13F-HR filed by DIMENSIONAL FUND ADVISORS LP
DIMENSIONAL FUND ADVISORS LP filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 3,300 holding rows worth $209,233,874,000.
- Accession
- 0000354204-17-000011
- Filer
- CIK 354204
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 3,300 entries on the cover page, a total value of $209,233,874,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $209,233,874,000 with VALUE read as thousands by filing date, 13F file number 028-01186. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDimensional Fund Advisors Ltd.028-13501
- included managerDFA Australia Ltd.028-13500
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ATLANTIC COAST FINL CORP | 048426100 | COM | 114,978 | $876,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 68,081 | $861,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 49,884 | $856,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 25,826 | $854,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 89,420 | $854,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 169,370 | $853,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 17,987 | $852,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 76,271 | $847,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 370,072 | $840,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 128,059 | $839,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 39,454 | $836,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 51,924 | $835,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 32,485 | $818,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 45,700 | $813,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 43,572 | $810,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 416,227 | $803,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 24,611 | $799,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 60,014 | $798,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 84,314 | $796,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 280,901 | $781,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 121,941 | $780,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 75,630 | $777,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 38,728 | $775,000 | thousands by filing date | |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 118,718 | $772,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 68,230 | $769,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 10,403 | $754,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 91,568 | $751,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $750,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 102,394 | $749,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 190,757 | $744,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 30,775 | $742,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 75,714 | $738,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 87,628 | $736,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 461,595 | $715,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 352,256 | $712,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 124,446 | $708,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 693,119 | $707,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 143,127 | $706,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 205,391 | $702,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 24,483 | $698,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 31,045 | $697,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 67,002 | $683,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 9,123 | $682,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 32,686 | $682,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 176,747 | $680,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 128,240 | $680,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 130,186 | $677,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 264,229 | $674,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 22,820 | $673,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 314,224 | $672,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 128,764 | $670,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 15,985 | $668,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 24,851 | $667,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 141,983 | $662,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 11,850 | $661,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 16,955 | $655,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 51,614 | $650,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 37,848 | $643,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 93,234 | $629,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 191,247 | $627,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 427,967 | $621,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 176,544 | $620,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 7,437 | $617,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 231,108 | $617,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 27,657 | $613,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 155,453 | $609,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,874 | $608,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 8,173 | $608,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 29,603 | $607,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 21,030 | $603,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 68,899 | $589,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 185,216 | $583,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 15,924 | $581,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 95,983 | $576,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 95,974 | $575,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 9,936 | $573,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 27,097 | $564,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 115,993 | $563,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 94,809 | $551,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 26,696 | $538,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 35,915 | $537,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 40,950 | $532,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 61,114 | $526,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 21,966 | $524,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 190,003 | $524,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 2,427 | $520,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 50,462 | $519,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 143,437 | $518,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 40,500 | $505,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 22,650 | $504,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 656,679 | $499,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 23,112 | $493,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 289,327 | $492,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 21,223 | $492,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 177,987 | $489,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 70,152 | $488,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 206,065 | $482,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 18,605 | $479,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 4,890 | $470,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 14,787 | $464,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 275,536 | $460,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 15,862 | $458,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 93,789 | $455,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 191,344 | $450,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 209,846 | $447,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 293,631 | $440,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 80,030 | $440,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 13,238 | $439,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 217,609 | $435,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 82,451 | $435,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 21,108 | $434,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 41,442 | $432,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 110,367 | $424,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 18,801 | $423,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 121,317 | $423,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 32,820 | $419,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 52,062 | $416,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 113,232 | $416,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 18,508 | $414,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 5,523 | $411,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 315,083 | $410,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 149,090 | $409,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 9,001 | $407,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 161,294 | $405,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 22,501 | $398,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 18,403 | $396,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 41,375 | $394,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 29,554 | $391,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 37,889 | $390,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 91,777 | $390,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 206,487 | $388,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 23,394 | $386,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 17,781 | $379,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 9,429 | $378,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 288,214 | $372,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 16,189 | $371,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 31,906 | $370,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 15,321 | $360,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 30,227 | $360,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 81,809 | $358,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 70,608 | $357,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 157,158 | $357,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 21,022 | $353,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 29,874 | $351,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 141,893 | $348,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 8,746 | $345,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 100,416 | $343,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 71,531 | $340,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 45,503 | $340,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 33,370 | $336,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 178,711 | $332,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 13,058 | $329,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 35,572 | $327,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 58,297 | $313,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 51,350 | $313,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 24,167 | $309,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 8,215 | $308,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 78,436 | $306,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 41,173 | $302,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 72,832 | $301,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 109,121 | $295,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 62,882 | $289,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 25,112 | $283,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 15,914 | $280,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 130,606 | $278,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 32,525 | $277,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 28,174 | $273,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 102,039 | $265,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 12,154 | $259,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 7,567 | $257,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 720,212 | $252,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 5,785 | $250,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 8,741 | $249,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 107,441 | $247,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 12,964 | $244,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 48,381 | $241,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 42,218 | $240,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 34,896 | $239,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 95,692 | $239,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 305,419 | $238,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 7,929 | $236,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 47,706 | $236,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 29,466 | $233,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M864 | LBT VEN COM B NE | 5,186 | $233,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 33,871 | $232,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 83,226 | $229,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 58,413 | $227,000 | thousands by filing date | |
| MICRON SOLUTIONS INC | 59511X105 | COM | 56,453 | $227,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 14,882 | $224,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 26,500 | $224,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 23,100 | $222,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 46,603 | $222,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 122,206 | $220,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 7,649 | $218,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 112,924 | $218,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 30,485 | $215,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 50,965 | $212,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 7,079 | $210,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 5,258 | $209,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 54,631 | $205,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 214,050 | $205,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 58,172 | $204,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 59,559 | $197,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 42,135 | $196,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 73,109 | $193,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 10,670 | $192,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 85,680 | $190,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 73,310 | $188,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 38,332 | $184,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 110,646 | $180,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 11,454 | $178,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 13,842 | $173,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 33,173 | $171,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 55,930 | $168,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 60,089 | $168,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 30,961 | $163,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 66,771 | $162,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 108,114 | $160,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 184,139 | $155,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 10,175 | $155,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 52,831 | $153,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 463,495 | $149,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 62,877 | $143,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 111,643 | $143,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 24,691 | $142,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 17,858 | $139,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 10,400 | $134,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 32,229 | $133,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 27,808 | $132,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 24,550 | $132,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 100,816 | $131,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 14,600 | $128,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 15,126 | $127,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 37,253 | $127,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 36,978 | $126,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 20,041 | $124,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 17,296 | $118,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 11,610 | $115,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 14,506 | $114,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 106,746 | $113,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 12,470 | $111,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 10,690 | $109,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 21,621 | $107,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 12,790 | $107,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 15,863 | $105,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T501 | COM PAR | 19,192 | $105,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 20,584 | $103,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 45,357 | $101,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 16,055 | $101,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 33,603 | $101,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 22,396 | $97,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 40,083 | $93,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 41,404 | $92,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 21,751 | $91,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 30,127 | $85,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 29,175 | $85,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 22,585 | $84,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 25,655 | $84,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 48,090 | $82,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 16,360 | $82,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 26,190 | $78,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 15,569 | $76,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 18,121 | $76,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 36,336 | $75,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 88,178 | $72,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 22,504 | $71,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 16,456 | $70,000 | thousands by filing date | |
| BEBE STORES INC COM NEW | 075571208 | Common Stock | 17,096 | $66,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 12,571 | $61,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 15,007 | $61,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 21,717 | $60,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 17,620 | $58,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 103,169 | $57,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 11,757 | $55,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 27,512 | $55,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 17,426 | $54,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 31,725 | $49,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 19,999 | $49,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 46,459 | $45,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 32,518 | $45,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 24,249 | $44,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 13,607 | $44,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 12,868 | $42,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 10,206 | $40,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 10,600 | $37,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 91,288 | $36,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 15,010 | $35,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 17,695 | $33,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 26,565 | $32,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 17,991 | $32,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 27,895 | $30,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 29,316 | $30,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 19,590 | $29,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 18,450 | $25,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 12,593 | $23,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 16,157 | $18,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 12,713 | $16,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 16,723 | $13,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 13,800 | $12,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 14,121 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000354204-17-000011 | this filing | 2017-05-12 | acceptance time not in the bulk data set |