13F-HR filed by FMR LLC
FMR LLC filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-13, with 5,353 holding rows worth $1,489,547,690,152.
- Accession
- 0000318989-24-000107
- Filer
- CIK 315066
- Filed
- 2024-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 13,971 entries on the cover page, a total value of $1,489,547,690,152 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,489,547,690,152 with VALUE read as dollars as filed, 13F file number 028-00451. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFidelity Management & Research Co LLC028-00450
- included managerFIDELITY MANAGEMENT TRUST CO028-01054
- included managerSTRATEGIC ADVISERS LLC028-05421
- included managerImpresa Management LLC028-16240
- included managerFidelity Management & Research (Canada) ULC028-19165
- included managerFidelity Institutional Asset Management Trust Co028-12283
- included managerFIAM LLC028-12282
- included managerFidelity Management & Research (Hong Kong) Ltd028-16685
- included managerFMR Investment Management (UK) Ltd028-16686
- included managerFidelity Diversifying Solutions LLC028-23746
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 1 | $71 | dollars as filed | |
| Avantis All Equity Markets ETF | 025072232 | SHS | 1 | $70 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 2 | $70 | dollars as filed | |
| KOSS CORP | 500692108 | COM | 27 | $68 | dollars as filed | |
| INUVO INC | 46122W204 | COM NEW | 200 | $68 | dollars as filed | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 3 | $67 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 2 | $66 | dollars as filed | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 2 | $65 | dollars as filed | |
| ISHARES TR | 46436E155 | CMN | 1 | $62 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 34 | $62 | dollars as filed | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 1 | $61 | dollars as filed | |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 1 | $61 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 3 | $60 | dollars as filed | |
| IZEA WORLDWIDE INC | 46604H204 | CMN | 26 | $60 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 100 | $60 | dollars as filed | |
| AMPLIFY ETF TR | 032108615 | VIDE GAME LE ETF | 1 | $58 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 3 | $58 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072299 | AVAN RE INTL ETF | 1 | $57 | dollars as filed | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 3 | $57 | dollars as filed | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 2 | $57 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 1 | $56 | dollars as filed | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 1 | $56 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 6 | $54 | dollars as filed | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 3 | $53 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 1 | $53 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 1 | $52 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 12 | $52 | dollars as filed | |
| AMERICAN CUSTOMER SATISFACTION ETF | 886364710 | UIT EXCHANGE TRADED | 1 | $52 | dollars as filed | |
| MARKER THERAPEUTICS INC | 57055L206 | COM NEW | 12 | $52 | dollars as filed | |
| NULL | 68620A203 | NULL | 50 | $52 | dollars as filed | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 110 | $52 | dollars as filed | |
| REGIS CORP | 758932206 | COM SHS | 7 | $51 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 1 | $51 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 1 | $51 | dollars as filed | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 1 | $51 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 1 | $51 | dollars as filed | |
| J P MORGAN ETF LTD DURATION BD | 46654Q773 | ETF | 1 | $51 | dollars as filed | |
| GLOBAL X BLOCKCHAIN ETF | 37960A735 | ETF | 1 | $51 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 1 | $50 | dollars as filed | |
| NEOS ETF TRUST | 78433H303 | NEOS S&P 500 HI | 1 | $50 | dollars as filed | |
| RBB FD INC | 74933W478 | US TREASRY 12 MT | 1 | $50 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 1 | $50 | dollars as filed | |
| TIDAL TR II | 88636J840 | DEFIANCE OPTN IN | 3 | $50 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 1 | $49 | dollars as filed | |
| DBX ETF TR | 233051242 | CMN | 1 | $49 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 1 | $48 | dollars as filed | |
| RBB FD INC | 74933W486 | US TREASY 2 YR | 1 | $48 | dollars as filed | |
| Avantis Emerging Markets Value ETF | 025072372 | SHS | 1 | $47 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2 | $47 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092212 | SUST HIG YIE ETF | 1 | $47 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 1 | $46 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 2 | $46 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 2 | $46 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 1 | $45 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N863 | N VOLATILITY PREM | 2 | $45 | dollars as filed | |
| RBB FD INC | 74933W551 | US TREAS 30YR BD | 1 | $45 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 1 | $45 | dollars as filed | |
| LIPELLA PHARMACEUTICALS INC | 53630L100 | COMMON STOCK | 65 | $45 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 100 | $43 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1 | $43 | dollars as filed | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 2 | $42 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 1 | $42 | dollars as filed | |
| TIDAL TR II | 88636J642 | YIELDMAX MAGNIFI | 2 | $41 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1 | $41 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 1 | $41 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 1 | $41 | dollars as filed | |
| ATERIAN INC | 02156U200 | COM NEW | 15 | $41 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 1 | $41 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 1 | $39 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 2 | $38 | dollars as filed | |
| INSIGHT MOLECULAR DIA INC | 68235C206 | COM NEW | 13 | $38 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 1 | $37 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 1 | $37 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 2 | $37 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1 | $37 | dollars as filed | |
| ISHARES TR | 46436E239 | ESG AWARE MSCI | 1 | $37 | dollars as filed | |
