date
EROS INTL PLCG3788M114SHS NEW13,530$22,000thousands by filing date
PROSPECT CAP CORP74348TAR3NOTE 4.950% 7/122,000$19,000thousands by filing date
MICROCHIP TECHNOLOGY INC.595017AD6NOTE 1.625% 2/111,000$16,000thousands by filing date
VASCULAR BIOGENICS LTDM96883109COM11,500$16,000thousands by filing date
CONFORMIS INC20717E101COM20,000$13,000thousands by filing date
TCP Cap Corp Sr Conv Nt87238qad5CONV15,000$13,000thousands by filing date
ANTERO RESOURCES CORP COM03674X106Stock16,992$12,000thousands by filing date
POLYMET MINING CORP731916102COM40,527$10,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000701059-20-000008this filing2020-05-14acceptance time not in the bulk data set