13F-HR filed by MML INVESTORS SERVICES, LLC
MML INVESTORS SERVICES, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-13, with 1,588 holding rows worth $6,971,669,000.
- Accession
- 0000701059-19-000015
- Filer
- CIK 701059
- Filed
- 2019-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 1,588 entries on the cover page, a total value of $6,971,669,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,971,669,000 with VALUE read as thousands by filing date, 13F file number 028-16947. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APPIAN CORP | 03782L101 | CL A | 5,685 | $205,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,147 | $204,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 24,166 | $204,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 8,038 | $204,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 2,962 | $203,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,509 | $202,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 5,009 | $202,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 13,803 | $202,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 3,721 | $202,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 1,103 | $202,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 13,432 | $201,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,070 | $201,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,537 | $201,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 9,791 | $200,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 26,170 | $199,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 17,095 | $198,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 12,034 | $197,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 10,903 | $196,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 25,614 | $195,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 10,733 | $194,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 14,665 | $193,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 13,303 | $185,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 38,700 | $184,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 18,485 | $184,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 10,064 | $180,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 18,897 | $178,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 18,695 | $178,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 11,609 | $174,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 18,905 | $173,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 13,618 | $172,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 11,812 | $171,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,675 | $167,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 15,924 | $167,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 12,920 | $162,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 10,843 | $161,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 19,334 | $160,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 29,255 | $160,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,060 | $160,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 10,685 | $160,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 12,140 | $157,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 15,014 | $157,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,191 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 10,787 | $155,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,025 | $150,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 12,290 | $149,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 13,230 | $142,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 19,260 | $141,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,878 | $137,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 20,926 | $137,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 11,007 | $135,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 11,720 | $134,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,888 | $132,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 19,384 | $128,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 96,926 | $126,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 11,697 | $125,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 12,615 | $123,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 19,822 | $122,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 28,793 | $119,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 16,228 | $116,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 14,822 | $111,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 85,091 | $106,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 16,781 | $105,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 20,025 | $87,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 12,878 | $83,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 12,638 | $83,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 10,271 | $83,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 13,167 | $78,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 10,849 | $76,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 14,295 | $72,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 27,059 | $69,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 14,707 | $67,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 33,043 | $64,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 29,568 | $64,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 14,145 | $60,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 46,733 | $58,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 23,973 | $57,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 10,000 | $56,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 15,637 | $45,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 10,843 | $43,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 14,720 | $40,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 11,002 | $36,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 25,290 | $26,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 10,711 | $24,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 22,000 | $22,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 33,618 | $19,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 10,908 | $19,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 13,530 | $18,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 10,000 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000701059-19-000015 | this filing | 2019-08-13 | acceptance time not in the bulk data set |