| LM FDG AMER INC | 502074503 | COM NEW | 10 | $37 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 1 | $37 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 1 | $36 | dollars as filed | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 1 | $36 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y801 | DAIL CONS DI ETF | 1 | $36 | dollars as filed | |
| TIDAL TR II | 88636J824 | DEFIANCE R2000 E | 2 | $36 | dollars as filed | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 17 | $35 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q717 | LEADERSHS ACTIVI | 1 | $35 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 1 | $35 | dollars as filed | |
| THRIVENT ETF TRUST | 88588G109 | SMAL MID CAP ETF | 1 | $35 | dollars as filed | |
| TIDAL TR II | 88636J832 | DEFIANCE S&P 500 | 2 | $35 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V716 | US SUSTAINABILTY | 1 | $34 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1 | $34 | dollars as filed | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 130 | $34 | dollars as filed | |
| PROSHARES TR | 74347G473 | SMART MATLS ETF | 1 | $34 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33741Y100 | HORIZON VOL SMCP | 1 | $34 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 5 | $33 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 2 | $33 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2 | $33 | dollars as filed | |
| TIDAL TRUST I | 886364637 | FOLI AL RATE ETF | 1 | $33 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 4 | $33 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 1 | $32 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 1 | $32 | dollars as filed | |
| ABRDN ETFS | 003261203 | BBRG ALL COMMDY | 1 | $32 | dollars as filed | |
| PROSHARES TR | 74347G622 | ULSHRT SEMIC NEW | 13 | $32 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 1 | $31 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H828 | ALLIANZIM US EQT | 1 | $31 | dollars as filed | |
| SIMPLIFY HEALTH CARE ETF | 82889N772 | ETF | 1 | $31 | dollars as filed | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 1 | $31 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 1 | $31 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 2 | $30 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V815 | US SMALL CAP ETF | 1 | $30 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 1 | $30 | dollars as filed | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 17 | $30 | dollars as filed | |
| BROOKSTONE GROWTH STOCK ETF | 66537J606 | BROOKSTONE GRWTH | 1 | $30 | dollars as filed | |
| BROOKSTONE VALUE STOCK ETF | 66537J705 | BROO VALU ST ETF | 1 | $30 | dollars as filed | |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 1 | $30 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 1 | $30 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 6 | $30 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 1 | $29 | dollars as filed | |
| TIDAL TRUST II | 88634T774 | YIELDMAX NVDA | 1 | $29 | dollars as filed | |
| BROOKSTONE DIVIDEND STOCK ETF | 66537J507 | BRO DIV STK ETF | 1 | $29 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 5 | $29 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 1 | $29 | dollars as filed | |
| RBB FD INC | 74933W577 | SGI DIVERSI TAC | 1 | $29 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092188 | METAVERSE ETF | 1 | $29 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 1 | $28 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2 | $28 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 3 | $28 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 1 | $28 | dollars as filed | |
| CALAMOS ETF TR | 12811T209 | ANTE GLOB SU ETF | 1 | $28 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66537J861 | BROOK OPPOR ETF | 1 | $28 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1 | $28 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 1 | $28 | dollars as filed | |
| NUVVE HOLDING CORP | 67079Y209 | COM NEW | 25 | $28 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 1 | $27 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P207 | COM NEW | 2 | $27 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1 | $27 | dollars as filed | |
| ISHARES TR | 46436E338 | 20+ YEAR TR BD | 1 | $27 | dollars as filed | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 1 | $27 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y300 | US MULTI-SECTOR | 1 | $27 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 1 | $27 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66537J853 | BROOK YIELD ETF | 1 | $27 | dollars as filed | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1 | $26 | dollars as filed | |
| TALPHERA INC | 00444T209 | COM NEW | 25 | $26 | dollars as filed | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 1 | $26 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66537J804 | BROO INTE BD ETF | 1 | $26 | dollars as filed | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 1 | $26 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 1 | $25 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 1 | $25 | dollars as filed | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 1 | $25 | dollars as filed | |
| FEDERATED HERMES ETF TRUST | 31423L305 | US STRATEGIC DIV | 1 | $25 | dollars as filed | |
| ULTRALIFE CORP | 903899102 | COM | 3 | $25 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y616 | PREM INCM 30 BAR | 1 | $25 | dollars as filed | |
| GLOBAL X FDS | 37960A677 | MSCI SUPR EM ETF | 1 | $25 | dollars as filed | |
| GLOBAL X FDS | 37960A537 | 1-3 MONTH T-BILL | 1 | $25 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 1 | $24 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1 | $24 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 1 | $24 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 1 | $24 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR209 | COM NEW | 6 | $24 | dollars as filed | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 1 | $24 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 1 | $24 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1 | $24 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 1 | $24 | dollars as filed | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 1 | $24 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 13 | $24 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 1 | $24 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1 | $23 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 9 | $23 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 2 | $23 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q675 | LEADERSHARES DY | 1 | $23 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 1 | $23 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N715 | MACRO STRATEGY | 1 | $23 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 1 | $23 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B303 | BLUE HORIZON BNE | 1 | $23 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 1 | $22 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 1 | $22 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 1 | $22 | dollars as filed | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 1 | $22 | dollars as filed | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 1 | $22 | dollars as filed | |
