13F-HR filed by MML INVESTORS SERVICES, LLC
MML INVESTORS SERVICES, LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 808 holding rows worth $4,980,979,000.
- Accession
- 0000701059-17-000011
- Filer
- CIK 701059
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,713 entries on the cover page, a total value of $4,980,979,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,980,979,000 with VALUE read as thousands by filing date, 13F file number 028-16947. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 10,208 | $413,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 11,944 | $406,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 74,440 | $406,000 | thousands by filing date | |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 8,575 | $405,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3,936 | $404,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 5,993 | $403,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 20,238 | $403,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 79,977 | $403,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,638 | $402,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 5,519 | $402,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 70,277 | $402,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 4,088 | $401,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 3,332 | $400,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 57,123 | $397,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 19,075 | $397,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 39,804 | $397,000 | thousands by filing date | |
| FLUOR CORP NEW | 343412AA0 | NOTE 1.5 | 7,540 | $397,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 7,731 | $396,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 23,248 | $395,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 14,720 | $394,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 5,044 | $393,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 4,278 | $392,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 13,809 | $391,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 16,291 | $386,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 29,746 | $382,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,000 | $379,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 8,959 | $377,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 23,961 | $376,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 3,056 | $373,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 33,790 | $371,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 61,926 | $370,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 4,100 | $370,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,405 | $367,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 65,387 | $366,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 4,570 | $364,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,207 | $364,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 27,124 | $362,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 23,221 | $362,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,110 | $359,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 6,690 | $359,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,905 | $358,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 12,206 | $356,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 36,436 | $352,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 5,618 | $351,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 17,354 | $350,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 3,552 | $345,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 8,421 | $344,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 5,290 | $344,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 45,607 | $344,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 24,775 | $341,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAB6 | AMERICAN DEP SHS | 6,945 | $341,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 6,605 | $340,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,555 | $336,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 8,176 | $336,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 23,084 | $334,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 1,095 | $331,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,467 | $328,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 4,544 | $328,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 9,043 | $328,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 23,860 | $327,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 17,968 | $327,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 19,122 | $325,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,617 | $325,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,685 | $323,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 11,198 | $323,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,612 | $322,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 1,946 | $322,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 22,768 | $321,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,838 | $320,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 20,670 | $320,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,369 | $319,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,370 | $319,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,407 | $319,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,900 | $318,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 21,503 | $317,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,912 | $316,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 19,743 | $315,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,791 | $313,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 4,215 | $313,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 15,465 | $313,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 19,679 | $310,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 7,249 | $310,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,353 | $309,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 7,316 | $306,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 6,245 | $305,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 5,336 | $305,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 49,031 | $304,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 24,636 | $303,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 9,400 | $303,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 8,293 | $303,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 45,417 | $302,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 10,523 | $301,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,466 | $301,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 12,310 | $301,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 3,730 | $300,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 40,682 | $299,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 25,499 | $299,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 24,792 | $299,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 25,867 | $298,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 17,146 | $298,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 15,760 | $294,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 22,600 | $294,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,731 | $294,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 15,317 | $293,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 20,127 | $292,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 9,885 | $292,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 16,967 | $290,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 7,542 | $290,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,613 | $289,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 3,977 | $289,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 10,891 | $289,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 5,400 | $288,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 15,135 | $288,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,933 | $287,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 6,081 | $286,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,828 | $283,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 32,220 | $283,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 12,431 | $281,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 15,743 | $281,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 15,769 | $280,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 22,700 | $280,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 6,015 | $278,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 11,910 | $277,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 28,911 | $276,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,797 | $274,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 12,996 | $273,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 19,720 | $273,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 39,521 | $273,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 831 | $272,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,460 | $272,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 5,646 | $272,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,957 | $271,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097BB6 | NOTE 8.625%12/3 | 10,521 | $271,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,503 | $270,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 6,312 | $270,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 10,806 | $269,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 5,173 | $269,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 2,200 | $269,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 10,938 | $268,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 10,551 | $268,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 5,667 | $267,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,092 | $267,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 557 | $267,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 21,639 | $267,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,946 | $266,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 17,134 | $266,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 10,215 | $264,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 8,880 | $264,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 2,796 | $263,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 5,667 | $261,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 30,378 | $260,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 959 | $259,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 14,531 | $258,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,213 | $258,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 14,539 | $255,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,553 | $253,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,096 | $252,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 11,148 | $252,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,361 | $251,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 4,348 | $251,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,885 | $250,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 5,084 | $247,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 7,814 | $247,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,925 | $246,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 989 | $246,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 5,614 | $245,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 9,251 | $244,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 1,902 | $244,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 2,042 | $242,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 16,789 | $241,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,089 | $240,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,177 | $240,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,675 | $239,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 19,282 | $239,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,080 | $239,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 10,614 | $239,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 70,493 | $239,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,177 | $238,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 4,201 | $237,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 17,385 | $237,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 4,723 | $237,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 23,076 | $236,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 3,542 | $235,000 | thousands by filing date | |
| CIENA CORP | 171779AD3 | NOTE 0.875% 6/1 | 3,542 | $235,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,973 | $234,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 5,752 | $232,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 6,238 | $232,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,166 | $230,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 9,897 | $230,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,332 | $229,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 13,823 | $228,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 4,905 | $228,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 12,135 | $227,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 2,022 | $225,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 3,981 | $224,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 2,548 | $224,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,592 | $223,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 2,652 | $223,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 5,298 | $222,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 10,362 | $222,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 17,017 | $221,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 2,499 | $221,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 36,097 | $219,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,991 | $219,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 15,410 | $219,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 1,193 | $218,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 16,700 | $218,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,412 | $215,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 7,853 | $215,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 6,019 | $215,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 3,602 | $214,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 2,214 | $213,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 7,834 | $213,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 12,471 | $213,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,941 | $212,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,745 | $212,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3,094 | $212,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 14,655 | $212,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 17,602 | $211,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 10,414 | $211,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 10,322 | $210,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 20,500 | $209,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 9,768 | $209,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 9,279 | $208,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 9,929 | $207,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 15,604 | $207,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 2,314 | $206,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 3,019 | $205,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 46,300 | $205,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 9,486 | $204,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 15,476 | $204,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 11,978 | $202,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 9,228 | $202,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 13,455 | $201,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 804 | $200,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 14,509 | $199,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 13,008 | $199,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,435 | $198,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 24,878 | $197,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 13,000 | $196,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 16,804 | $194,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 24,980 | $190,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 14,637 | $190,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 30,761 | $188,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 31,319 | $184,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 14,749 | $182,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 15,214 | $179,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,397 | $178,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 12,452 | $178,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 16,153 | $176,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,030 | $176,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 15,711 | $173,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 11,771 | $173,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 11,258 | $165,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 14,000 | $165,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 16,684 | $164,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 12,430 | $163,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,531 | $163,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 12,575 | $160,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,541 | $158,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 12,603 | $156,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 12,324 | $153,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 35,765 | $152,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 12,987 | $148,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 17,508 | $145,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 10,261 | $143,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 17,620 | $142,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 17,041 | $139,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 10,955 | $135,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 26,698 | $133,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 11,411 | $129,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 21,661 | $125,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 10,597 | $125,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 10,202 | $121,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 14,561 | $110,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 10,645 | $109,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 18,500 | $107,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 10,342 | $104,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 16,331 | $102,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 11,574 | $99,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 11,521 | $96,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 11,550 | $89,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 17,040 | $87,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 38,893 | $83,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 17,806 | $82,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 19,708 | $81,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 11,183 | $80,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 10,080 | $73,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 15,446 | $70,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 15,493 | $69,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 14,249 | $68,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 12,274 | $65,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 16,000 | $61,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 20,000 | $58,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,000 | $55,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 15,458 | $53,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 23,382 | $48,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 12,603 | $44,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,400 | $43,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 11,241 | $43,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 18,825 | $37,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 13,147 | $37,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,128 | $36,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 10,752 | $33,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 16,550 | $29,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 12,042 | $27,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 12,000 | $5,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 13,433 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000701059-17-000011 | this filing | 2017-05-15 | acceptance time not in the bulk data set |