13F-HR filed by DIMENSIONAL FUND ADVISORS LP
DIMENSIONAL FUND ADVISORS LP filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 3,276 holding rows worth $185,012,219,000.
- Accession
- 0000354204-16-000058
- Filer
- CIK 354204
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 3,276 entries on the cover page, a total value of $185,012,219,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $185,012,219,000 with VALUE read as thousands by filing date, 13F file number 028-01186. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDimensional Fund Advisors Ltd.028-13501
- included managerDFA Australia Ltd.028-13500
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CITIZENS HLDG CO MISS | 174715102 | COM | 30,440 | $715,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 229,954 | $713,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 21,342 | $700,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 60,193 | $697,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 39,143 | $695,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 77,587 | $691,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 25,147 | $690,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 22,268 | $689,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 73,058 | $689,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 27,997 | $689,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 63,567 | $678,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 285,579 | $668,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 640,422 | $666,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 129,631 | $664,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 31,154 | $655,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 32,686 | $654,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 1,270,530 | $651,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 103,323 | $650,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $649,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 27,636 | $647,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 42,730 | $642,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 30,056 | $641,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 39,679 | $629,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 628,425 | $628,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 245,271 | $628,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 45,700 | $628,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 470,444 | $626,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 65,733 | $621,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 74,625 | $620,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 162,001 | $620,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 76,581 | $616,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 57,962 | $614,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 206,065 | $608,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 80,030 | $604,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 31,716 | $602,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 345,908 | $591,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 32,106 | $586,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 61,575 | $585,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 52,991 | $582,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 194,053 | $582,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 16,963 | $578,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 141,893 | $575,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 37,117 | $573,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 102,008 | $572,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 58,341 | $568,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 37,848 | $568,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 151,596 | $568,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 825,810 | $566,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 75,396 | $565,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 192,300 | $563,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 313,024 | $557,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 8,492 | $554,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 104,532 | $550,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 117,374 | $543,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 113,261 | $540,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 208,244 | $539,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 144,860 | $529,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 31,732 | $529,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605208 | COM CL B | 22,880 | $529,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 48,174 | $527,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 289,327 | $524,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 12,761 | $520,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 152,554 | $516,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 4,890 | $511,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 54,874 | $511,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 21,223 | $509,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 128,059 | $507,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 141,933 | $507,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 39,476 | $505,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 31,045 | $503,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 67,721 | $502,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 22,431 | $501,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 110,646 | $496,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 54,841 | $494,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 10,487 | $488,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 270,286 | $476,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 218,540 | $476,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 103,444 | $471,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 88,991 | $471,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 13,203 | $468,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 37,254 | $466,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 201,964 | $465,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 24,851 | $463,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 296,398 | $462,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 35,915 | $456,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 114,032 | $444,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 34,041 | $440,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 183,992 | $434,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 31,788 | $432,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 21,089 | $429,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 167,318 | $428,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 34,613 | $424,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 48,199 | $413,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 26,111 | $400,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 71,531 | $397,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,138 | $395,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 90,269 | $393,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 20,239 | $393,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 204,812 | $393,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 108,610 | $391,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 47,920 | $391,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 300,791 | $382,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 324,550 | $376,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 60,511 | $374,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 127,197 | $371,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 74,965 | $370,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 10,416 | $366,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 6,838 | $363,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 14,061 | $361,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 25,963 | $360,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 37,759 | $357,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 8,645 | $354,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 31,323 | $351,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 86,563 | $351,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 41,442 | $347,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 74,121 | $346,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 17,718 | $346,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 33,647 | $345,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 17,787 | $341,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 36,472 | $341,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 15,914 | $340,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 37,499 | $339,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 34,468 | $339,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 83,142 | $336,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 22,607 | $330,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 17,866 | $326,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 18,495 | $322,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 13,358 | $322,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 117,503 | $321,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 38,100 | $320,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 62,169 | $320,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 181,102 | $317,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 23,066 | $311,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 23,100 | $308,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 72,962 | $306,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 157,158 | $305,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 10,839 | $304,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 47,053 | $303,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 41,459 | $299,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 50,888 | $299,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 7,578 | $298,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 41,935 | $297,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 51,181 | $297,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 38,415 | $296,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 33,328 | $292,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 30,598 | $290,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 21,242 | $287,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 9,312 | $279,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 29,347 | $272,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 9,529 | $269,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 100,821 | $267,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 72,832 | $262,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 47,706 | $260,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 27,754 | $259,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 49,411 | $257,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 9,591 | $255,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 108,114 | $254,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 292,860 | $251,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 48,792 | $250,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,134 | $248,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,717 | $247,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 35,019 | $245,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 56,453 | $237,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 25,589 | $236,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 8,741 | $236,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 11,905 | $235,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 5,010 | $235,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 42,135 | $234,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 130,606 | $234,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 128,678 | $230,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 52,135 | $229,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 127,272 | $229,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 10,071 | $228,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 8,265 | $225,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 58,107 | $224,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 30,574 | $220,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 78,810 | $214,000 | thousands by filing date | |
| TOFUTTI BRANDS INC | 88906B105 | COM | 79,285 | $211,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 12,964 | $207,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 34,273 | $202,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 26,050 | $202,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 14,535 | $201,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 119,336 | $200,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 143,437 | $198,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 14,882 | $197,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 14,223 | $197,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 64,885 | $195,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 12,843 | $194,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 14,306 | $182,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 29,006 | $182,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 255,702 | $179,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 32,518 | $176,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 55,372 | $176,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 44,831 | $173,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 11,893 | $172,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 10,800 | $171,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 103,169 | $171,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 12,470 | $163,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 115,655 | $160,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 12,069 | $159,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 21,495 | $154,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 28,091 | $153,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 11,130 | $149,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 49,029 | $148,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 50,965 | $148,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 32,866 | $146,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102103 | COM | 62,393 | $144,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 171,329 | $142,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 24,355 | $142,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 30,961 | $141,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 22,977 | $138,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 150,015 | $131,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 12,189 | $130,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 33,173 | $129,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 26,772 | $127,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 33,250 | $127,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 21,089 | $127,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 14,562 | $126,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 25,655 | $125,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 24,798 | $123,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 12,011 | $120,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC COM NEW | 23305L107 | Stock | 100,212 | $114,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 22,504 | $113,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 22,329 | $111,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 22,396 | $110,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 33,603 | $108,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 34,107 | $108,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 14,967 | $107,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 34,310 | $106,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 58,326 | $104,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 29,715 | $100,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 44,889 | $98,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 10,735 | $94,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 22,325 | $92,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 40,190 | $92,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X105 | Cmn | 573,703 | $91,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 20,314 | $82,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 16,055 | $81,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 27,517 | $78,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 26,185 | $78,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 10,582 | $75,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 27,594 | $73,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 59,224 | $72,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 11,300 | $71,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 12,130 | $67,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 24,550 | $65,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 31,725 | $62,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 53,411 | $61,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 26,240 | $58,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 13,313 | $58,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 33,529 | $57,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 21,621 | $54,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 29,316 | $54,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 24,664 | $52,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 20,101 | $51,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 12,868 | $50,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 36,855 | $49,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 10,030 | $46,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 18,450 | $45,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 23,491 | $43,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 15,648 | $41,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 17,840 | $37,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 14,890 | $33,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 20,279 | $33,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 11,984 | $32,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 15,680 | $29,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 23,248 | $28,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 42,660 | $26,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 20,420 | $25,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 11,865 | $19,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 16,700 | $17,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 16,723 | $14,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 17,478 | $13,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 13,800 | $12,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 17,106 | $12,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 1,006,095 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000354204-16-000058 | this filing | 2016-11-10 | acceptance time not in the bulk data set |