13F-HR filed by MML INVESTORS SERVICES, LLC
MML INVESTORS SERVICES, LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 1,273 holding rows worth $5,198,011,000.
- Accession
- 0000701059-17-000016
- Filer
- CIK 701059
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,273 entries on the cover page, a total value of $5,198,011,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,198,011,000 with VALUE read as thousands by filing date, 13F file number 028-16947. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 18,141 | $286,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,973 | $286,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,250 | $285,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 842 | $284,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,628 | $284,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 2,715 | $284,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 18,198 | $283,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,237 | $282,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,407 | $282,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 6,374 | $281,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 27,870 | $281,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,476 | $279,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 3,282 | $279,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 10,016 | $278,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 6,386 | $278,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,189 | $277,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 2,529 | $276,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,261 | $275,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 5,992 | $274,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 5,083 | $274,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 8,112 | $273,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 2,611 | $273,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 10,417 | $273,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 11,079 | $272,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 8,273 | $272,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 14,026 | $271,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,460 | $269,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 5,254 | $268,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,838 | $268,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 12,011 | $268,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 12,013 | $268,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 4,895 | $267,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 14,562 | $266,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 10,540 | $266,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 14,151 | $265,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 4,296 | $265,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 10,711 | $265,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 10,039 | $264,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,499 | $263,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 9,154 | $263,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 5,474 | $262,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 7,358 | $262,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,262 | $262,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 6,209 | $262,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 18,795 | $262,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 3,809 | $261,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 5,573 | $261,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 27,596 | $261,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 74,449 | $261,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 10,355 | $260,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 10,164 | $260,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 47,263 | $260,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,370 | $259,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 7,583 | $258,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 12,606 | $258,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 14,872 | $258,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 5,692 | $257,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 4,371 | $256,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 12,123 | $256,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 17,494 | $256,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $255,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 4,746 | $254,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,995 | $254,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,450 | $254,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 5,164 | $254,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 5,755 | $254,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 2,747 | $254,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 9,442 | $253,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,993 | $253,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 8,372 | $253,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 18,250 | $253,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 13,760 | $252,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,233 | $251,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 18,312 | $251,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 10,235 | $251,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,885 | $250,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,013 | $250,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 20,001 | $250,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 10,287 | $250,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 2,202 | $249,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,022 | $249,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 8,500 | $248,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,354 | $248,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 6,454 | $248,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 12,311 | $247,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,019 | $246,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 41,857 | $245,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,575 | $244,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 18,593 | $244,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 6,960 | $244,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,888 | $243,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 43,876 | $242,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 7,024 | $241,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 13,639 | $241,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5,979 | $240,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,095 | $240,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 12,819 | $240,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,529 | $240,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 15,530 | $240,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 6,178 | $240,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 35,738 | $239,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,900 | $238,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,779 | $238,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 12,914 | $238,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 8,913 | $237,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,733 | $237,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,439 | $237,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 14,232 | $237,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 11,529 | $236,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 4,466 | $236,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,207 | $235,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,254 | $235,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 15,414 | $235,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 9,515 | $235,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,914 | $233,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 8,269 | $232,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 18,410 | $230,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 5,919 | $230,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 11,359 | $229,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 4,889 | $229,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 398 | $227,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 11,258 | $227,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 12,460 | $227,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 7,068 | $226,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,571 | $225,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 2,526 | $225,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 8,868 | $225,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,489 | $223,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 15,000 | $223,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 16,643 | $222,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 9,990 | $221,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,520 | $221,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 14,721 | $221,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 2,848 | $221,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,896 | $220,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 4,020 | $219,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 3,047 | $219,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 14,601 | $218,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 6,617 | $218,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,121 | $217,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 9,212 | $216,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,327 | $216,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 13,455 | $216,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 15,612 | $215,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 3,225 | $214,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 31,974 | $214,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 15,513 | $214,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 21,062 | $213,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 6,460 | $213,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 11,029 | $213,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 7,679 | $213,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,264 | $212,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 7,101 | $212,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,150 | $211,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 5,555 | $211,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,358 | $211,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 18,402 | $210,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 7,985 | $210,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 3,232 | $210,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,447 | $209,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,523 | $209,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,110 | $209,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,025 | $208,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 10,444 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 2,178 | $208,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 7,820 | $208,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,982 | $207,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 4,075 | $207,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 7,306 | $207,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 4,451 | $207,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 13,664 | $206,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 7,531 | $206,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 3,434 | $206,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,798 | $203,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 9,620 | $203,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 2,816 | $201,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 3,182 | $201,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 6,872 | $201,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 4,899 | $201,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 4,685 | $200,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 2,285 | $200,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 25,158 | $198,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 19,645 | $198,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 17,493 | $197,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 20,349 | $196,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 13,000 | $195,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 20,500 | $193,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 14,641 | $190,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 11,259 | $190,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 15,628 | $190,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 13,774 | $187,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 14,193 | $185,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 11,644 | $185,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 14,542 | $185,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 16,133 | $184,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 13,574 | $183,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 14,462 | $183,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 11,315 | $182,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 13,942 | $181,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 15,205 | $179,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 21,131 | $177,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 32,006 | $176,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 59,465 | $175,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 14,169 | $175,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 10,718 | $175,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,030 | $169,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 12,809 | $168,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 43,425 | $168,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 11,523 | $166,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,536 | $164,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 25,576 | $161,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 18,729 | $159,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 10,505 | $157,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 54,300 | $154,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 15,529 | $153,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 30,359 | $152,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 11,000 | $152,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 14,705 | $151,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 17,832 | $149,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 11,491 | $148,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 36,743 | $146,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 12,865 | $143,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 21,412 | $141,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 12,500 | $140,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 13,460 | $140,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 43,147 | $139,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 10,713 | $138,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 11,074 | $138,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 10,955 | $137,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 118,366 | $137,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 14,100 | $135,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 16,631 | $132,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,750 | $126,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 10,902 | $124,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 10,327 | $123,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 18,500 | $111,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 10,955 | $110,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 17,941 | $109,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 13,565 | $109,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 13,523 | $108,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 11,695 | $107,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 10,319 | $104,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 11,000 | $104,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 26,506 | $96,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 18,572 | $95,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 14,990 | $93,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 18,261 | $90,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 11,825 | $83,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 14,427 | $81,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 16,000 | $71,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 10,833 | $68,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 14,712 | $67,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 12,059 | $63,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 12,762 | $61,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,000 | $56,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 17,603 | $56,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,233 | $55,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,400 | $54,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 15,010 | $53,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 27,537 | $50,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 17,409 | $49,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 11,541 | $49,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 20,000 | $48,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 19,708 | $46,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 18,825 | $45,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 23,382 | $37,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 23,416 | $37,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,000 | $35,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 12,140 | $31,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 10,752 | $28,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 13,000 | $7,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 12,000 | $7,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 13,433 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000701059-17-000016 | this filing | 2017-08-11 | acceptance time not in the bulk data set |