| PACER FDS TR | 69374H394 | BLUESTAR DIG ENT | 1 | $22 | dollars as filed | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 1 | $22 | dollars as filed | |
| AYRO INC | 054748207 | COM | 13 | $22 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 1 | $21 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1 | $21 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 1 | $21 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 1 | $21 | dollars as filed | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 1 | $21 | dollars as filed | |
| KRANESHARES TRUST | 500767561 | EUROPEAN CARBON | 1 | $21 | dollars as filed | |
| FLEXSHARES TR | 33939L811 | COM | 1 | $21 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 7 | $20 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1 | $20 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 1 | $20 | dollars as filed | |
| FIRST TR ETF VEST GOLD STRATEGY TARGET INCOME ETF | 33733E856 | ETF | 1 | $20 | dollars as filed | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 50 | $20 | dollars as filed | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 1 | $20 | dollars as filed | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 1 | $20 | dollars as filed | |
| VACASA INC | 91854V206 | COM | 3 | $20 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1 | $19 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 1 | $19 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D804 | LTD DUR INVT ETF | 1 | $19 | dollars as filed | |
| ELECTROCORE INC | 28531P202 | COM NEW | 3 | $19 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 1 | $19 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1 | $19 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 1 | $19 | dollars as filed | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 1 | $19 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2 | $18 | dollars as filed | |
| TXO Partners LP | 87313P103 | COM | 1 | $18 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 3 | $17 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1 | $17 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 2 | $17 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1 | $17 | dollars as filed | |
| IF BANCORP INC | 44951J105 | COM | 1 | $17 | dollars as filed | |
| ACUTUS MED INC | 005111109 | COM | 90 | $17 | dollars as filed | |
| KAIVAL BRNDS INNOVATNS GRP I | 483104402 | COM | 6 | $17 | dollars as filed | |
| NeuroMetrix Inc (US) OLD | 641255880 | COM | 4 | $17 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 50 | $17 | dollars as filed | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 45 | $17 | dollars as filed | |
| VANECK ETF TRUST | 92189H797 | FUTURE OF FOOD | 1 | $17 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 1 | $16 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1 | $16 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 1 | $16 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 1 | $16 | dollars as filed | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 1 | $16 | dollars as filed | |
| IBIO INC | 451033708 | CMN | 4 | $16 | dollars as filed | |
| TIDAL TR II | 88636J444 | YIELDMAX TSLA OP | 1 | $16 | dollars as filed | |
| UNITY BIOTECHNOLOGY INC COM NEW | 91381U200 | Stock | 10 | $16 | dollars as filed | |
| ISHARES TR | 46436E585 | VIRTUAL WRK LIFE | 1 | $16 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 3 | $15 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 4 | $15 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1 | $15 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1 | $15 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 1 | $15 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1 | $15 | dollars as filed | |
| BONDBLOXX USD HIGH YIELD BOND SECTOR ROTATION ETF | 09789C770 | ETF | 1 | $15 | dollars as filed | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 1 | $15 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 1 | $14 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1 | $14 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1 | $14 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1 | $14 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 1 | $14 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1 | $13 | dollars as filed | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1 | $13 | dollars as filed | |
| NEUEHEALTH INC | 10920V404 | COM NEW | 2 | $13 | dollars as filed | |
| TIDAL TRUST II | 88634T600 | YIELDMAX INNOVAT | 1 | $13 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 1 | $12 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1 | $12 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1 | $12 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 1 | $12 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1 | $12 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1 | $12 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1 | $12 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 1 | $12 | dollars as filed | |
| GUILD HLDGS CO | 40172N107 | CL A | 1 | $12 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1 | $11 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1 | $11 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 2 | $11 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 1 | $11 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1 | $11 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 1 | $11 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G815 | CMN | 1 | $11 | dollars as filed | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 10 | $11 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1 | $10 | dollars as filed | |
| AMPLIFY ETF TR | 032108649 | AMPLIFY JUNIOR S | 1 | $10 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1 | $10 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 1 | $10 | dollars as filed | |
