13F-HR filed by MML INVESTORS SERVICES, LLC
MML INVESTORS SERVICES, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-10, with 1,585 holding rows worth $6,463,309,000.
- Accession
- 0000701059-19-000011
- Filer
- CIK 701059
- Filed
- 2019-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 1,585 entries on the cover page, a total value of $6,463,309,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,463,309,000 with VALUE read as thousands by filing date, 13F file number 028-16947. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 11,589 | $192,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 13,287 | $191,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 11,427 | $190,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 27,600 | $189,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 13,892 | $184,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 16,074 | $181,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 13,159 | $181,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 10,068 | $181,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 10,955 | $179,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 11,977 | $179,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 19,538 | $176,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 14,421 | $175,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 35,225 | $174,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 12,790 | $174,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 12,397 | $173,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 21,440 | $172,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 14,106 | $171,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 17,806 | $170,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 11,332 | $170,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 13,913 | $169,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,990 | $168,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 20,498 | $167,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 11,737 | $166,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 13,549 | $166,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 18,711 | $165,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 10,332 | $163,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 24,163 | $163,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 10,626 | $157,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 10,843 | $157,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 10,000 | $157,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,316 | $156,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 11,254 | $155,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 50,161 | $155,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 10,405 | $153,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,181 | $153,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 34,360 | $149,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,137 | $148,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 11,488 | $145,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 11,759 | $140,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 23,835 | $139,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,503 | $139,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 16,085 | $138,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 12,443 | $136,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 17,856 | $135,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 16,036 | $127,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 101,976 | $126,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 16,654 | $124,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 13,530 | $124,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 10,159 | $120,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 12,237 | $120,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 19,391 | $110,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 15,938 | $109,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 20,784 | $106,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,384 | $104,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 10,215 | $100,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 22,550 | $94,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 14,043 | $91,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 25,027 | $88,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 14,500 | $84,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 10,034 | $83,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 14,190 | $81,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 12,882 | $77,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 10,897 | $76,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 15,420 | $72,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 25,534 | $69,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 23,874 | $66,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 22,000 | $65,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 15,359 | $65,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 19,720 | $64,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 17,730 | $63,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 20,025 | $58,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 10,000 | $54,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,340 | $50,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 10,436 | $45,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 14,203 | $43,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 25,278 | $39,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 54,598 | $38,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 11,002 | $31,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 29,000 | $29,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 39,475 | $25,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 10,975 | $22,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 11,347 | $21,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 33,618 | $16,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 10,000 | $14,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 10,000 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000701059-19-000011 | this filing | 2019-05-10 | acceptance time not in the bulk data set |