13F-HR filed by GOFEN & GLOSSBERG LLC /IL/
GOFEN & GLOSSBERG LLC /IL/ filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-01-25, with 632 holding rows worth $4,632,790,000.
- Accession
- 0000315498-22-000001
- Filer
- CIK 315498
- Filed
- 2022-01-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 632 entries on the cover page, a total value of $4,632,790,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,632,790,000 with VALUE read as thousands by filing date, 13F file number 028-01240. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDELITY ADVISOR NEW INSIGHTS A | 316071208 | USD | 6,370 | $256,000 | thousands by filing date | |
| COLLEGE RETIREMENT EQU STK ACC | 194408126 | MF | 325 | $256,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 300 | $254,000 | thousands by filing date | |
| FIDELITY | 316138106 | MUTUAL FUNDS - | 3,611 | $254,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,488 | $250,000 | thousands by filing date | |
| SCHWAB INTERNATIONAL INDEX | 808509830 | SCHWAB MUTL FUNDS | 10,568 | $250,000 | thousands by filing date | |
| JPMorgan Tax R/R Fd | 4812A2538 | COM | 24,874 | $250,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,866 | $247,000 | thousands by filing date | |
| DFA US LARGE CAP GROWTH | 23320G281 | EQUITY FUNDS | 7,552 | $247,000 | thousands by filing date | |
| JOHN HANCOCK FUNDAMENTAL LARGE CAP CORE FUND CL A M/F | 41013P103 | Mutual Funds | 3,457 | $247,000 | thousands by filing date | |
| DFA INTERNATIONAL CORE EQUITY 2 I | 233203371 | EQUITY FUNDS | 15,283 | $246,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,859 | $245,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,275 | $245,000 | thousands by filing date | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 6,063 | $245,000 | thousands by filing date | |
| PIMCO INCOME | 72201F490 | COM | 20,513 | $245,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,458 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 806 | $242,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 924 | $241,000 | thousands by filing date | |
| OAKMARK SELECT INVESTOR | 413838608 | MFA | 3,752 | $241,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,553 | $239,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,294 | $236,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,147 | $235,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,004 | $233,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 610 | $233,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,755 | $231,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,000 | $230,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,422 | $229,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 6,561 | $228,000 | thousands by filing date | |
| OAKMARK ADVISOR | 413838798 | COM | 1,906 | $227,000 | thousands by filing date | |
| FUNDAMENTAL INVESTORS | 360802102 | MFD | 2,980 | $226,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,433 | $224,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 2,391 | $224,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 8,330 | $224,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 6,028 | $222,000 | thousands by filing date | |
| DODGE & COX INT'L | 256206103 | IFD | 4,654 | $220,000 | thousands by filing date | |
| HARTFORD SCHRODERS US SMALL CAP OPPS I | 41665H326 | EQUITY FUNDS | 6,686 | $220,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,982 | $219,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 9,566 | $219,000 | thousands by filing date | |
| T ROWE PRICE TAX FREE INCOME F | 779576107 | MF | 20,945 | $219,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,828 | $218,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,188 | $218,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 954 | $218,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 13,500 | $216,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 807 | $215,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,667 | $214,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 8,250 | $214,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,638 | $213,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 2,658 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,648 | $212,000 | thousands by filing date | |
| Janus Henderson Research D | 47103E759 | COM | 3,123 | $212,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,040 | $209,000 | thousands by filing date | |
| VANGUARD WELLESLEY INCOME FD | 921938205 | ADMIRAL SHARES | 2,978 | $209,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,000 | $207,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 6,357 | $207,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 13,000 | $206,000 | thousands by filing date | |
| Northern High Yield Fixed Inc | 665162699 | COM | 30,209 | $205,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,492 | $203,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,280 | $203,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 22,903 | $203,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,868 | $202,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,665 | $200,000 | thousands by filing date | |
| VANGUARD SHORT-TERM TAX-EXEMPT FUND ADMIRAL SHARES | 922907803 | SHS | 12,217 | $194,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 10,382 | $188,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 11,300 | $186,000 | thousands by filing date | |
| BLACKROCK STRATEGIC INCOME OPPS INSTL | 09260B382 | NTF BOND FUNDS | 18,211 | $185,000 | thousands by filing date | |
| Catalyst Enhanced Inc Strat Fd | 62827P436 | COM | 16,841 | $185,000 | thousands by filing date | |
| Segall Bryant & Hamill Shrt Tr | 81580H670 | COM | 18,261 | $184,000 | thousands by filing date | |
| T. ROWE PRICE INTERNATIO | 77958A107 | EQUITY FUNDS | 10,408 | $170,000 | thousands by filing date | |