| OFS CAPITAL CORP | 67103B100 | COM | 1 | $10 | dollars as filed | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 1 | $10 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 1 | $10 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K309 | COM | 5 | $10 | dollars as filed | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 1 | $10 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1 | $9 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1 | $9 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1 | $9 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1 | $9 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1 | $9 | dollars as filed | |
| PHUNWARE INC | 71948P209 | COM NEW | 1 | $9 | dollars as filed | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 1 | $9 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 1 | $9 | dollars as filed | |
| ENDRA LIFE SCIENCES INC | 29273B302 | COM NEW | 16 | $9 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 15 | $9 | dollars as filed | |
| GUARDION HEALTH SCIENCES INC | 40145Q500 | COM | 1 | $9 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 1 | $8 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1 | $8 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1 | $8 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1 | $8 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1 | $8 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1 | $8 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1 | $8 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 1 | $7 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1 | $7 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1 | $7 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 1 | $7 | dollars as filed | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 1 | $7 | dollars as filed | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 3 | $7 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1 | $6 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 1 | $6 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 1 | $6 | dollars as filed | |
| AYTU BIOPHARMA INC | 054754858 | COM | 2 | $6 | dollars as filed | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 1 | $6 | dollars as filed | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1 | $6 | dollars as filed | |
| ENERGOUS CORP | 29272C202 | COM | 3 | $6 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1 | $5 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1 | $5 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1 | $5 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 4 | $5 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 26 | $5 | dollars as filed | |
| THERIVA BIOLOGICS INC | 87164U409 | COM NEW | 10 | $5 | dollars as filed | |
| KIORA PHARMACEUTICALS INC | 49721T309 | COMMON | 7 | $5 | dollars as filed | |
| CNS PHARMACEUTICALS INC | 18978H201 | COM NEW | 14 | $5 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 1 | $4 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1 | $4 | dollars as filed | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 1 | $4 | dollars as filed | |
| ARCIMOTO INC | 039587209 | Stock | 9 | $4 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 1 | $4 | dollars as filed | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 1 | $4 | dollars as filed | |
| SALARIUS PHARMACEUTICALS INC | 79400X305 | COM NEW | 7 | $4 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 1 | $3 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 1 | $3 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1 | $3 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 1 | $3 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1 | $3 | dollars as filed | |
| ALSET INC | 02115D208 | COM NEW | 5 | $3 | dollars as filed | |
| COSMOS HEALTH INC | 221413305 | COM | 4 | $3 | dollars as filed | |
| FORIAN INC | 34630N106 | cs | 1 | $3 | dollars as filed | |
| AGEAGLE AERIAL SYSTEMS INCORPORATED NEW COM NEW | 00848K200 | COM NEW | 4 | $3 | dollars as filed | |
| ADITXT INC | 007025604 | COM | 1 | $3 | dollars as filed | |
| STAFFING 360 SOLUTIONS INC | 852387505 | COM NEW 2022 | 10 | $3 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 1 | $2 | dollars as filed | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1 | $2 | dollars as filed | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 9 | $2 | dollars as filed | |
| GEOVAX LABS INC | 373678606 | COM SHS | 1 | $2 | dollars as filed | |
| SINTX TECHNOLOGIES INC | 829392604 | COM | 41 | $2 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 10 | $2 | dollars as filed | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1 | $2 | dollars as filed | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 1 | $1 | dollars as filed | |
| PALISADE BIO INC | 696389204 | COM | 3 | $1 | dollars as filed | |
| ONTRAK INC | 683373302 | COM NEW | 1 | $1 | dollars as filed | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 5 | $1 | dollars as filed | |
| NUWELLIS INC | 67113Y405 | COMMON | 4 | $1 | dollars as filed | |
| THERMOGENESIS HLDGS INC | 88362L209 | COM NEW | 1 | $1 | dollars as filed | |
| BIOLASE INC | 090911702 | COM NEW | 5 | $1 | dollars as filed | |
| HENNESSY ADVISORS INC | 425885100 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LISATA THERAPEUTICS INC | 128058302 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G138 | *W EXP 12/14/202 | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IPOWER INC | 46265P107 | CL A | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VISLINK TECHNOLOGIES INCORPORATED COM NEW | 92836Y409 | Common Stock | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FARADAY FUTURE INTLGT ELEC I | 307359703 | COM CL A | 2 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC | 13200M607 | COM | 2 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| MOMENTUS INC | 60879E200 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EIGHTCO HOLDINGS INC | 22890A203 | Common Stock | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RESHAPE LIFESCIENCES INC COM | 76090R200 | Common Stock | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| 22ND CENTY GROUP INC | 90137F202 | COMMON | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JAGUAR HEALTH INC | 47010C706 | COMMON | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WINDTREE THERAPEUTICS INC | 97382D402 | COM NEW | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000318989-24-000107 | this filing | 2024-05-13 | acceptance time not in the bulk data set |