13F-HR filed by MML INVESTORS SERVICES, LLC
MML INVESTORS SERVICES, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-11, with 1,363 holding rows worth $4,728,816,000.
- Accession
- 0000701059-18-000007
- Filer
- CIK 701059
- Filed
- 2018-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 1,363 entries on the cover page, a total value of $4,728,816,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,728,821,000 with VALUE read as thousands by filing date, 13F file number 028-16947. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 7,268 | $353,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 5,972 | $352,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 6,894 | $351,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 26,943 | $351,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 6,643 | $350,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 30,009 | $350,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 11,183 | $350,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,960 | $350,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 22,238 | $350,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,822 | $349,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 8,934 | $349,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,452 | $346,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 15,957 | $344,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 3,696 | $342,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 9,571 | $342,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 16,240 | $340,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 14,358 | $340,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 7,031 | $340,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 6,526 | $339,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 19,465 | $339,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,930 | $338,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 5,370 | $338,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 2,881 | $337,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 3,000 | $337,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 13,377 | $336,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 19,988 | $334,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 18,255 | $334,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 2,698 | $331,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,262 | $330,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 4,309 | $330,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 12,800 | $330,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 6,858 | $327,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,407 | $327,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 25,142 | $327,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 17,960 | $327,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,706 | $326,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 26,856 | $325,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 4,283 | $324,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 9,440 | $324,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 5,405 | $324,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,852 | $323,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 10,151 | $322,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 2,770 | $321,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 19,749 | $320,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,604 | $318,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 25,864 | $318,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 18,699 | $318,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 43,641 | $317,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 3,560 | $317,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 36,285 | $317,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 3,793 | $316,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 3,989 | $315,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,108 | $313,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,812 | $313,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 5,736 | $312,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 6,232 | $306,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 33,452 | $306,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 6,973 | $306,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,714 | $305,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,269 | $305,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,567 | $305,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,723 | $304,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,839 | $304,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 16,277 | $303,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 14,841 | $303,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 16,958 | $303,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 11,950 | $303,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,580 | $302,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 7,917 | $302,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 43,450 | $302,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 2,622 | $302,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,294 | $301,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 46,010 | $301,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 7,341 | $300,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 4,095 | $300,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 80,528 | $300,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 5,674 | $300,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 33,820 | $300,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 8,774 | $298,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,970 | $298,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,283 | $298,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 7,358 | $297,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 5,691 | $296,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 8,460 | $296,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 20,045 | $296,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 22,637 | $296,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 2,788 | $296,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 2,000 | $296,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 15,760 | $293,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 5,941 | $293,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 17,776 | $293,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 22,474 | $292,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 7,139 | $291,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 7,635 | $290,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 23,879 | $290,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 17,728 | $288,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 11,078 | $288,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,453 | $287,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 7,263 | $287,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 60,526 | $287,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 5,841 | $287,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 2,562 | $286,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 23,586 | $286,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 915 | $285,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,381 | $285,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 8,930 | $284,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 3,067 | $284,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 5,726 | $284,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 2,704 | $284,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 4,801 | $283,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,324 | $282,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,867 | $282,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 7,676 | $282,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,256 | $280,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,510 | $279,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,194 | $279,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 4,880 | $279,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 5,055 | $277,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 8,371 | $276,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 9,046 | $275,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,206 | $275,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 10,904 | $275,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,514 | $274,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 86,029 | $274,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 3,719 | $271,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 4,506 | $271,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,298 | $270,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 7,875 | $270,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 4,021 | $269,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 13,228 | $269,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 926 | $269,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,190 | $267,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 1,283 | $267,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 13,154 | $267,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,655 | $266,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 19,392 | $265,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 10,821 | $263,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 8,274 | $263,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 5,370 | $262,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 2,507 | $261,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 11,850 | $261,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 3,734 | $261,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,265 | $260,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 1,716 | $260,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,067 | $259,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,811 | $259,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 8,514 | $259,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,673 | $257,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 4,372 | $257,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 6,572 | $255,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 10,114 | $255,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 20,152 | $254,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 10,626 | $254,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 46,857 | $254,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 2,430 | $253,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,570 | $253,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 4,124 | $252,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,373 | $252,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 8,019 | $252,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 3,640 | $252,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 4,366 | $252,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,341 | $251,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,060 | $251,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,288 | $251,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 4,995 | $251,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 5,294 | $250,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,913 | $250,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 4,258 | $248,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 14,904 | $248,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,711 | $247,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 12,752 | $245,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 3,802 | $245,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 9,776 | $245,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,934 | $244,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,336 | $243,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 4,762 | $243,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 12,611 | $243,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 5,393 | $243,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 18,679 | $243,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,630 | $243,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 28,841 | $243,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 7,332 | $243,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 7,743 | $242,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 10,242 | $242,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,883 | $240,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 18,960 | $240,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 5,875 | $239,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 4,659 | $239,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,324 | $237,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,041 | $237,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 9,602 | $237,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 15,242 | $237,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 18,702 | $237,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 4,326 | $237,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 4,507 | $236,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 4,073 | $235,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 17,669 | $235,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 9,403 | $235,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 9,090 | $234,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 6,131 | $233,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,233 | $233,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 4,916 | $232,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 6,389 | $232,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 4,878 | $230,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 2,771 | $230,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 10,223 | $229,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,017 | $228,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 8,914 | $228,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 11,616 | $228,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,799 | $227,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 2,908 | $226,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 7,042 | $225,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,131 | $225,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 7,829 | $225,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 4,261 | $224,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,123 | $224,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 7,576 | $223,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 19,593 | $223,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 6,997 | $223,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,782 | $223,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 6,635 | $223,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 5,012 | $222,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,108 | $222,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,856 | $222,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 18,430 | $222,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 9,657 | $221,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,053 | $221,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 11,736 | $221,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 16,423 | $221,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 13,455 | $220,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,759 | $219,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 5,897 | $219,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 3,483 | $218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,581 | $218,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 852 | $218,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 13,743 | $217,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 13,174 | $217,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 5,629 | $217,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 11,232 | $216,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 7,685 | $216,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,238 | $215,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 3,141 | $215,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 3,352 | $215,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 11,411 | $215,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 9,870 | $214,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 18,603 | $214,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 5,343 | $214,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,055 | $212,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,629 | $212,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,311 | $212,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 27,991 | $211,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 5,555 | $211,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 4,898 | $210,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 14,258 | $210,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,448 | $209,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,864 | $208,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 1,555 | $208,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 4,616 | $208,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,876 | $207,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 7,071 | $207,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,760 | $206,000 | thousands by filing date | |
| RH | 74967X103 | COM | 2,165 | $206,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 2,489 | $206,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 7,811 | $206,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 14,434 | $206,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 2,248 | $206,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 1,180 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 8,164 | $205,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 4,122 | $205,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,831 | $205,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,194 | $204,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 4,180 | $204,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 2,031 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 5,196 | $204,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 9,026 | $204,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,744 | $203,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 6,798 | $203,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,090 | $202,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 10,000 | $202,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 7,338 | $201,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 17,581 | $200,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 13,732 | $198,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 17,687 | $198,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 11,051 | $197,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 23,700 | $197,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 17,347 | $196,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 16,179 | $196,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 25,819 | $196,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 11,340 | $194,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 24,961 | $194,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 16,221 | $192,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 11,976 | $191,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 13,633 | $190,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 10,343 | $186,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 11,560 | $184,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 12,463 | $184,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 29,939 | $182,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 13,723 | $179,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 11,194 | $175,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 14,909 | $173,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 55,192 | $167,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 36,492 | $165,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 12,576 | $164,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 10,315 | $162,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 17,538 | $160,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 11,128 | $160,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 35,528 | $157,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 10,362 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,782 | $154,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 12,495 | $154,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 50,791 | $153,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 30,928 | $151,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,564 | $149,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 11,048 | $149,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,677 | $147,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 14,566 | $146,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 12,508 | $146,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 12,209 | $146,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 11,568 | $144,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 11,071 | $143,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 14,000 | $142,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 15,581 | $136,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 10,041 | $135,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 12,344 | $135,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 11,527 | $134,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 12,332 | $133,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 16,225 | $130,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 76,113 | $128,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 61,228 | $120,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 10,188 | $119,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 10,831 | $119,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 13,669 | $118,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 11,758 | $109,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 10,000 | $102,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 40,134 | $92,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 28,559 | $91,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 10,317 | $90,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 17,594 | $83,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 20,007 | $83,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 11,121 | $78,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 12,500 | $74,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 11,675 | $73,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 10,113 | $67,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 14,321 | $67,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,521 | $64,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 28,100 | $62,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 10,748 | $61,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 12,300 | $52,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 11,000 | $49,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 14,500 | $49,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 11,008 | $48,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 26,055 | $47,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 14,020 | $42,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 18,000 | $37,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 10,000 | $22,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 13,988 | $22,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 11,145 | $20,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 12,253 | $20,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 33,618 | $8,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 12,065 | $8,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 14,000 | $5,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 10,000 | $4,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 11,204 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000701059-18-000007 | this filing | 2018-05-11 | acceptance time not in the bulk data set |