13F-HR filed by MML INVESTORS SERVICES, LLC
MML INVESTORS SERVICES, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 34 holding rows worth $86,974,000.
- Accession
- 0000701059-16-000021
- Filer
- CIK 701059
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 34 entries on the cover page, a total value of $86,974,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $86,974,000 with VALUE read as thousands by filing date, 13F file number 028-16947. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287101 | S&P 100 ETF | 143,443 | $13,760,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 125,930 | $10,569,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 84,812 | $8,258,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 55,012 | $6,531,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 130,141 | $6,007,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 46,830 | $3,785,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 99,340 | $3,738,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 22,489 | $3,349,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 21,321 | $2,679,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 37,199 | $2,627,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 130,603 | $2,521,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 29,621 | $2,492,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 39,097 | $2,368,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 35,188 | $2,081,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 9,045 | $1,968,000 | thousands by filing date | |
| VTI | 922908769 | COM | 16,895 | $1,881,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 12,456 | $1,418,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 49,182 | $1,418,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 35,573 | $1,405,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 90,874 | $1,153,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 18,292 | $868,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 7,588 | $800,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 21,191 | $778,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 50,928 | $639,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 7,261 | $622,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 17,833 | $584,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 3,936 | $570,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,571 | $416,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,727 | $388,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 4,238 | $387,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 7,420 | $278,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 9,416 | $268,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,009 | $218,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 16,735 | $150,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000701059-16-000021 | this filing | 2016-11-14 | acceptance time not in the bulk data set |