13F-HR filed by MML INVESTORS SERVICES, LLC
MML INVESTORS SERVICES, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-07, with 1,592 holding rows worth $5,927,309,000.
- Accession
- 0000701059-18-000016
- Filer
- CIK 701059
- Filed
- 2018-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 1,592 entries on the cover page, a total value of $5,927,309,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,927,309,000 with VALUE read as thousands by filing date, 13F file number 028-16947. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 8,438 | $203,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 16,310 | $203,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 3,502 | $203,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 21,373 | $203,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,501 | $202,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,971 | $201,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,071 | $201,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,631 | $201,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 7,537 | $201,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 5,862 | $200,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,529 | $200,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 10,549 | $197,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 15,992 | $196,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 21,760 | $195,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 13,191 | $192,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 11,058 | $185,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 16,192 | $185,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 21,337 | $185,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 29,202 | $184,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 15,536 | $184,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 18,607 | $177,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 12,515 | $175,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 20,456 | $174,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 24,156 | $172,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 14,768 | $171,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 17,089 | $171,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 11,112 | $171,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 63,042 | $171,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 10,000 | $170,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 27,069 | $168,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 23,880 | $166,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 12,932 | $165,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,990 | $161,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 11,904 | $157,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 21,222 | $155,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 12,123 | $155,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 14,702 | $155,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 12,531 | $152,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 10,206 | $152,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 13,042 | $152,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 11,470 | $151,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,380 | $150,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 33,279 | $150,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 13,162 | $150,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,161 | $149,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 33,800 | $145,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 10,808 | $145,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 11,999 | $144,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 10,736 | $143,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 19,184 | $143,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 13,983 | $142,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 11,498 | $140,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 13,372 | $139,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 10,106 | $139,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 40,600 | $136,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 11,614 | $133,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,108 | $131,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 13,719 | $130,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 10,566 | $129,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 25,343 | $124,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 10,562 | $120,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 14,144 | $120,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 10,082 | $120,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 16,841 | $119,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 10,629 | $117,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 11,811 | $115,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 12,340 | $114,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 21,044 | $106,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 15,821 | $105,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 17,284 | $104,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 25,207 | $101,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 14,177 | $100,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,571 | $100,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 67,625 | $87,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 15,294 | $87,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 11,953 | $78,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,795 | $72,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 10,000 | $72,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 10,000 | $70,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 10,101 | $58,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 10,000 | $55,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 11,002 | $45,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 12,500 | $44,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 33,618 | $29,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 16,655 | $29,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 17,490 | $29,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 10,562 | $27,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 10,000 | $23,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 11,145 | $19,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 17,000 | $17,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 40,801 | $13,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCM T | 353793110 | RIGHT 10/18/2018 | 24,729 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000701059-18-000016 | this filing | 2018-11-07 | acceptance time not in the bulk data set |