| T. ROWE PRICE ULTRA SHORT-TERM BOND FUND | 77957P303 | OPEN END TAXABLE NO LOAD FUND | 32,892 | $166,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 15,049 | $164,000 | thousands by filing date | |
| COLUMBIA DISCIPLINED CORE A | 19763T640 | NTF EQUITY FUNDS | 11,194 | $162,000 | thousands by filing date | |
| Vanguard Long-Term Tax-Exempt | 922907308 | Mutual Fund | 13,374 | $162,000 | thousands by filing date | |
| AllianceBernstein Sm/Mdcap Gr | 018636100 | COM | 11,960 | $158,000 | thousands by filing date | |
| FEDERATED HERMES INSTL HIGH YIELD BD IS | 31420B300 | COM | 14,938 | $148,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 18,915 | $144,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 10,445 | $141,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 10,000 | $136,000 | thousands by filing date | |
| NEOVOLTA INC | 640655106 | CMN | 19,000 | $133,000 | thousands by filing date | |
| JPMORGAN INCOME BUILDER FUND CLASS I | 4812A3254 | Mutual Fund | 11,517 | $129,000 | thousands by filing date | |
| T ROWE PRICE HIGH YIELD FUND | 741481105 | Com | 17,807 | $118,000 | thousands by filing date | |
| Cannabist Company Holdings Inc | 197309107 | COM | 40,000 | $114,000 | thousands by filing date | |
| RIV Capital | 768014102 | COM | 100,000 | $114,000 | thousands by filing date | |
| PIMCO INTERNATIONAL BOND (USD-HDG) INSTL | 693390882 | BOND FUNDS | 10,517 | $113,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 20,000 | $112,000 | thousands by filing date | |
| Goodness Growth Holdings Inc | 38238W103 | COM | 65,000 | $111,000 | thousands by filing date | |
| INVESCO GLOBAL REAL ESTA | 00141A628 | NTF EQUITY FUNDS | 10,997 | $110,000 | thousands by filing date | |
| Eaton Vance Emerging Markets Dbt Opps I (EIDOX) | 27827V402 | Mutual Fund | 12,768 | $110,000 | thousands by filing date | |
| TERRASCEND CORP | 88105E108 | COM | 17,000 | $104,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 72,500 | $100,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 12,800 | $98,000 | thousands by filing date | |
| JPMorgan Income I | 46637K224 | Mutual Fund | 10,274 | $96,000 | thousands by filing date | |
| Tudor Gold | 89901P107 | COM | 56,000 | $91,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 11,000 | $86,000 | thousands by filing date | |
| VANGUARD HIGH YIELD CORPORATE BOND FUND ADMIRAL SHARES | 922031760 | SHS | 11,719 | $70,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y362 | PSYCHEDELICS ETF | 12,000 | $69,000 | thousands by filing date | |
| ASCEND WELLNESS HOLDINGS INC CL A | 04351N106 | Common Stock | 10,000 | $66,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 15,000 | $58,000 | thousands by filing date | |
| LORD ABBETT SH/DUR C | 543916704 | Mutual Funds | 13,040 | $55,000 | thousands by filing date | |
| FRANKLIN INCOME FUND CL | 353496300 | FKINX | 20,507 | $52,000 | thousands by filing date | |
| 4front Ventures Corp | 35086B207 | Com | 50,000 | $51,000 | thousands by filing date | |
| Vext Science | 925540106 | COM | 100,000 | $51,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 40,000 | $48,000 | thousands by filing date | |
| North Energy ASA | R62649109 | COM | 17,350 | $46,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 40,000 | $45,000 | thousands by filing date | |
| Gage Growth | 362656407 | COM | 25,000 | $45,000 | thousands by filing date | |
| MARIMED INC | 56782V107 | COM | 50,000 | $43,000 | thousands by filing date | |
| REVIVE THERAPEUTICS LIMITED COM NPV | 761516103 | Listed Stock | 150,000 | $40,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 25,000 | $33,000 | thousands by filing date | |
| IM CANNABIS CORP | 44969Q208 | COM NEW | 10,000 | $33,000 | thousands by filing date | |
| JUSHI HLDGS INC F | 48213Y107 | FGC | 10,000 | $33,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 35,000 | $29,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 20,000 | $27,000 | thousands by filing date | |
| Harborside Inc | 411620107 | COM | 75,000 | $27,000 | thousands by filing date | |
| FIELD TRIP HEALTH LTD | 31656R102 | COM | 10,000 | $25,000 | thousands by filing date | |
| NUMINUS WELLNESS INC | 67054W103 | Common Stock | 50,000 | $21,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 15,080 | $15,000 | thousands by filing date | |
| Hollister Biosciences | 435631106 | COM | 100,000 | $14,000 | thousands by filing date | |
| Slang Worldwide Inc | 831006200 | COM | 200,000 | $12,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 12,740 | $9,000 | thousands by filing date | |
| V S B L T Y GROUPE TEC F | 91834N100 | FOREIGN CANADIAN | 10,000 | $9,000 | thousands by filing date | |
| Transportation and Logistics Systems Inc Ordinary Shares | 89388L108 | COM | 560,000 | $7,000 | thousands by filing date | |
| Meyer Burger Technology AG | 047962536 | COM | 13,500 | $6,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 10,000 | $4,000 | thousands by filing date | |
| BRAXIA SCIENTIFIC CORP COM NPV | 105736102 | Listed Stock | 40,000 | $2,000 | thousands by filing date | |
| NUTRA PHARMA ORD | 67060U208 | COM | 500,000 | $1,000 | thousands by filing date | |
| CANNABIS SCIENCE INC XXX | 137648101 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEFENTECT GROUP INC | 244639100 | COMMON | 23,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Options Media Group | 684008105 | Com | 234,993 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIASPACE INC | 92554W106 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITRO TECH | 92851M108 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BellRock Brands | 07987E101 | COM | 287,012 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Medical Cannabis Pymt Solution | 584502108 | COM | 101,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315498-22-000001 | this filing | 2022-01-25 | acceptance time not in the bulk data set |